Miss Alison Raeside v Data Systems (Computers) Ltd: 3328624/2017
Employment Tribunal
Published on 28 August 2020, 09:42
- Summary
- Employment Tribunal decision.
- categories
-
disability-discrimination unfair-dismissal unlawful-deduction-from-wages
- country
- england-and-wales
- decision date
- 2020-06-01
Change History
-
Reconsideraion added
-
First published.
Full Decision Text
Raw text extracted from the official documents.
Case Number: 3328624/2017
Page 1 of 36
EMPLOYMENT TRIBUNALS
Claimant: Respondent:
Miss Alison Raeside v Data Systems (Computers)
Limited
Heard at: Reading On: 6, 7, 8, 9, 10, 13 January
2020 and in chambers on
14 January 2020
Before: Employment Judge Hawksworth
Mrs A E Brown
Mr J Appleton
Appearances
For the Claimant: In person
For the Respondent: Miss S Bowen (counsel)
RESERVED JUDGMENT
It is the unanimous decision of the tribunal that the claimant’s complaints of direct
disability discrimination, discrimination arising from disability, failure to make
reasonable adjustments and disability-related harassment fail and are dismissed.
REASONS
The claim
1. The respondent is a company which provides IT solutions and services to
businesses. The claimant was employed by the respondent as a security
sales specialist from 6 March 2017 to 2 August 2017 when she was
dismissed.
2. The claimant’s claim form was presented on 27 October 2017 after a
period of Acas conciliation from 21 September 2017 to 28 September
2017. The claimant’s complaints are of direct disability discrimination,
discrimination arising from disability, failure to make reasonable
adjustments and disability related harassment.
3. The respondent presented its ET3 on 1 December 2017. It defends the
claim.
Case Number: 3328624/2017
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Hearing and evidence
4. The hearing took place over 7 days. We took the first day for reading; we
read the witness statements and the documents referred to in the
statements.
5. We began hearing evidence on the morning of 7 January 2020. We heard
evidence from the claimant on 7, 8 and 9 January 2020. On 9, 10 and 13
January 2020 we heard evidence from witnesses for the respondent (in
this order):
Mr Andrew Waters, a director and shareholder of the respondent;
Mr Jahazeb Butt, a Business Development Manager with the
respondent
Mr Joel Temple-Joyce, a Business Development Manager with the
respondent
Mr Gary Waters, a director and shareholder of the respondent;
6. In these reasons for clarity we have referred to Mr Andrew Waters as
Andrew Waters and Mr Gary Waters as Gary Waters.
7. We also read the statement of Mrs Ellis, the respondent’s marketing
executive. Sadly, since making the statement, Mrs Ellis has died. We read
her statement and have attached such weight to it as we thought
appropriate.
8. We also read the statement of Ms Melody Ambrose, another of the
respondent’s witnesses. Ms Ambrose was not able to attend, and the
respondent did not propose to rely on her evidence. However, the claimant
asked that we read the statement, and the respondent had no objection to
us doing so.
9. There was a bundle of 656 pages which was prepared by the respondent
and agreed by the claimant. The respondent had redacted some of the
documents in the bundle for client confidentiality, and some pages were
illegible because of the size of the text. We dealt with these issues as they
came up; the respondent’s representative provided complete or clearer
copies of any pages as required. A fully unredacted copy of the bundle
was provided as the bundle for the witness table and was used by the
tribunal in deliberations.
The issues
10. The issues for determination were agreed by the parties at a preliminary
hearing on 15 June 2018 and set out in the case management summary.
11. On 3 July 2018 the respondent’s representatives wrote to the tribunal and
the claimant to confirm that the respondent concedes that the claimant
was disabled by virtue of her being in remission from treatment from
cancer. The respondent accepts that it had knowledge of her disability
Case Number: 3328624/2017
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from 19 May 2017. The respondent set out a number of limitations on this
concession in its email, including that it did not accept that the claimant
has any other disabling condition or that it had knowledge of any
symptoms or substantial disadvantage that the claimant had as a
consequence of her disability.
12. On 26 July 2018 the claimant made an application to amend her claim to
include complaints of harassment. On 22 August 2018 Employment Judge
Gumbiti-Zimuto gave permission for the claimant to amend her claim to
include some complaints of harassment. The harassment complaints were
summarised in a case management order dated 28 September 2018, more
details of each complaint were in the claimant’s application of 26 July
2018. These complaints have been included in the issues section below.
13. On the first and second days of the hearing, the tribunal discussed with the
parties the issues to be determined in the complaint of discrimination
arising from disability. The claimant confirmed that the ‘something arising’
from disability was her sickness absence. The incidents of unfavourable
treatment for the purpose of this complaint are the same as the incidents
of less favourable treatment for the direct discrimination complaint. In
short, the claimant says that she was subjected to unfavourable or less
favourable treatment because of her disability or because of her sickness
absence arising from disability. This was set out in paragraphs 7.1 and 7.2
of the case management summary and confirmed by the claimant on the
second day of the hearing, on 7 January 2020.
14. The issues for determination by the tribunal are below. The section
numbers referred to are from the Equality Act 2010.
Time limits
14.1. The claim form was presented on 27 October 2017 following a
period of ACAS Early Conciliation commencing on 21 September
2017 and ending on 28 September 2017. Accordingly and bearing
in mind the effects of ACAS Early Conciliation, any act or omission
which took place before 22 June 2017 is potentially out of time.
Accordingly, does the Employment Tribunal have jurisdiction to hear
complaints arising before this date?
14.2. Is it just and equitable for the employment tribunal to extend the
ordinary time limit for the claimant to issue her claim?
Disability
14.3. The respondent has conceded that the claimant was disabled and
accepts that it had knowledge of her disability from 19 May 2017.
The respondent's concession is subject to the limitations set out in
the email from Herrington Carmichael LLP to the Employment
Tribunal of 3 July 2018.
Case Number: 3328624/2017
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14.4. The claimant contends that the respondent had knowledge of her
disability from an earlier date.
14.5. To the extent necessary, what date did the respondent have
knowledge of the claimant's disability?
Section 13: direct discrimination because of disability
14.6. The claimant alleges that she was subjected to the following less
favourable treatment by the respondent:
a. Dismissing her;
b. Failing to provide support for the claimant by not paying the
cIaimant when she took time off to attend medical
appointments, by adopting a sceptical attitude that required the
claimant to prove that she had attended medical appointments
etc. before any permission was granted to allow the claimant to
attend appointments (this complaint also included an allegation
that the respondent failed to give the claimant time off to attend
medical appointments, this was withdrawn at the hearing);
c. Without the claimant's permission, Andrew Waters writing to the
claimant's oncologist prior to 6 June 2017 and requesting that
he provide to the respondent details of the claimant's medical
record.
14.7. Did each of these alleged acts occur as alleged or at all?
14.8. Did each of these alleged acts amount to less favourable treatment?
14.9. Was any of the alleged acts of less favourable treatment because of
the claimant's disability?
14.10. Has the respondent treated the claimant less favourably than it
treated or would treat a comparator? (The claimant appears to be
relying on Mrs Ellis as a comparator. Is Mrs Ellis an appropriate
comparator?)
14.11. Has the claimant proved primary facts from which the employment
tribunal could properly and fairly conclude that the difference in
treatment was because of the claimant's disability?
14.12. If so, what is the respondent's explanation and does it prove a nondiscriminatory
reason for any proven treatment?
Section 15: discrimination arising from disability
14.13. The claimant says her sickness absence was "something arising”
from her disability.
Case Number: 3328624/2017
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14.14. Did the respondent treat the claimant unfavourably because of the
"something arising" in consequence of the claimant's disability? The
claimant relies on the treatment set out in paragraph 14.6 above.
14.15. Was the respondent's treatment of the claimant a proportionate
means of achieving a legitimate aim?
Section 20 and section 21: reasonable adjustments
14.16. The following provision, criteria and/or practice (PCP) is relied on by
the claimant: requiring the claimant to work from the office instead
of working from home.
14.17. Did the PCP put the claimant at a substantial disadvantage in
relation to a relevant matter in comparison with persons who are not
disabled? The claimant will say that the claimant’s business as
usual activities included the claimant spending time out of the office
with clients, the claimant’s medical condition also meant that the
claimant spent time out of the office receiving medical treatment, the
claimant therefore did not have sufficient time in the office to carry
out the work that she was required to do to perform the ‘Admin
work’ for her role.
14.18. Did the respondent take such steps as were reasonable to avoid the
disadvantage? The burden of proof does not lie on the claimant,
however it is helpful to know the adjustments asserted as
reasonably require and they are identified as follows: enabling the
claimant to work from home.
14.19. Did the respondent not know, or could the respondent not be
reasonably expected to know that the claimant had a disability or
was likely to be placed at the disadvantage set out above?
Section 26: Harassment related to disability
14.20. Did the respondent engage in unwanted conduct as alleged by the
claimant as follows:
a. "The respondent ignored the fact that [the claimant] was ill and
still having ongoing 5 year, chemotherapy and provided no
support to [the claimant] whilst [the claimant] had ongoing tests
which all cancer patients have to undergo";
b. "[The claimant] had already informed the respondent that [she]
was still undergoing chemotherapy due to having breast cancer
but their disbelief and contacting [the claimant's] oncologist
without [the claimant's] permission [her] feeling extremely
harassed to prove [her] disability";
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c. "This was an invasion of privacy, leaving [the claimant] harassed
and stressed that because of [the claimant's] disability, [her]
illness was disbelieved, and [the claimant] had to prove herself';
d. "The respondent has always been disbelieving of [the claimant's]
disability and have never made any reasonable adjustments as
[the claimant] had to prove [her] illness. [The respondent has]
not been accommodating or patient. [The claimant] felt singled
out due to [her] illness as no other colleague of [the claimant's
had] been dealt with in this manner';
e. "The claimant was extremely ill and suffering from effects of
chemotherapy but when [the claimant] advised the respondent of
this, [the respondent] showed no support or concern which it
would have done if [the claimant) was another employee. [The
claimant] was unable to appeal in person and felt singled out by
[the respondent's] conduct."
14.21. Was the alleged conduct on related to the claimant's disability?
14.22. Did the alleged conduct have the purpose of violating the claimant's
dignity or creating an intimidating, hostile, degrading, humiliating or
offensive environment for the claimant?
14.23. Or, did the alleged conduct have the effect of violating the
Claimant's dignity or creating an intimidating, hostile, degrading,
humiliating or offensive environment for the Claimant and if so, was
it reasonable for the conduct to have that effect, taking into account
the perception of the Claimant and the other circumstances of the
case?
Remedy
14.24. If the claimant succeeds in whole or part, the tribunal will be
concerned with issues of remedy.
14.25. There may fall to be considered a declaration in respect of any
proven unlawful discrimination, recommendations and/or
compensation for loss of earnings, injury to feelings, breach of
contract and/or the award of interest.
Findings of fact
15. We make the following findings of fact. The page numbers are references
to the bundle pages.
16. The claimant is an IT sales consultant, with 20 years’ experience, at least
11 of which were in cyber security. In 2013 the claimant was diagnosed
with breast cancer. She had chemotherapy, radiotherapy and surgery. She
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is continuing with maintenance treatment, including long-term medication,
under the guidance of an oncologist.
17. The respondent is a small IT consultancy based in Berkshire. It was
founded by Andrew Waters and Gary Waters who are brothers. The
respondent sells IT products and services to businesses. The respondent
works with suppliers, known as vendors. The vendors provide IT products,
which the respondent sells on to its clients.
18. At the time the claimant was employed the respondent had about 14
employees. As a small IT company, the respondent found recruitment
quite difficult as there are lots of much larger companies in the region
which also provide IT services.
Recruitment of the claimant
19. In early 2017 the claimant’s CV was sent to the respondent by a
recruitment agency (page 70). The claimant attended two interviews with
Andrew Waters and Gary Waters, and also had a telephone interview. The
respondent said, and we accept, that the claimant did not tell them in her
interviews that she had had cancer.
20. During the recruitment process, the claimant told the respondent that she
had a pipeline of potential customers and that she was confident that she
could generate sales quickly on starting work for the respondent. The
pipeline was described as ‘warm’, meaning that the potential customers
could be converted to sales quite quickly.
21. The recruitment agent told the respondent that they could not request a
reference from one of the claimant’s previous employers as she had a
legal dispute with them. The respondent decided not to take up references
for the claimant, and to make an offer on the basis of her interviews only.
22. The claimant accepted the offer from the respondent to work as an IT
sales consultant (page 83). The role was subject to a three month
probationary period. The claimant’s salary, £50,000, was much higher than
the respondent’s other sales consultants. The respondent decided to offer
the claimant a higher salary because of her experience and the ‘warm
pipeline’ of leads she was bringing with her.
23. Prior to starting her job with the respondent, the claimant asked for a cyber
security specific section to be added to the respondent’s website, for
marketing assistance and for remote and home working. The claimant said
in her witness statement that she made these requests to enable her to do
her job effectively, not because of her disability.
24. The recruitment consultant’s fee which was payable by the respondent for
the successful recruitment of the claimant was £7,500.
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The claimant’s targets
25. In her offer letter, the claimant was told that she would have a quarterly
sales target of £100,000 (page 83). Her target for the first quarter was
£40,000, reduced to reflect the fact that she had just started with the
respondent. The claimant’s targets were higher than the other sales
consultants’ targets, because the claimant’s salary was higher. We find
that the sales targets were a requirement of the claimant’s role.
26. The claimant agreed to the targets. She said a quarterly sales target of
£100,000 was achievable, and was not a difficult target to hit. The claimant
did not at any stage during her employment by the respondent question or
take issue with the level at which her targets were set. She did not request
a reduction in these targets.
27. The claimant started working for the respondent on 6 March 2017. On 14
March 2017 the claimant had the morning off to have a mole removed.
She did not attend work on 20 March 2017 and did not notify the
respondent that she was sick. When Andrew Waters contacted the
claimant in the afternoon, she said she was in hospital as she had an
infection following the surgery.
Other aspects of the claimant’s role with the respondent
28. The claimant’s primary responsibility as a sales consultant was to
generate sales for the respondent. However, the claimant and the
respondent agreed that the claimant’s role would include the additional
responsibilities of building up a cyber security team, and acting as the
‘security overlay’ for other sales consultants. This meant that the claimant
would provide expert advice on security related IT matters to customers of
the respondent’s other sales consultants, who did not have the same
security expertise.
29. One aspect of the work the claimant was to do was providing clients with
advice on the General Data Protection Regulation (GDPR) which was
coming into force in May 2017. The respondent’s other sales consultants
introduced the claimant to their customers as the security expert, to help
her to generate sales.
30. The claimant spent some time building up the cyber security side of the
respondent’s business, in particular, she wrote new sections for the
website dealing with security products. This took her around 2 weeks. The
claimant also took steps to revamp the respondent’s product range by
liaising with possible new vendors to identify suitable security products and
services for the respondents to offer to its customers.
31. On 4 April 2017, almost a month into the claimant’s employment, the
respondent had a catch-up meeting with the claimant. The claimant had
not made any sales.
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32. On 6 April 2017 Andrew Waters told the claimant that he was concerned
the claimant was spending too much time on the website, and that she
should concentrate on the pipeline, by which he meant sales (page 165).
33. The respondent commissioned work on the website from a designer, but
after liaising with the claimant, the designer decided the work was not
deliverable within the agreed budget, and refunded the money. The
claimant said that the lack of information about security on the
respondent’s website prevented her from making sales. There were no
examples of this happening. The respondent said, and we accept, that the
claimant did not have to wait for changes to the website or the introduction
of new vendors before being able to sell products to clients, and that
meeting her sales targets was her primary role as a sales consultant.
Complaints about the claimant
34. Towards the end of March 2017, the claimant had a dispute with the
respondent’s marketing executive Mrs Ellis. The claimant said that her
expectations far surpassed Mrs Ellis’s capabilities; she raised her
concerns about competency and ability with Mrs Ellis directly. Mrs Ellis
was so upset about this that she resigned. Andrew Waters persuaded her
to withdraw her resignation. He told the claimant to raise any concerns
about marketing with him and Gary Waters in future, not direct with Mrs
Ellis.
35. On 5 April 2017 a sales manager from a vendor company contacted
Andrew Waters to say that he was shocked at the claimant’s response to
him in an email exchange. The claimant asked the vendor company about
how it was intending to comply with GDPR requirements, and was then
critical of the approach set out in the response she received. She
suggested that the vendor company may want to purchase GDPR services
from the respondent. The vendor’s sales manager described the claimant’s
correspondence as aggressive and said he was disappointed the
communication was used as a sales opportunity (pages 159 and 170 to
174). The claimant agreed that her response was not professional.
36. On 27 April 2017 the claimant and Mrs Ellis had an exchange of emails in
which Mrs Ellis said that she did not feel able to work with the claimant and
that she did not appreciate her tone in emails and telephone calls (page
233).
Sickness absence and sickness procedure
37. On 13 April 2017 the claimant did not attend work or notify anyone that
she was sick. Andrew Waters texted the claimant at 10.16 to ask where
she was. The claimant did not text back (page 540).
38. We pause here to include some details about the respondent’s sickness
absence procedure and medical appointments.
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39. The respondent had a staff handbook which included a sickness absence
procedure (page 594). The procedure said:
“10.3 Reporting when you are sick
10.3.1 If you cannot attend work because you are sick or injured you
should telephone your immediate supervisor as early as possible
and no later than 30 minutes after the time when you are
normally expected to start work on each day of absence.”
10.3.2 Absence that has not been notified according to the sickness
absence reporting procedure will be treated as unauthorised
absence.
10.3.3 If you do not report for work and have not telephoned we will try
to contact you, by telephone and in writing if necessary. This
should not be treated as a substitute for reporting sickness
absence.
10.4 Evidence of incapacity
10.4.1 You must complete a self-certification form for sickness absence
of up to seven calendar days. A self-certification form can be
obtained from the Company and must be submitted to your
immediate supervisor.”
40. The claimant did not remember seeing a staff handbook but was aware
that she was required to notify the respondent of sickness absence as
soon as possible and by no later than 9.30. Her contract of employment
said this (page 96).
41. The claimant agreed that it was reasonable for the respondent to contact
her if she was absent and had not telephoned to explain why. She agreed
that this was not a substitute for reporting absence.
Medical appointments
42. The claimant had a number of medical appointments during the time she
worked for the respondent. She did not ask permission to attend medical
appointments: when she had a medical appointment, she told Andrew
Waters about it or put it in her calendar, for example on 14 March 2017 at
08.00, 31 May at 16.00 and 13 June at 18.30. The claimant accepted that
there was no occasion when the respondent did not permit her to attend a
medical appointment.
43. The claimant said that she was not paid by the respondent for time off
attending medical appointments. She did not provide particulars or
evidence of dates on which this happened. Her payslips were in the bundle
at page 607 onwards. These showed deductions from the claimant’s pay in
May 2017 (page 609) for sick leave (when the claimant received statutory
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sick pay) and in June 2017 (page 610) for unauthorised absence. She was
not paid for unauthorised absence. We were not taken to any deduction of
pay for time attending medical appointments. The respondent said and we
accept that the claimant was paid for times when she had informed the
respondent that she would be absent from work, including when she had
medical appointments.
Review meeting
44. Returning to the chronology, on 8 May 2017 Andrew and Gary Waters had
a review with the claimant. They were concerned that she had still not
made any sales, other than one sale which had been set up by another
employee who left the respondent’s business, and which was passed to
the claimant for her to close the sale (page 280). The value of the sale was
£2,700. Informally, the respondent did not view this as a sale by the
claimant as the customer had been passed to her at a late stage in the
process having been secured by another sales consultant.
45. At the review meeting, Andrew and Gary Waters looked at the claimant’s
pipeline document which showed her customer leads and progress
towards sales. They were concerned that it did not include anything that
seemed likely to lead to a sale. Some of the potential customers were
large multi-national organisations which the respondent thought were
unrealistic targets for a company the size of the respondent.
Further sickness absences in May 2017
46. The claimant had further unauthorised sickness absences. On 9 May 2017
she did not attend work and said she had slept through her alarms. On 10
May 2017 the claimant texted Andrew Waters at 08.21 to say ‘I didn’t sleep
through my alarms yesterday, they didn’t go off, it’s happened again today.
I’ll be there as soon as possible. Sorry’ (page 540). The claimant said this
was when she began to experience sleep problems. She thought these
arose from taking Letrozole, a long-term cancer remission medication.
47. The claimant failed to attend work or notify the respondent that she was
unwell on 19 May 2017. Andrew Waters texted her at 10.52 and the
claimant replied at 14.00. In her text the claimant said she had ‘another
kidney infection’ and that this was ‘one of the many side effects of
Letrozole, the long term remission cancer drug I’m taking’. This was the
first time the claimant had mentioned this drug to the respondent. The
respondent accepts that from this date it was aware that the claimant had
previously had cancer.
48. The claimant was absent from work on 22, 23 and for most of 24 May
2017. She left a voicemail for Gary Waters on one of those days, but did
not contact either Gary or Andrew Waters on the other days. On her return
to work on 24 May 2017 she completed an absence form which covered
absences on 19, 22, 23 and 24 May 2017, the reason given for the
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absence was ‘severe kidney infection ended up in urgent care centre’. It
was accompanied by a copy of a prescription (pages 295-6).
The claimant’s references
49. By mid-May, the claimant had still not made any sales and the
respondent’s concerns were growing. Andrew Waters decided to approach
the claimant’s previous employers for references. He hoped this would
provide him with information to help him assess whether the claimant was
capable of improving her performance. He called the main numbers for the
last three employers listed on the claimant’s CV and obtained contact
details for the person responsible for providing references at each of these
companies.
50. On 22 and 23 May 2017 Andrew Waters sent standard reference request
forms to the claimant’s three last employers.
51. The claimant told Gary and Andrew Waters on 30 May 2017 that she had
a mammogram on 31 May 2017 and a consultant appointment on 2 June
2017 to discuss the results. The respondent understood these were
routine appointments.
52. The claimant was absent from work without notifying the respondent on 1
June 2017.
53. Also on 1 June 2017 the respondent received a reference from one of the
claimant’s previous employers. It said that the claimant had been
employed from the end of June 2015 to the end of January 2016, a period
of 7 months. This was not consistent with what the claimant had said in her
CV which was that she was employed there from July 2014 to February
2016, a period of over 18 months. Also, the claimant’s CV gave detailed
figures for her sales performances with this employer for two target years.
She said she had achieved 73% of a six month target of £300,000 in 2014-
2015 and 91% of an annual target of £600,000 in 2015-2016. As the
claimant had been employed by this employer for less than a year, it was
unclear where these figures had come from.
54. This first reference also said that the employer would not re-employ the
claimant and answered ‘no comment’ to the question as to whether the
claimant was honest and trustworthy. Andrew Waters telephoned the
company which had provided the reference to double check the
employment dates and they were confirmed as correct.
55. Andrew Waters received a second reference for the claimant on 1 June
2017. This was from the employer with whom the respondent had been
told the claimant had a legal dispute. The reference said the claimant had
been dismissed for performance reasons.
56. On Friday 2 June 2017 at 16.24 the claimant emailed the respondent
about medical appointments. She said she had an appointment on
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Monday 5 June at 16.00, adding, ‘I think I’ve already told you about [this]’.
Andrew Waters replied at 16.38 saying ‘Alison, Neither Gary or myself are
aware of your appointment on Monday.’ The claimant replied saying
‘Sorry, I thought I’d told you’ (page 312).
Extension of probation
57. On 5 June 2017 the claimant’s three month probationary period came to
an end. Andrew and Gary Waters had been intending to speak to her
about her probationary period and the concerns they had about her failure
to make any sales and her unexplained absences, however the claimant
did not attend work on 5 June 2017 and did not contact the respondent to
explain her absence. A call with a customer on 5 June 2017 had to be
cancelled because of the claimant not attending work. Andrew Waters
texted the claimant saying, ‘Yet again no-one has any idea of your
whereabouts!!’ (page 542).
58. In the claimant’s absence, Andrew and Gary Waters met and decided to
extend the claimant’s probation period for a further period of 3 months.
The respondent could not recover any of the recruitment fee paid for the
claimant’s recruitment, and they hoped that by giving the claimant more
time to make sales they could recover some of the costs they had spent.
They were still considering the references they had received.
59. The respondent wrote to the claimant to confirm the extension of her
probationary period, it said this was because of her unauthorised
absences and her sales performance being below expectations. The letter
was sent under cover of an email from Andrew Waters which said, ‘Alison
Myself and Gary wanted to discuss this and a few other matters this
morning, but for obvious reasons were unable to’ (page 314).
Further sickness absences in June 2017
60. The claimant’s sickness absences became more frequent in June and July
2017. On 8 June 2017 the claimant was absent from work without notifying
the respondent. She did not text Andrew Waters again until 9 June 2017.
(pages 541 to 542). In her text of 9 June the claimant said she had been
oversleeping to the point of not waking up at all to anything. She said
calcium strands had been found in her kidney.
61. On 12 June 2017, the claimant was due in work at lunchtime after a
medical appointment, but did not attend work or notify the respondent to
explain why. At 21.29 she replied to a text sent by Andrew Waters at
15.16. She said that her consultant had been delayed at the hospital and
she had been put in a private room at the hospital and slept all day.
62. On 13 June 2017 the claimant completed an absence form which covered
absences on 5, 8, 9 and 12 June 2017, the reason given for the absences
was ‘very ill, over tired due to dirty blood caused by kidney damage and
scaring caused by Lexitrol [sic]. Time off also contributed to by ultra sound
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x-ray and blood tests on 9th and MRI on 12th’. The form was accompanied
by an appointment card for 10 July 2017 and a copy of a blood science
request form (pages 323-324).
Medical report requests and review meeting
63. On 13 June 2017 Andrew Waters wrote to the claimant. He said that the
respondent was concerned about the amount of unauthorised absence
she had taken over the past month or so, and he asked her to complete a
consent form authorising the respondent to obtain a medical report from
her doctor. The respondent did not understand the reasons the claimant’s
had been giving for her ill health absences, and hoped that a letter from
her doctor would help them to understand.
64. On 16 June 2017 the claimant did not attend work or notify anyone at the
respondent that she was sick. When Andrew Waters texted the claimant to
ask where she was, she replied to say that he should ‘read back through
his texts from last week’. This was a reference to a long text sent by the
claimant on 9 June 2017 which included a reference to a medical
investigatory procedure ‘next Friday’. Andrew Waters said that the
claimant should inform him or Gary Waters about absences and put in an
absence form, rather than relying on a text from a week ago (page 544).
65. Andrew Waters also sent the claimant an email on 16 June 2017 chasing
up the consent form. He said that if the claimant did not wish to authorise
the respondent obtaining a medical report from her doctor, she could
obtain a letter from her consultant detailing her absences and the reasons
for them (pages 344 to 345).
66. One day in the week of 12 June 2017 when the claimant was in the office,
she went to speak to Andrew Waters. He was on the phone. The claimant
texted him on 17 June 2017 to say she had been ‘ushered away’ when she
tried to have a conversation with him, and she had been seeking feedback
for months. She said she had ‘requested 4 very reasonable requirements
to enable me at DSC, yet not one has been delivered upon. We’ll discuss
in depth on Monday.’
67. Andrew Waters replied to say he had not ushered the claimant away, he
had been on the phone. He said they would put a date in the diary to have
a conversation, but ‘we never know if you are going to turn up to work or
not and your communication is non existent. You have asked for one thing
to be done, and that was the website which [the IT consultant] has now
refused to do with you and has refunded us the first payment.’
68. The four reasonable requirements requested by the claimant were those
she had asked for before joining the respondent. They were changes to
the website, marketing assistance and remote and home working. The
claimant said these were to enable her to do her job effectively, not
because of her disability.
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69. On 19 June 2017 Andrew Waters received the third reference from the
claimant’s previous employers. It said that she was employed from 8
February 2016 to 27 June 2016, a period of under 5 months. This was
inconsistent with the claimant’s CV which had said that she worked for this
company for 9 months from February to September 2016.
70. On 19 June 2017 Andrew and Gary Waters met with the claimant. They
raised the claimant’s unauthorised absences and lack of sales (page 343).
They discussed the claimant’s pipeline and said they had concerns about
how realistic it was. They told the claimant that they needed to see a
substantial improvement in sales performance and that she needed to
make a sale by the end of the month. Andrew Waters said that if the
claimant did not make a sale by the end of June, the conversation they
would be having would be about the respondent needing to consider
ending her employment. The claimant did not say at this meeting that her
sales target was not achievable. She explained that the problems she had
with attending work were due to medication she was taking, but she said
she would be stopping the medication. The respondent understood this
would mean the problems would also stop.
71. In her evidence to us, the claimant said that her pipeline document for IT
product sales showed realistic prospects which could be converted to
sales (pages 251 and 384). The respondent said that the pipeline
document did not show realistic prospects. We accept the respondent’s
evidence on this point as it was consistent with the pipeline document
itself. It included a column showing how far towards completion of a sale a
lead had progressed, expressed as a percentage of 100%. Most of the
leads listed on the pipeline were recorded at 10% towards completion, a
small number were at 20-30%, one was at 50% and none were higher than
this.
72. The claimant emailed Andrew Waters on 20 June 2017 to say she had
completed the consent form allowing access to her medical records and
had left it on his desk (page 344). She said that because of a recent
change of GP and because all her treatment had been done privately, the
GP records may not contain all the information the respondent needed
adding:
“So to ensure you get all the information you need I have:
…
Called Dr Joss Adam’s (my oncologists) secretary and asked her to
send me the medical report from Joss outlining why he has taken
me off Lexitrol [sic]”
73. The consent form completed and signed by the claimant was dated 20
June 2017 and said, ‘I give my permission for the company to seek a
medical report from my doctor’, then gave the name and address of her
GP (page 346).
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74. The following day, 21 June 2017, Dr Adams’ secretary sent Andrew
Waters a copy of the claimant’s most recent clinic letter (page 350 and
351) by post.
75. The claimant said in her complaint that this letter was provided in response
to a request by Andrew Waters made to her oncologist without her
consent. At the hearing she accepted that she had got the dates wrong,
and that the letter was sent at her request. We find that the copy letter was
sent in response to the claimant’s telephone request which she referred to
in her email of 20 June 2017 and that she asked for it to be sent direct to
the respondent. Andrew Waters did not contact the claimant’s oncologist to
obtain this letter.
76. The claimant’s specialist’s letter was dated 6 June 2017. It said,
‘Unfortunately, it sounds like she had a lot of problems with her
Letrozole. She started this in March but seems to have had a
number of urinary and tract infections since then. She has now
come off her medication…Mrs Raeside will stay off the Letrozole for
now. ’
77. There was no mention in the consultant’s letter of sleep issues, and the
letter did not say that the claimant was unable to attend work.
78. On 23 June 2017 the claimant sent the respondent an email headed
‘Extreme tiredness’ which contained some general information from the
internet regarding cancer-related fatigue (page 352-353). She said she
had been taken off Letrozole because of the severe side effects.
79. Also on 23 June 2017, Andrew Waters wrote to the claimant’s GP to
obtain information about the claimant’s condition and in particular to
understand whether it could cause the claimant to have extreme tiredness
(page 355). The letter enclosed the consent form completed by the
claimant and set out the background as follows:
“Alison has been an employee of DSC since March 2017 and has
had considerable time off due to illness. She states that she had
had issues with her kidneys due to previous cancer treatment and
has been attending her GP, Urgent care centre and a consultant.
However, we have numerous days that are, at present, classified as
unauthorised absence due to no communication as to her
whereabouts etc.
Alison states that these days of unauthorised absence are due to
her illness, as mentioned above, causing her to sleep excessively to
the point that phone calls and alarms do not wake her for work and
that it causes her to sleep all night and day.”
80. The letter asked the GP to clarify:
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“Firstly that you are aware of her condition as stated above, and
also that this condition can cause these instances of unauthorised
absence along with any specific recommendations you wish to
make about her.”
81. On 4 July 2017 Andrew Waters wrote to the claimant’s oncologist, Dr
Adams (page 386). He obtained the contact details from the copy letter he
had been sent by Dr Adams’ secretary. The letter said
‘Thank you for sending me your correspondence dated 6 June
2017.
I was wondering whether you could give a little more detail as to the
side effects of the treatment that Ms Raeside is receiving to enable
us as employers to understand her situation.
Ms Raeside has been absent from work on numerous occasions as
she says she is unable to woken by her alarm, telephone etc due to
the side effect of her treatment and various infections and what she
says is ‘dirty blood’. She describes episodes of ‘unconsciousness
for 19 hours’ and sleeping for excess of 15 hours without being able
to be woken.
Obviously this is concerning from her health point of view, but also
is now impacting on her ability to do her job
I have already written to Ms Raeside’s GP with her consent and
understand if you need to obtain her consent to respond to me
further.’
82. We find that after this letter was sent, the claimant’s oncologist called the
claimant to ask her permission to respond to it, and the claimant gave her
permission. She said she did so because she had nothing to hide. In her
statement the claimant thought this conversation occurred before 21 June
2017 but in her evidence she accepted that she got the dates wrong and
we find that this call was in the context of the respondent’s 4 July letter to
Dr Adams.
83. In the event Dr Adams did not respond to the respondent’s request.
Further sickness absences in July 2017
84. The claimant did not attend work on 3, 4, and 5 July 2017. Andrew Waters
sent the claimant texts. She replied on 3 July saying that she had sleep
paralysis and on 4 July saying that she had been asleep or unconscious.
85. On 5 July 2017 the claimant was working and had a meeting away from
the office which was due to finish at 10.30. When she had not returned to
the office by 12.15, Andrew Waters texted her. She said she had been
meeting with and having lunch with a vendor. Andrew Waters texted to
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say that sales were more important and long vendor lunches (that is,
lunches with suppliers) were not a productive use of her time (page 547).
86. On 6 July 2017 the claimant completed a sickness absence form which
covered absences on 3 and 4 July 2017, the reason she gave for the
absences was ‘sleep issues with unconscious like symptoms’ (page 387).
87. On 7 July 2017 the respondent received a letter from the claimant’s GP. It
said that the claimant had recently transferred to the practice, they had not
yet seen her and did not have her full history of correspondence from
specialists. It said that the claimant was continuing with maintenance
therapy under the guidance of a specialist oncologist. It continued:
“Alison has also suffered with recurrent urinary tract infections since
she has been on treatment which have required courses of
antibiotics and have been documented to cause excessive
sleepiness when she has got an active infection…She is awaiting
specialist assessment and further investigations because of these
recurrent infections.
At the present time I am unable to comment on any specific
recommendations about Miss Raeside...”
88. The claimant’s GP letter of 7 July was the only medical evidence the
claimant produced to the respondent or to the tribunal which referred to
sleep issues. The GP letter did not refer to sleep paralysis or
unconsciousness. It did not say that the sleep issues were caused by the
claimant taking Letrozole. In any event, the claimant had stopped taking
Letrozole prior to 6 June 2017, according to the letter from her consultant.
There was no evidence before the tribunal that the claimant’s sleep
problems were caused by taking Letrozole or by the ongoing effects of
having taken Letrozole previously.
89. In her evidence to us, the claimant said that the cause of her sleep
problems had not been identified and that to identify the cause she would
need to have attended a sleep clinic, which she did not want to do. She
said she had been put on the narcolepsy scale. The claimant said that her
sleep problems started the moment she started taking Letrozole. She was
unclear about when this was but Dr Adam’s letter said it was March 2017.
She had stopped taking Letrozole by 6 June 2017. She said she had been
told by a consultant that Letrozole damaged her brain or her brain proteins
and this was why her sleep problems persisted after she stopped taking
Letrozole. There was no evidence of this in the claimant’s doctor’s letters
or in the GP records which were in the bundle. There was no medical
evidence before us of narcolepsy or brain damage caused by Letrozole.
90. On 10 July 2017 the claimant did not attend work. Her calendar showed
she had a medical appointment, but not until 15.15 (page 324 and 661).
Andrew Waters texted the claimant saying, ‘Yet again no-one has any idea
of your whereabouts and you had a conference call at 9.30!’ (page 548).
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The claimant missed the conference call. The claimant texted in the
afternoon to say that she had slept through the day.
91. On 11 July 2017 the claimant did not attend work. Andrew Waters texted
the claimant saying, ‘Again???’ (page 548). When the claimant replied she
said she would work from home that afternoon. She told the respondent
that she would be doing this, she did not ask for permission.
92. We find that in saying ‘Again???’ and ‘Yet again’ in his texts, Andrew
Waters was referring to the claimant not attending work again and not
notifing the respondent of her absence. His use of these words does not
suggest that he was sceptical about whether the claimant needed time off
for medical appointments, or whether she was ill.
93. On 12 July 2017 the claimant did not attend work. Andrew Waters texted
the claimant at 10.31 saying, ‘Can you please update me what is going
on?’. A second text at 11.29 said that he had cancelled the claimant’s
appointment with a customer for that day as he had no idea whether the
claimant was intending to be there. The claimant replied and said, ‘I’m
sorry I’m ill, but you are not making things easier for me. We need to have
a discussion about reasonable adjustments.’
94. Andrew Waters replied to this text by email on 12 July 2017. He said that
he and Gary Waters found the claimant’s comment ‘totally unfair’ (page
400). The claimant misunderstood this email. She thought that the
respondent was saying that she had been totally unfair by asking them to
make reasonable adjustments. We find that the respondent was
suggesting that it was unfair to say that they had not made things easier
for her. They felt, as the email said, that they had been more than
accommodating and patient with her. The email asked the claimant to
elaborate on why she felt they were not making things easy, and what she
would deem as reasonable adjustments. The claimant did not reply to
these questions.
95. On 13 July 2017 the claimant did not attend work. It was the fourth day
that week she had not attended work or notified her absence in line with
the absence procedure. She texted Andrew Waters at 15.11 to say that
she had just woken up. She said she had arranged for her lodger to sleep
there to wake her up for the next day, and that the following week she
would sleep at her mother’s to ensure she got up (page 550). The claimant
also replied by email to the respondent’s email of the previous day. She
apologised and said that she appreciated the respondent’s patience ‘until
my body re-stabilises itself’. She listed the medical help she was getting
and said again that she would be sleeping at her mother’s the following
week, so her mother could wake up her and see if she could reinstall a
normal routine (page 404).
96. On 17 and 19 July the claimant did not attend work or notify anyone that
she would not be attending. Andrew Waters texted her on 17 and 19 July,
and then again on 19 July saying, ‘We have heard nothing from you all
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week’. The claimant replied at 15.39 on 19 July 2017 saying that she had
just woken up. She said she had not got as far as her mother’s. On 18
July 2017 the claimant had a meeting with a potential client from 09.30 to
11.00, but she did not attend work after the meeting.
Working from home
97. The claimant worked from home on occasion, for example on 11 July
2017. She also worked at home in the evenings when she wanted to.
98. When working from home, the claimant had access to her emails via
Outlook Web Access. She could contact customers and potential
customers via LinkedIn. However, she did not have access to all the
respondent’s systems when working from home, such as client databases.
The respondent did not at that time provide full remote access to any of its
employees. The claimant thought that systems should have been in place
to facilitate her working fully from home. She was shocked to discover that
the respondent did not have systems to facilitate full home working as her
previous employers had done.
99. On 19 July 2017 the claimant had not attended work and was working
from home. She texted Andrew Waters to say she needed access to her
emails to do meeting follow ups and see her diary. She said, ‘Just because
I’m not well doesn’t mean I’ve let go of the reins’ and ‘I’ve been asking for
homework if since week one’ [sic]. Andrew Waters replied to say that he
had checked her email access and it was all up and running, and that he
Gary Waters and other staff used Outlook Web Access with no issue.
100. The claimant sent a long reply which she said that she had every reason
to have the same advantages as her competition and the respondent
needed to bring their working practices into this millennium. She asked,
‘Where is the sense or logic in your attitude towards this?’. Andrew Waters
said that her message was disrespectful and he would not reply. The
claimant replied, ‘I’m not well Andrew and making reasonable adjustments
to enable me to continue working throughout my illness is a requirement
by law. Please reconsider.’
101. On 20 July 2017 the respondent’s internal IT support officer sent an email
to all employees asking if they would like to test a software product which
would allow them to log onto the respondent’s entire system remotely. The
claimant did not reply.
The claimant’s sales performance
102. By 20 July the claimant had still not made any sales and the respondent
had not seen any evidence that she was close to making any sales. She
had not made any sales by the end of June as required at the review
meeting on 19 June.
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103. During her time working for the respondent, the claimant closed two sales.
The first was the sale which had been set up another employee who left
the respondent’s business, and the client was passed to the claimant to
close the sale (page 280). The second was a sale to the same client (page
292). The sales were valued at £2,700 and £3,600.
104. Therefore, during the first quarter of her employment with the respondent
(March to May 2017) the claimant made sales of £6,300 against a target of
£40,000. She made no other sales during that quarter. From 23 May 2017
and during the part of the second quarter in which the claimant worked for
the respondent, she made no sales at all. None of her ‘warm’ pipeline
converted to sales, either while the claimant was working for the
respondent or after she left.
105. In her evidence to us, the claimant said that as her target was larger than
the other sales consultants, she had to take a different approach which
was, rather than selling individual products with a low profit margin, she
had to sell fewer larger deals, and these took longer to set up and close.
However, at the time her targets were set, she did not suggest that this
could impact on her ability to generate sales of £40,000 in the first quarter
of her employment.
Disciplinary proceedings
106. Andrew and Gary Waters discussed the claimant’s position and decided
that the respondent could not continue to tolerate the claimant’s complete
lack of sales, particularly as she was being paid a high salary. They
remained concerned about the references they had received. They
decided to start the respondent’s disciplinary procedure.
107. The respondent wrote to the claimant by email and post to her home
address on 19 July 2017 to invite her to a disciplinary meeting to consider
the references which had been received (copies were enclosed), and the
claimant’s failure to bring any revenue into the business (other than one
purchase order given to her when another employee left). The letter
warned that a possible outcome was termination of the claimant’s
employment (page 410).
108. The disciplinary meeting was due to take place on 26 July 2017 at 14.30.
The respondent said that the meeting had deliberately been arranged in
the afternoon to take account of the claimant’s ongoing problems with
waking up, and asked her to let the respondent know if she had any other
specific needs for the hearing. The respondent put a diary entry for the
meeting into the claimant’s work calendar.
109. The claimant was on holiday from 20 July to 25 July inclusive.
110. The claimant did not attend work on 26 July and she did not attend the
disciplinary hearing. She did not provide any explanation for her absence.
The respondent rescheduled the disciplinary hearing for 28 July 2017 at
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15.00 (page 418). The claimant replied by email on 26 July saying that she
had been ill and was having tests to try ‘to discover what is causing the
extreme exhaustion’ (page 419).
111. The claimant did not attend work on 27 July 2017 and did not contact the
respondent to explain her absence. Andrew Waters sent a text message
to the claimant asking her to confirm that she would be attending the
hearing on 28 July. She did not reply on 27 July 2017.
112. On 27 July 2017 Mrs Ellis sent Andrew Waters screenshots from the
claimant’s Facebook page. Mrs Ellis was a Facebook friend of the
claimant’s. The claimant’s Facebook page showed the claimant engaging
in social activities including going to a garden party and having a helicopter
ride on a day after she had not attended work (15 July 2017) and included
a post about going to a garden party on 20 July 2017, a day after she had
not attended work (pages 509 and 511).
113. The claimant did not attend the disciplinary hearing on 28 July. She sent a
text at 14.47, 13 minutes before the hearing was due to start, saying that
she was unable to attend because she was unwell. She said, ‘I have
nobody to blame but myself’ because she had shared a bottle of wine with
a client the previous day which she was ‘seriously paying for today’. She
said she was still suffering from the side effects of the change in the
cancer medication. The text also included points responding to the issues
to be considered at the disciplinary hearing (page 555).
114. The disciplinary hearing was rescheduled for 1 August 2017. The claimant
did not attend work on 31 July 2017 and did not notify the respondent of
why she was not attending work.
115. The claimant had 10 days of unauthorised absence in July.
116. The claimant did not attend work on 1 August and she did not attend the
disciplinary hearing. She did not notify the respondent as to why she did
not attend. She did not answer her phone when the respondent tried to
call her. As the hearing had been rescheduled twice, Andrew Waters
decided to go ahead with it, however he sent an email to the claimant to let
her know this and giving her until 17.00 to send any information she would
like to be taken into account (page 429). The claimant did not provide any
further information.
117. Andrew Waters decided that the claimant should be dismissed because of
her poor sales performance and unsatisfactory references. This was set
out in a letter to the claimant on 2 August 2017 (pages 433 to 435). We
accept the respondent’s description of the claimant’s sales performance as
non-performance rather than under-performance. The claimant did not
achieve any sales other than two small sales for a client which was passed
to her by another employee just before completion of the first sale.
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118. The respondent’s grounds of resistance said that another reason for the
claimant’s dismissal was her unauthorised absences and the failure to
explain them. Unauthorised absences were also referred to in the letter
informing the claimant that her probationary period was to be extended.
However, this was not a reason given in the dismissal letter sent to the
claimant at the time of dismissal. Andrew Waters said, and we accept, that
if the claimant had been bringing in revenue for the respondent, the
situation would have been dramatically different. The respondent was keen
for the claimant to succeed so they could recover some of the money they
had spent on recruiting her; the claimant’s failure to bring in any revenue at
all was a very major concern for the respondent. We accept the
respondent’s evidence that the reasons for dismissal were as set out in the
dismissal letter.
Appeal
119. The claimant appealed against her dismissal on 4 August 2017 (page 436)
and she also submitted a grievance. The appeal was to be considered by
Gary Waters but he was on holiday. Andrew Waters emailed the claimant
on 10 August 2017 to explain this, and he wrote to her on 16 August 2017
regarding arrangements for the appeal hearing.
120. The appeal hearing was scheduled for 24 August 2017 to be conducted by
Gary Waters with an external HR provider attending to take notes. The
claimant was informed of her right to be accompanied (page 447).
121. On 17 August 2017 the claimant emailed the respondent to say that it was
her grandmother’s birthday the next day in Plymouth, and that she would
then be in Cornwall ‘for a week or possibly two’. She asked to reschedule
the hearing to 6 September 2017.
122. Andrew Waters wrote to the claimant on 18 August 2017 to say that the
appeal hearing would not be rescheduled. He sent this by email (page
450-451). He emailed the claimant again on 21 August 2017 to confirm
that the hearing would take place on Thursday 24 August 2017 (page
456). He said that the appeal would proceed although the claimant was not
intending to attend.
123. On 23 August 2017 the claimant called Andrew Waters to ask for the
details of the external HR provider. She said that she would be attending
the appeal hearing that day. Andrew Waters said that the appeal was not
scheduled for that day, it was scheduled for 24 August. Later the same
day, the claimant emailed the respondent to ask for the hearing to be dealt
with by Skype as she was in Cornwall. The respondent declined to do so
as it was concerned about security of the call and whether anyone would
be listening in.
124. Andrew Waters emailed the claimant on 23 August 2017 replying to an
email from her of the same date in which she said she made a subject
access request (pages 465-466). He attached some documents, but said
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that her email did not constitute a valid subject access request and the
respondent would not be replying to it. He also said that all
correspondence should be through him and in writing and that the
respondent would not deviate from this approach. The claimant replied to
say that she could not open the attachments (page 470). Andrew Waters
replied to say that he had checked the attachments. He re-sent the
attachments as an email (page 469).
125. The claimant provided a written document to be considered at the appeal
(pages 475 to 495). Gary Waters considered the appeal on 24 August
2017. He considered the documents sent by the claimant. He upheld the
decision to dismiss the claimant and she was informed of this in a letter
dated 31 August 2017.
The law
126. Disability is a protected characteristic under section 9 of the Equality Act
2010. Cancer is a disability pursuant to paragraph 6 of schedule 1 of the
Equality Act.
Direct disability discrimination
127. Section 13 of the Equality Act provides:
“(1) A person (A) discriminates against another (B) if, because of a
protected characteristic, A treats B less favourably than A treats or would
treat others.”
128. Section 23(1) provides that:
“On a comparison of cases for the purposes of section 13 [direct
discrimination] ... there must be no material difference between the
circumstances relating to each case.”
Discrimination arising from disability
129. Section 15(1) of the Equality Act 2010 provides that a person (A)
discriminates against a disabled person (B) if:
a. A treats B unfavourably because of something arising in
consequence of B’s disability, and
b. A cannot show that the treatment is a proportionate means of
achieving a legitimate aim.
130. There are four elements to section 15(1), as explained by the EAT in
Secretary of State for Justice and anor v Dunn EAT 0234/16:
i. there must be unfavourable treatment;
ii. there must be something that arises in consequence of the claimant’s
disability;
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iii. the unfavourable treatment must be because of (i.e. caused by) the
something that arises in consequence of the disability; and
iv. the alleged discriminator cannot show that the unfavourable
treatment is a proportionate means of achieving a legitimate aim.
131. The EHRC Employment Code says that unfavourable treatment should be
construed synonymously with ‘disadvantage’. In Williams v Trustees of
Swansea University Pension and Assurance Scheme and anor 2019 ICR
230, SC the Supreme Court held that little is likely to be gained by seeking
to draw narrow distinctions between the word 'unfavourably' in section 15
and analogous concepts such as 'disadvantage' or 'detriment' found in
other provisions of the Equality Act. It accepted that the EHRC
Employment Code provides helpful advice as to the relatively low
threshold of disadvantage required to engage section 15.
132. In relation to the third element, the causal link between the ‘something
arising’ and the unfavourable treatment, the EAT in Secretary of State for
Justice and anor v Dunn held that motive is irrelevant and, in Pnaiser v
NHS England and anor 2016 IRLR 170, EAT, that:
‘there may be more than one reason or cause for impugned
treatment….The “something” that causes the unfavourable
treatment need not be the main or sole reason, but must have at
least a significant (or more than trivial) influence on the
unfavourable treatment, and so amount to an effective reason for or
cause of it.’
Reasonable Adjustments
133. The Equality Act also imposes on employers a duty to make reasonable
adjustments. The duty comprises three requirements. Here, the first
requirement is relevant, this is set out in sub-section 20(3). In relation to an
employer, A:
“(3) The first requirement is a requirement, where a provision,
criterion or practice of A's puts a disabled person at a substantial
disadvantage in relation to a relevant matter in comparison with
persons who are not disabled, to take such steps as it is reasonable
to have to take to avoid the disadvantage.”
134. Paragraph 20(1)(b) of Schedule 8 of the Equality Act provides that an
employer is not subject to a duty to make reasonable adjustments if they
do not know, and could not reasonably be expected to know, that the
relevant employee has a disability and is likely to be placed at the
identified disadvantage.
Harassment
135. Under section 26 of the Equality Act, a person (A) harasses another (B) if
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“a) A engages in unwanted conducted related to a relevant
protected characteristic, and
b) the conduct has the purpose or effect of –
i) violating B’s dignity, or
ii) creating an intimidating, hostile, degrading, humiliating or
offensive environment for B.”
136. In deciding whether conduct has the effect referred to, the tribunal must
take into account:
“a) the perception of B;
b) the other circumstances of the case;
c) whether it is reasonable for the conduct to have that effect.”
Burden of proof
137. Sections 136(2) and (3) provide for a reverse or shifting burden of proof:
"(2) If there are facts from which the court could decide, in the absence of
any other explanation, that a person (A) contravened the provision
concerned, the court must hold that the contravention occurred.
(3) This does not apply if A shows that A did not contravene the provision."
138. This means that if there are facts from which the tribunal could properly
and fairly conclude that the difference in treatment was because of the
protected characteristic, the burden of proof shifts to the respondent. The
respondent must then prove that the treatment was in no sense
whatsoever on the grounds of disability. If there is a prima facie case and
the explanation for that treatment is unsatisfactory or inadequate, then it is
mandatory for the tribunal to make a finding of discrimination.
139. In Igen v Wong [2005] ICR 931 the court set out ‘revised Barton guidance’
on the shifting burden of proof. We bear in mind that the court’s guidance
is not a substitute for the statutory language and that the statute must be
the starting point.
140. The bare facts of a difference in status and a difference in treatment only
indicate a possibility of discrimination. They are not, without more,
sufficient material from which a tribunal ‘could conclude’ that, on the
balance of probabilities, the respondent has committed an unlawful act of
discrimination. “Something more” is needed, although this need not be a
great deal: “In some instances it will be furnished by non-response, or an
evasive or untruthful answer, to a statutory questionnaire. In other
instances it may be furnished by the context in which the act has allegedly
occurred..." (Deman v Commission for Equality and Human Rights [2010]
EWCA Civ 1279.)
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141. In order to establish a prima facie case of discrimination under section 15
and for the burden of proof to shift to the respondent, a claimant must
prove that she has a disability within the meaning of section 6, that the
respondent had actual or constructive knowledge of her disability and that
the respondent treated her unfavourably. It is also for the claimant to show
that ‘something’ arose as a consequence of her disability and that there
are facts from which it could be inferred that this ‘something’ was a reason
for the unfavourable treatment. The claimant needs to satisfy the tribunal
in respect of each of these elements for the burden of proof to shift to the
respondent.
142. If the burden shifts to the respondent, the respondent must then provide
an “adequate” explanation, which proves on the balance of probabilities
that the treatment was in no sense whatsoever on the grounds of disability.
The respondent would normally be expected to produce “cogent evidence”
to discharge the burden of proof.
143. Where the burden of proof shifts, the respondent can defeat a complaint
under section 15 by proving either that the reason or reasons for the
unfavourable treatment were not the ‘something arising’ in consequence of
the disability, or that the treatment was justified as a proportionate means
of achieving a legitimate aim.
Conclusions
144. We have applied the legal principles to our findings of fact and reach the
following conclusions on the issues for determination.
Disability
145. The respondent has conceded that the claimant was disabled and accepts
that it had knowledge of her disability from 19 May 2017. The claimant
contends that the respondent had knowledge of her disability from an
earlier date. We have found that the claimant did not inform the
respondent of her disability at her interview.
Direct discrimination because of disability
146. We have first considered whether the treatment complained of by the
claimant in her complaint of direct disability discrimination happened as
alleged by the claimant and whether it amounted to less favourable
treatment by the respondent. These are issues 14.6a, b and c in the issues
section above.
147. Issue 14.6a: The claimant said the respondent subjected her to less
favourable treatment by dismissing her. We have found that the claimant
was dismissed by the respondent. A dismissal amounts to less favourable
treatment in the sense that it was disadvantageous to the claimant.
Case Number: 3328624/2017
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148. Issue 14.6b: The claimant also said the respondent failed to provide
support for the claimant:
148.1. by not paying the cIaimant when she took time off to attend
medical appointments; and
148.2. by adopting a sceptical attitude that required the claimant to prove
that she had attended medical appointments etc. before any
permission was granted to allow the claimant to attend
appointments);
148.3. a further complaint that the respondent failed to give the claimant
time off to attend medical appointments was withdrawn at the
hearing.
149. We have not found that there were any deductions from the claimant’s pay
for time off to attend medical appointments.
150. We have not found that the respondent adopted a sceptical attitude to the
claimant’s requests for time off to attend appointments. We have found
that Andrew Waters said ‘Yet again’ in two of his texts and ‘Again???’ in
another. We have found that this was because the claimant had failed on a
number of occasions to attend work without notifying the respondent of her
absence, not because he was sceptical about her medical appointments or
because he was sceptical about whether she was ill. In his texts Andrew
Waters was expressing surprise that the claimant had not attended work
again and had not notified the respondent that she was unwell.
151. We have also found that the claimant was not required to prove that she
had medical appointments before being allowed the time off. We have
found that she did not request permission to attend them. When she had
appointments, she told the respondent she would be attending them or put
them in her work calendar. We have found that the claimant did provide an
appointment card on one occasion with her absence form, but this was not
requested by the respondent.
152. We have found that the letters sent by the respondent to the claimant’s GP
and specialist recorded what the claimant had told the respondent about
her ill health, saying ‘she states’, ‘she describes’ and ‘she says’. However,
this was factual. The respondent was recording what the claimant had told
them, and asking the claimant’s doctors to confirm the medical position.
The letters were not, as the claimant suggested, implying that she was
fabricating things. We conclude that the respondent was not displaying a
sceptical attitude about what the claimant was saying.
153. We conclude therefore that the treatment at issue 14.6b did not happen as
alleged by the claimant.
154. Issue 14.6c: The claimant alleged that Andrew Waters wrote to the
claimant's oncologist prior to 6 June 2017 without her permission and
requested that he provide details of the claimant's medical record did not
occur as alleged. The claimant accepted that she got this allegation wrong.
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We have found that she asked her oncologist’s secretary to send a copy of
the latest clinic letter to the respondent. Andrew Waters did not write to the
claimant’s oncologist prior to 6 June 2017. This alleged act of less
favourable treatment did not happen.
155. We have found that the dismissal of the claimant was an act of less
favourable treatment which happened as alleged by the claimant. We have
not found that the other alleged acts of less favourable treatment
happened as alleged by the claimant.
156. We therefore have to consider whether the claimant’s dismissal was
because of her disability. Applying the legal principles regarding the
burden of proof, we have to consider whether the claimant has proved
primary facts from which we could properly and fairly conclude that the
difference in treatment was because of the claimant's disability.
157. We conclude that the claimant has not proved evidence from which we
could properly and fairly conclude that the decision to dismiss was
because of her disability. The claimant at one stage relied on difference in
treatment between herself and Mrs Ellis, who also had breast cancer.
However, Mrs Ellis would not be a comparator for the claimant as both had
cancer. A comparator would be a person in circumstances not materially
different to the claimant who did not have cancer.
158. The reasons given by the respondent for the dismissal of the claimant
were her non-performance against her sales targets and unsatisfactory
references. These are circumstances which are material to the claimant’s
case. A comparator would be someone who had the same or similar levels
of non-performance and/or who someone whose references the
respondent considered to be unsatisfactory. We did not have any evidence
that the respondent did or would have treated someone with those
circumstances but without cancer any differently to the claimant.
159. Even if we had found that the burden of proof had shifted to the
respondent, we would have accepted that the respondent’s reasons for the
claimant’s dismissal, that is the claimant’s non-performance against sales
targets and unsatisfactory references, were non-discriminatory reasons for
her dismissal.
160. For these reasons, the complaint of direct disability discrimination fails.
Discrimination arising from disability
161. The claimant says her sickness absence was "something arising” from her
disability. We have to consider whether the claimant’s sickness absence
was ‘something arising’ from her disability, that is, whether it arose in
consequence of breast cancer or breast cancer treatment. The claimant
says that her sleep problems were caused by Letrozole, a medication she
was taking because of cancer.
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162. There was very little medical evidence before us about the reasons for the
claimant’s absence from work and the medical cause of her sickness
absence. She did not obtain a fit note from her GP for any of the
absences. The reasons she gave on her self-certification forms were
‘severe kidney infection’ (May), ‘‘very ill, over tired due to dirty blood
caused by kidney damage and scaring caused by Lexitrol. Time off also
contributed to by ultra sound x-ray and blood tests and MRI (June) and
‘sleep issues with unconscious like symptoms (July).
163. We have found that the claimant started taking Letrozole from March 2017
and that by 6 June 2017 she had stopped taking it. These dates do not
coincide with the dates of the claimant’s absences from work which were
increasing over the period May to July; the claimant had 4 days absence in
May, 6 days in June and 10 days in July. Most of the claimant’s absences
in June and all of her absences in July occurred after she had stopped
taking Letrozole.
164. The letter from the claimant’s specialist refers to the claimant having
problems with Letrozole but said this caused ‘urinary and tract infections’.
It does not refer to sleep problems at all.
165. The letter from the claimant’s GP is the only medical evidence which refers
to sleep problems. It was written by a GP at a new surgery which had not
at that stage seen the claimant. It says that the claimant’s urinary tract
infections, not Letrozole, have been documented to cause excessive
sleepiness when she has got an active infection. The GP did not describe
sleep paralysis, unconscious-like symptoms or narcolepsy. The letter
might have been expected to mention these severe symptoms if the GP
had been aware of them. There was no mention of these severe
symptoms in the GP records.
166. The claimant provided some information from the internet but this was not
specific to her case and did not refer to sleep paralysis, unconscious-like
symptoms or narcolepsy. The claimant in her evidence said that the cause
of her sleep paralysis or unconscious-like symptoms had not been
identified, that it would have required investigation at a sleep clinic to
identify the cause, and that she did not wish to do this. The claimant said
she had been told that Letrozole had damaged her brain or brain proteins
and this was why the sleep problems persisted after she had stopped
taking Letrozole. However, there was no medical evidence before us to
support this.
167. Having assessed the evidence before us, we conclude that it is not
possible for us to reach a conclusion on the balance of probabilities that
the claimant’s sickness absence because of sleep problems was
something arising from cancer or cancer treatment. There was no
evidence that the claimant’s sleep problems were caused by Letrozole or
by the ongoing effects of having taken Letrozole.
Case Number: 3328624/2017
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168. If we had concluded that the claimant’s sickness absence was something
arising in consequence of cancer, we would have gone on to consider
whether the unfavourable treatment complained of by the claimant was
because of her sickness absence. The only unfavourable treatment which
we have found occurred as alleged by the claimant is her dismissal. Again,
we would have accepted the respondent’s evidence that the claimant’s
dismissal was because of her non-performance against sales targets and
unsatisfactory references.
169. If we had found that the claimant’s unauthorised sickness absence played
any part in her dismissal, we would have found that her dismissal was a
proportionate means of achieving a legitimate aim, namely the
respondent’s need to know where its employees are during working hours
for reasons including managing the business, meeting customer demands,
employee safety and ensuring that there are legitimate reasons for
absence.
170. The complaint of discrimination arising from disability therefore fails.
Reasonable adjustments
171. The claimant said that the respondent had a provision, criteria and/or
practice (PCP) of requiring the claimant to work from the office instead of
working from home.
172. We have found that the claimant did work from home from time to time, for
example on 11 and 19 July 2017, and that she was able to do so by telling
the respondent that she would. She did not have to ask the respondent’s
permission. We conclude therefore that the respondent did not have a
PCP of requiring the claimant to work from the office instead of working
from home.
173. The absence of a PCP means that this complaint must fail. For
completeness, we have gone on to consider the other elements of the
complaint. As the claimant could work from home when she chose to do
so, she was not at a substantial disadvantaged compared to people who
were not disabled by not having sufficient time in the office to carry out her
work.
174. The claimant has accepted that the requirements she requested of the
respondent before her employment started were made for business
reasons, to enable her to do her job efficiently, not because of her
disability. They were made because the claimant felt that the respondent
should have had systems to allow full access for remote working. The
claimant felt that this was in line with modern workplace approaches
including those of the respondent’s competitors.
175. The claimant did not tell the respondent that she was disadvantaged
because of her disability by not being able to work from home. When she
referred to reasonable adjustments in texts on 12 and 19 July 2017 the
Case Number: 3328624/2017
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respondent asked her to say what reasonable adjustments she was
seeking and she did not respond. When the respondent’s IT officer invited
staff to test a system which would have permitted full remote access, the
claimant did not reply.
176. There was no evidence before us that the respondent could reasonably
have been expected to have known that the claimant was likely to have
been placed at a disadvantage by her disability in respect of the need for
home working.
177. The complaint of failure to make reasonable adjustments fails.
Harassment related to disability
178. We have considered the claimant’s complaints of disability-related
harassment which are set out in paragraphs 14.20a to 14.20e in the issues
section above. More detail about these complaints was given in the
claimant’s further particulars of 26 July 2018.
179. Issue 14.20a: The claimant’s further information dated 26 July 2018 says
that this complaint of harassment refers to the emails sent to her by
Andrew Waters on 2 June 2017 (page 312) and 5 June 2017 (page 313).
(She also referred to an email sent on 30 May 2017, but there was no
email of that date from the respondent.) The claimant said that these two
emails had the purpose of humiliating her and creating a hostile
environment.
180. The email of 2 June from the respondent to the claimant was an email sent
in response to an email from the claimant saying she thought the
respondent was aware about an upcoming appointment. It said, ‘Alison,
Neither Gary or myself are aware of your appointment on Monday.’ The
claimant replied saying, ‘Sorry, I thought I’d told you.’
181. The respondent’s email was related to an oncology appointment and was
therefore related to the claimant’s disability.
182. The respondent’s email was in neutral/factual terms. It was sent in
response to the claimant saying she thought she had told the respondent
about an appointment, and it clarified the position to the claimant which
was that she had not. The email cannot be said to have been unwanted
conduct. It did not have the purpose of humiliating the claimant or creating
a hostile environment for her, it had the purpose of clarifying something to
the claimant.
183. (The claimant did not rely on the effect of the email. In any event, there
was no evidence that she found the email humiliating or that it created a
hostile environment. Her reply to the email was in very matter of fact
terms. Even if the email had those effects, it was not reasonable for it to do
so, considering the context in which it was sent and in particular when read
together with the email from the claimant to which it was responding.)
Case Number: 3328624/2017
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184. We conclude that this email was not an act of harassment by the
respondent.
185. The email of 5 June 2017 said, ‘Alison, Myself and Gary wanted to discuss
this and a few other matters this morning, but for obvious reasons were
unable to’. It referred to the fact that the claimant had not attended work
that morning.
186. This email was related to the claimant’s sickness absence on 5 June 2017.
The claimant said in her absence form that the reason for her absence on
this day was because she was ‘very ill and over tired due to dirty blood
caused by kidney damage and scaring caused by Lexitrol’. We have
decided that this absence was not something arising from disability, for the
reasons set out above. For the same reasons, we conclude that this email
relating to sickness absence was not related to the claimant’s disability.
187. Even if we had found that this email was related to the claimant’s disability,
we would not have found that it amounted to unwanted conduct or that it
had the purpose of humiliating the claimant or creating a hostile
environment for her. Again, there was no evidence that her perception was
that the email was humiliating or that it created a hostile environment for
her. If it had those effects, it was not reasonable for it to do so, considering
what it said and the fact that its contents were in neutral/factual terms.
188. We conclude that this email was not an act of disability-related harassment
by the respondent.
189. Issue 14.20b: The claimant’s further information said that this complaint of
harassment refers to the letter sent by Andrew Waters to the claimant’s
oncologist on 4 July 2017 (page 386). The claimant said that the letter had
the effect of creating an intimidating and degrading environment for her.
190. The letter was related to the claimant’s disability as it was sent to the
claimant’s oncologist.
191. The claimant had expressly consented to the respondent obtaining a
report from her GP. That consent form did not extend to her oncologist.
However, the claimant had asked her oncologist’s office to send some
correspondence to the respondent, and this had been sent directly to
Andrew Waters, not via the claimant. Andrew Waters obtained the
oncologist’s contact details from the correspondence he had with the
oncologist’s office which was sent at the request of the claimant. His letter
was clearly a follow up to that correspondence. He made clear in his letter
that he understood that express consent from the claimant may be
required. On receipt of the letter, the claimant’s oncologist called her to ask
for her permission, and she gave it.
192. In the circumstances, the respondent’s letter to the claimant’s oncologist
cannot be said to have been unwanted conduct. Further, it did not have
Case Number: 3328624/2017
Page 34 of 36
the effect of creating an intimidating and degrading environment for her,
the claimant’s perception about this request was that she had nothing to
hide. If the respondent’s letter did have those effects, it was not
reasonable for it to do so, considering the circumstances.
193. We conclude that this letter was not an act of harassment by the
respondent.
194. Issue 14.20c: The claimant’s further information said that this complaint of
harassment referred to the letter sent by Andrew Waters to the claimant’s
GP on 23 June 2017 (page 355). The claimant said that the email had the
effect of making her feel intimidated, constantly harassed and like she was
walking on egg shells.
195. The respondent’s letter to the claimant’s GP was mainly focused on the
claimant’s sickness absence and sleep problems which we have decided
were not related to the claimant’s disability. However, it referred to the
claimant’s previous cancer treatment and was therefore related to her
disability.
196. The claimant had expressly consented to the respondent obtaining a
report from her GP and had completed a consent form when requested by
the respondent. We have found that the respondent’s letter to the
claimant’s GP recorded what the claimant had told the respondent about
her ill health in a factual manner. It was not, as the claimant suggested,
implying that she was fabricating things.
197. In the circumstances, the respondent’s letter to the claimant’s GP cannot
be said to have been unwanted conduct. If the claimant’s perception was
that the respondent’s letter to her GP made her feel intimidated, constantly
harassed and like she was walking on egg shells, it was not reasonable for
it to do so, considering the circumstances.
198. We conclude that this letter was not an act of harassment by the
respondent.
199. Issue 14.20d: The claimant’s further information said that this complaint of
harassment referred to the email sent by Andrew Waters to the claimant
on 12 July 2017 (page 400). The claimant said that the email had the
effect of creating an offensive environment that was extremely degrading
for her.
200. In this email the respondent referred to reasonable adjustments. We
conclude that the respondent’s email was related to the claimant’s
disability.
201. The email of 12 July 2017 to the claimant was responding to a text from
the claimant which said, ‘I’m sorry I’m ill, but you are not making things
easier for me’ and concluded by saying, ‘We need to have a discussion
about reasonable adjustments’. Andrew Waters’ reply started by saying
Case Number: 3328624/2017
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‘Myself and Gary find your comment below totally unfair’. The claimant
said that the respondent was saying that she had been totally unfair by
asking them to make reasonable adjustments. We have found that the
claimant misunderstood this, and the respondent was suggesting that it
was unfair to say that they had not made things easier for her. They felt, as
the email concluded, that they had been more than accommodating and
patient with her. They asked her to elaborate on why she felt they were
not making things easy, and what she would deem as reasonable
adjustments.
202. We also conclude that the email was unwanted conduct in that it set out a
different view to that put forward by the claimant. However, we do not find
that it had the effect of creating an offensive and extremely degrading
environment for the claimant. The claimant had misunderstood the email,
and if it did have this effect, it was not reasonable for it to do so.
203. We conclude that this email was not an act of harassment by the
respondent.
204. Issue 14.20e: The claimant’s further information said that this complaint of
harassment referred to the emails sent by Andrew Waters to the claimant
on 18, 22, 23 and 24 August 2017 when she was asking for the appeal
hearing to be postponed. There were no emails from the respondent to the
claimant on 18, 22 or 24 August 2017. We understand this complaint to be
about the emails from the respondent on 21 and 23 August 2017 (pages
456, 465, 466, 469 and 470). The claimant said that these emails had the
effect of degrading her as no consideration was given to the fact that
breast cancer medication can bring on extreme side effects and bouts of
sickness which the claimant had no control over.
205. These email exchanges were about the arrangements for the claimant’s
appeal hearing and her request to postpone the hearing. This request was
made and the emails were sent because the claimant was on holiday in
Cornwall at the time of the hearing, not because she was unwell or for any
reason related to the claimant’s disability. We conclude that the
respondent’s emails which are the subject of this complaint were not
related to the claimant’s disability.
206. We conclude that these emails were not acts of harassment by the
respondent.
207. The claimant’s complaints of harassment fail.
208. The employment judge apologises to the parties for the delay in
promulgating this reserved judgment. Conclusion of the judgment was
delayed by changes in working arrangements required by the covid-19
measures.
Case Number: 3328624/2017
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_____________________________
Employment Judge Hawksworth
Date: 1 June 2020
Judgment and Reasons
Sent to the parties on: ..05/06/2020....
............. ……......................................
For the Tribunal Office
Public access to employment tribunal decisions:
All judgments and reasons for the judgments are published, in full, online at
www.gov.uk/employment-tribunal-decisions shortly after a copy has been sent to the
claimant(s) and respondent(s) in a case.
Case Number: 3328624/2017
Page 1 of 36
EMPLOYMENT TRIBUNALS
Claimant: Respondent:
Miss Alison Raeside v Data Systems (Computers)
Limited
Heard at: Reading On: 6, 7, 8, 9, 10, 13 January
2020 and in chambers on
14 January 2020
Before: Employment Judge Hawksworth
Mrs A E Brown
Mr J Appleton
Appearances
For the Claimant: In person
For the Respondent: Miss S Bowen (counsel)
RESERVED JUDGMENT
It is the unanimous decision of the tribunal that the claimant’s complaints of direct
disability discrimination, discrimination arising from disability, failure to make
reasonable adjustments and disability-related harassment fail and are dismissed.
REASONS
The claim
1. The respondent is a company which provides IT solutions and services to
businesses. The claimant was employed by the respondent as a security
sales specialist from 6 March 2017 to 2 August 2017 when she was
dismissed.
2. The claimant’s claim form was presented on 27 October 2017 after a
period of Acas conciliation from 21 September 2017 to 28 September
2017. The claimant’s complaints are of direct disability discrimination,
discrimination arising from disability, failure to make reasonable
adjustments and disability related harassment.
3. The respondent presented its ET3 on 1 December 2017. It defends the
claim.
Case Number: 3328624/2017
Page 2 of 36
Hearing and evidence
4. The hearing took place over 7 days. We took the first day for reading; we
read the witness statements and the documents referred to in the
statements.
5. We began hearing evidence on the morning of 7 January 2020. We heard
evidence from the claimant on 7, 8 and 9 January 2020. On 9, 10 and 13
January 2020 we heard evidence from witnesses for the respondent (in
this order):
Mr Andrew Waters, a director and shareholder of the respondent;
Mr Jahazeb Butt, a Business Development Manager with the
respondent
Mr Joel Temple-Joyce, a Business Development Manager with the
respondent
Mr Gary Waters, a director and shareholder of the respondent;
6. In these reasons for clarity we have referred to Mr Andrew Waters as
Andrew Waters and Mr Gary Waters as Gary Waters.
7. We also read the statement of Mrs Ellis, the respondent’s marketing
executive. Sadly, since making the statement, Mrs Ellis has died. We read
her statement and have attached such weight to it as we thought
appropriate.
8. We also read the statement of Ms Melody Ambrose, another of the
respondent’s witnesses. Ms Ambrose was not able to attend, and the
respondent did not propose to rely on her evidence. However, the claimant
asked that we read the statement, and the respondent had no objection to
us doing so.
9. There was a bundle of 656 pages which was prepared by the respondent
and agreed by the claimant. The respondent had redacted some of the
documents in the bundle for client confidentiality, and some pages were
illegible because of the size of the text. We dealt with these issues as they
came up; the respondent’s representative provided complete or clearer
copies of any pages as required. A fully unredacted copy of the bundle
was provided as the bundle for the witness table and was used by the
tribunal in deliberations.
The issues
10. The issues for determination were agreed by the parties at a preliminary
hearing on 15 June 2018 and set out in the case management summary.
11. On 3 July 2018 the respondent’s representatives wrote to the tribunal and
the claimant to confirm that the respondent concedes that the claimant
was disabled by virtue of her being in remission from treatment from
cancer. The respondent accepts that it had knowledge of her disability
Case Number: 3328624/2017
Page 3 of 36
from 19 May 2017. The respondent set out a number of limitations on this
concession in its email, including that it did not accept that the claimant
has any other disabling condition or that it had knowledge of any
symptoms or substantial disadvantage that the claimant had as a
consequence of her disability.
12. On 26 July 2018 the claimant made an application to amend her claim to
include complaints of harassment. On 22 August 2018 Employment Judge
Gumbiti-Zimuto gave permission for the claimant to amend her claim to
include some complaints of harassment. The harassment complaints were
summarised in a case management order dated 28 September 2018, more
details of each complaint were in the claimant’s application of 26 July
2018. These complaints have been included in the issues section below.
13. On the first and second days of the hearing, the tribunal discussed with the
parties the issues to be determined in the complaint of discrimination
arising from disability. The claimant confirmed that the ‘something arising’
from disability was her sickness absence. The incidents of unfavourable
treatment for the purpose of this complaint are the same as the incidents
of less favourable treatment for the direct discrimination complaint. In
short, the claimant says that she was subjected to unfavourable or less
favourable treatment because of her disability or because of her sickness
absence arising from disability. This was set out in paragraphs 7.1 and 7.2
of the case management summary and confirmed by the claimant on the
second day of the hearing, on 7 January 2020.
14. The issues for determination by the tribunal are below. The section
numbers referred to are from the Equality Act 2010.
Time limits
14.1. The claim form was presented on 27 October 2017 following a
period of ACAS Early Conciliation commencing on 21 September
2017 and ending on 28 September 2017. Accordingly and bearing
in mind the effects of ACAS Early Conciliation, any act or omission
which took place before 22 June 2017 is potentially out of time.
Accordingly, does the Employment Tribunal have jurisdiction to hear
complaints arising before this date?
14.2. Is it just and equitable for the employment tribunal to extend the
ordinary time limit for the claimant to issue her claim?
Disability
14.3. The respondent has conceded that the claimant was disabled and
accepts that it had knowledge of her disability from 19 May 2017.
The respondent's concession is subject to the limitations set out in
the email from Herrington Carmichael LLP to the Employment
Tribunal of 3 July 2018.
Case Number: 3328624/2017
Page 4 of 36
14.4. The claimant contends that the respondent had knowledge of her
disability from an earlier date.
14.5. To the extent necessary, what date did the respondent have
knowledge of the claimant's disability?
Section 13: direct discrimination because of disability
14.6. The claimant alleges that she was subjected to the following less
favourable treatment by the respondent:
a. Dismissing her;
b. Failing to provide support for the claimant by not paying the
cIaimant when she took time off to attend medical
appointments, by adopting a sceptical attitude that required the
claimant to prove that she had attended medical appointments
etc. before any permission was granted to allow the claimant to
attend appointments (this complaint also included an allegation
that the respondent failed to give the claimant time off to attend
medical appointments, this was withdrawn at the hearing);
c. Without the claimant's permission, Andrew Waters writing to the
claimant's oncologist prior to 6 June 2017 and requesting that
he provide to the respondent details of the claimant's medical
record.
14.7. Did each of these alleged acts occur as alleged or at all?
14.8. Did each of these alleged acts amount to less favourable treatment?
14.9. Was any of the alleged acts of less favourable treatment because of
the claimant's disability?
14.10. Has the respondent treated the claimant less favourably than it
treated or would treat a comparator? (The claimant appears to be
relying on Mrs Ellis as a comparator. Is Mrs Ellis an appropriate
comparator?)
14.11. Has the claimant proved primary facts from which the employment
tribunal could properly and fairly conclude that the difference in
treatment was because of the claimant's disability?
14.12. If so, what is the respondent's explanation and does it prove a nondiscriminatory
reason for any proven treatment?
Section 15: discrimination arising from disability
14.13. The claimant says her sickness absence was "something arising”
from her disability.
Case Number: 3328624/2017
Page 5 of 36
14.14. Did the respondent treat the claimant unfavourably because of the
"something arising" in consequence of the claimant's disability? The
claimant relies on the treatment set out in paragraph 14.6 above.
14.15. Was the respondent's treatment of the claimant a proportionate
means of achieving a legitimate aim?
Section 20 and section 21: reasonable adjustments
14.16. The following provision, criteria and/or practice (PCP) is relied on by
the claimant: requiring the claimant to work from the office instead
of working from home.
14.17. Did the PCP put the claimant at a substantial disadvantage in
relation to a relevant matter in comparison with persons who are not
disabled? The claimant will say that the claimant’s business as
usual activities included the claimant spending time out of the office
with clients, the claimant’s medical condition also meant that the
claimant spent time out of the office receiving medical treatment, the
claimant therefore did not have sufficient time in the office to carry
out the work that she was required to do to perform the ‘Admin
work’ for her role.
14.18. Did the respondent take such steps as were reasonable to avoid the
disadvantage? The burden of proof does not lie on the claimant,
however it is helpful to know the adjustments asserted as
reasonably require and they are identified as follows: enabling the
claimant to work from home.
14.19. Did the respondent not know, or could the respondent not be
reasonably expected to know that the claimant had a disability or
was likely to be placed at the disadvantage set out above?
Section 26: Harassment related to disability
14.20. Did the respondent engage in unwanted conduct as alleged by the
claimant as follows:
a. "The respondent ignored the fact that [the claimant] was ill and
still having ongoing 5 year, chemotherapy and provided no
support to [the claimant] whilst [the claimant] had ongoing tests
which all cancer patients have to undergo";
b. "[The claimant] had already informed the respondent that [she]
was still undergoing chemotherapy due to having breast cancer
but their disbelief and contacting [the claimant's] oncologist
without [the claimant's] permission [her] feeling extremely
harassed to prove [her] disability";
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c. "This was an invasion of privacy, leaving [the claimant] harassed
and stressed that because of [the claimant's] disability, [her]
illness was disbelieved, and [the claimant] had to prove herself';
d. "The respondent has always been disbelieving of [the claimant's]
disability and have never made any reasonable adjustments as
[the claimant] had to prove [her] illness. [The respondent has]
not been accommodating or patient. [The claimant] felt singled
out due to [her] illness as no other colleague of [the claimant's
had] been dealt with in this manner';
e. "The claimant was extremely ill and suffering from effects of
chemotherapy but when [the claimant] advised the respondent of
this, [the respondent] showed no support or concern which it
would have done if [the claimant) was another employee. [The
claimant] was unable to appeal in person and felt singled out by
[the respondent's] conduct."
14.21. Was the alleged conduct on related to the claimant's disability?
14.22. Did the alleged conduct have the purpose of violating the claimant's
dignity or creating an intimidating, hostile, degrading, humiliating or
offensive environment for the claimant?
14.23. Or, did the alleged conduct have the effect of violating the
Claimant's dignity or creating an intimidating, hostile, degrading,
humiliating or offensive environment for the Claimant and if so, was
it reasonable for the conduct to have that effect, taking into account
the perception of the Claimant and the other circumstances of the
case?
Remedy
14.24. If the claimant succeeds in whole or part, the tribunal will be
concerned with issues of remedy.
14.25. There may fall to be considered a declaration in respect of any
proven unlawful discrimination, recommendations and/or
compensation for loss of earnings, injury to feelings, breach of
contract and/or the award of interest.
Findings of fact
15. We make the following findings of fact. The page numbers are references
to the bundle pages.
16. The claimant is an IT sales consultant, with 20 years’ experience, at least
11 of which were in cyber security. In 2013 the claimant was diagnosed
with breast cancer. She had chemotherapy, radiotherapy and surgery. She
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is continuing with maintenance treatment, including long-term medication,
under the guidance of an oncologist.
17. The respondent is a small IT consultancy based in Berkshire. It was
founded by Andrew Waters and Gary Waters who are brothers. The
respondent sells IT products and services to businesses. The respondent
works with suppliers, known as vendors. The vendors provide IT products,
which the respondent sells on to its clients.
18. At the time the claimant was employed the respondent had about 14
employees. As a small IT company, the respondent found recruitment
quite difficult as there are lots of much larger companies in the region
which also provide IT services.
Recruitment of the claimant
19. In early 2017 the claimant’s CV was sent to the respondent by a
recruitment agency (page 70). The claimant attended two interviews with
Andrew Waters and Gary Waters, and also had a telephone interview. The
respondent said, and we accept, that the claimant did not tell them in her
interviews that she had had cancer.
20. During the recruitment process, the claimant told the respondent that she
had a pipeline of potential customers and that she was confident that she
could generate sales quickly on starting work for the respondent. The
pipeline was described as ‘warm’, meaning that the potential customers
could be converted to sales quite quickly.
21. The recruitment agent told the respondent that they could not request a
reference from one of the claimant’s previous employers as she had a
legal dispute with them. The respondent decided not to take up references
for the claimant, and to make an offer on the basis of her interviews only.
22. The claimant accepted the offer from the respondent to work as an IT
sales consultant (page 83). The role was subject to a three month
probationary period. The claimant’s salary, £50,000, was much higher than
the respondent’s other sales consultants. The respondent decided to offer
the claimant a higher salary because of her experience and the ‘warm
pipeline’ of leads she was bringing with her.
23. Prior to starting her job with the respondent, the claimant asked for a cyber
security specific section to be added to the respondent’s website, for
marketing assistance and for remote and home working. The claimant said
in her witness statement that she made these requests to enable her to do
her job effectively, not because of her disability.
24. The recruitment consultant’s fee which was payable by the respondent for
the successful recruitment of the claimant was £7,500.
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The claimant’s targets
25. In her offer letter, the claimant was told that she would have a quarterly
sales target of £100,000 (page 83). Her target for the first quarter was
£40,000, reduced to reflect the fact that she had just started with the
respondent. The claimant’s targets were higher than the other sales
consultants’ targets, because the claimant’s salary was higher. We find
that the sales targets were a requirement of the claimant’s role.
26. The claimant agreed to the targets. She said a quarterly sales target of
£100,000 was achievable, and was not a difficult target to hit. The claimant
did not at any stage during her employment by the respondent question or
take issue with the level at which her targets were set. She did not request
a reduction in these targets.
27. The claimant started working for the respondent on 6 March 2017. On 14
March 2017 the claimant had the morning off to have a mole removed.
She did not attend work on 20 March 2017 and did not notify the
respondent that she was sick. When Andrew Waters contacted the
claimant in the afternoon, she said she was in hospital as she had an
infection following the surgery.
Other aspects of the claimant’s role with the respondent
28. The claimant’s primary responsibility as a sales consultant was to
generate sales for the respondent. However, the claimant and the
respondent agreed that the claimant’s role would include the additional
responsibilities of building up a cyber security team, and acting as the
‘security overlay’ for other sales consultants. This meant that the claimant
would provide expert advice on security related IT matters to customers of
the respondent’s other sales consultants, who did not have the same
security expertise.
29. One aspect of the work the claimant was to do was providing clients with
advice on the General Data Protection Regulation (GDPR) which was
coming into force in May 2017. The respondent’s other sales consultants
introduced the claimant to their customers as the security expert, to help
her to generate sales.
30. The claimant spent some time building up the cyber security side of the
respondent’s business, in particular, she wrote new sections for the
website dealing with security products. This took her around 2 weeks. The
claimant also took steps to revamp the respondent’s product range by
liaising with possible new vendors to identify suitable security products and
services for the respondents to offer to its customers.
31. On 4 April 2017, almost a month into the claimant’s employment, the
respondent had a catch-up meeting with the claimant. The claimant had
not made any sales.
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32. On 6 April 2017 Andrew Waters told the claimant that he was concerned
the claimant was spending too much time on the website, and that she
should concentrate on the pipeline, by which he meant sales (page 165).
33. The respondent commissioned work on the website from a designer, but
after liaising with the claimant, the designer decided the work was not
deliverable within the agreed budget, and refunded the money. The
claimant said that the lack of information about security on the
respondent’s website prevented her from making sales. There were no
examples of this happening. The respondent said, and we accept, that the
claimant did not have to wait for changes to the website or the introduction
of new vendors before being able to sell products to clients, and that
meeting her sales targets was her primary role as a sales consultant.
Complaints about the claimant
34. Towards the end of March 2017, the claimant had a dispute with the
respondent’s marketing executive Mrs Ellis. The claimant said that her
expectations far surpassed Mrs Ellis’s capabilities; she raised her
concerns about competency and ability with Mrs Ellis directly. Mrs Ellis
was so upset about this that she resigned. Andrew Waters persuaded her
to withdraw her resignation. He told the claimant to raise any concerns
about marketing with him and Gary Waters in future, not direct with Mrs
Ellis.
35. On 5 April 2017 a sales manager from a vendor company contacted
Andrew Waters to say that he was shocked at the claimant’s response to
him in an email exchange. The claimant asked the vendor company about
how it was intending to comply with GDPR requirements, and was then
critical of the approach set out in the response she received. She
suggested that the vendor company may want to purchase GDPR services
from the respondent. The vendor’s sales manager described the claimant’s
correspondence as aggressive and said he was disappointed the
communication was used as a sales opportunity (pages 159 and 170 to
174). The claimant agreed that her response was not professional.
36. On 27 April 2017 the claimant and Mrs Ellis had an exchange of emails in
which Mrs Ellis said that she did not feel able to work with the claimant and
that she did not appreciate her tone in emails and telephone calls (page
233).
Sickness absence and sickness procedure
37. On 13 April 2017 the claimant did not attend work or notify anyone that
she was sick. Andrew Waters texted the claimant at 10.16 to ask where
she was. The claimant did not text back (page 540).
38. We pause here to include some details about the respondent’s sickness
absence procedure and medical appointments.
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39. The respondent had a staff handbook which included a sickness absence
procedure (page 594). The procedure said:
“10.3 Reporting when you are sick
10.3.1 If you cannot attend work because you are sick or injured you
should telephone your immediate supervisor as early as possible
and no later than 30 minutes after the time when you are
normally expected to start work on each day of absence.”
10.3.2 Absence that has not been notified according to the sickness
absence reporting procedure will be treated as unauthorised
absence.
10.3.3 If you do not report for work and have not telephoned we will try
to contact you, by telephone and in writing if necessary. This
should not be treated as a substitute for reporting sickness
absence.
10.4 Evidence of incapacity
10.4.1 You must complete a self-certification form for sickness absence
of up to seven calendar days. A self-certification form can be
obtained from the Company and must be submitted to your
immediate supervisor.”
40. The claimant did not remember seeing a staff handbook but was aware
that she was required to notify the respondent of sickness absence as
soon as possible and by no later than 9.30. Her contract of employment
said this (page 96).
41. The claimant agreed that it was reasonable for the respondent to contact
her if she was absent and had not telephoned to explain why. She agreed
that this was not a substitute for reporting absence.
Medical appointments
42. The claimant had a number of medical appointments during the time she
worked for the respondent. She did not ask permission to attend medical
appointments: when she had a medical appointment, she told Andrew
Waters about it or put it in her calendar, for example on 14 March 2017 at
08.00, 31 May at 16.00 and 13 June at 18.30. The claimant accepted that
there was no occasion when the respondent did not permit her to attend a
medical appointment.
43. The claimant said that she was not paid by the respondent for time off
attending medical appointments. She did not provide particulars or
evidence of dates on which this happened. Her payslips were in the bundle
at page 607 onwards. These showed deductions from the claimant’s pay in
May 2017 (page 609) for sick leave (when the claimant received statutory
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sick pay) and in June 2017 (page 610) for unauthorised absence. She was
not paid for unauthorised absence. We were not taken to any deduction of
pay for time attending medical appointments. The respondent said and we
accept that the claimant was paid for times when she had informed the
respondent that she would be absent from work, including when she had
medical appointments.
Review meeting
44. Returning to the chronology, on 8 May 2017 Andrew and Gary Waters had
a review with the claimant. They were concerned that she had still not
made any sales, other than one sale which had been set up by another
employee who left the respondent’s business, and which was passed to
the claimant for her to close the sale (page 280). The value of the sale was
£2,700. Informally, the respondent did not view this as a sale by the
claimant as the customer had been passed to her at a late stage in the
process having been secured by another sales consultant.
45. At the review meeting, Andrew and Gary Waters looked at the claimant’s
pipeline document which showed her customer leads and progress
towards sales. They were concerned that it did not include anything that
seemed likely to lead to a sale. Some of the potential customers were
large multi-national organisations which the respondent thought were
unrealistic targets for a company the size of the respondent.
Further sickness absences in May 2017
46. The claimant had further unauthorised sickness absences. On 9 May 2017
she did not attend work and said she had slept through her alarms. On 10
May 2017 the claimant texted Andrew Waters at 08.21 to say ‘I didn’t sleep
through my alarms yesterday, they didn’t go off, it’s happened again today.
I’ll be there as soon as possible. Sorry’ (page 540). The claimant said this
was when she began to experience sleep problems. She thought these
arose from taking Letrozole, a long-term cancer remission medication.
47. The claimant failed to attend work or notify the respondent that she was
unwell on 19 May 2017. Andrew Waters texted her at 10.52 and the
claimant replied at 14.00. In her text the claimant said she had ‘another
kidney infection’ and that this was ‘one of the many side effects of
Letrozole, the long term remission cancer drug I’m taking’. This was the
first time the claimant had mentioned this drug to the respondent. The
respondent accepts that from this date it was aware that the claimant had
previously had cancer.
48. The claimant was absent from work on 22, 23 and for most of 24 May
2017. She left a voicemail for Gary Waters on one of those days, but did
not contact either Gary or Andrew Waters on the other days. On her return
to work on 24 May 2017 she completed an absence form which covered
absences on 19, 22, 23 and 24 May 2017, the reason given for the
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absence was ‘severe kidney infection ended up in urgent care centre’. It
was accompanied by a copy of a prescription (pages 295-6).
The claimant’s references
49. By mid-May, the claimant had still not made any sales and the
respondent’s concerns were growing. Andrew Waters decided to approach
the claimant’s previous employers for references. He hoped this would
provide him with information to help him assess whether the claimant was
capable of improving her performance. He called the main numbers for the
last three employers listed on the claimant’s CV and obtained contact
details for the person responsible for providing references at each of these
companies.
50. On 22 and 23 May 2017 Andrew Waters sent standard reference request
forms to the claimant’s three last employers.
51. The claimant told Gary and Andrew Waters on 30 May 2017 that she had
a mammogram on 31 May 2017 and a consultant appointment on 2 June
2017 to discuss the results. The respondent understood these were
routine appointments.
52. The claimant was absent from work without notifying the respondent on 1
June 2017.
53. Also on 1 June 2017 the respondent received a reference from one of the
claimant’s previous employers. It said that the claimant had been
employed from the end of June 2015 to the end of January 2016, a period
of 7 months. This was not consistent with what the claimant had said in her
CV which was that she was employed there from July 2014 to February
2016, a period of over 18 months. Also, the claimant’s CV gave detailed
figures for her sales performances with this employer for two target years.
She said she had achieved 73% of a six month target of £300,000 in 2014-
2015 and 91% of an annual target of £600,000 in 2015-2016. As the
claimant had been employed by this employer for less than a year, it was
unclear where these figures had come from.
54. This first reference also said that the employer would not re-employ the
claimant and answered ‘no comment’ to the question as to whether the
claimant was honest and trustworthy. Andrew Waters telephoned the
company which had provided the reference to double check the
employment dates and they were confirmed as correct.
55. Andrew Waters received a second reference for the claimant on 1 June
2017. This was from the employer with whom the respondent had been
told the claimant had a legal dispute. The reference said the claimant had
been dismissed for performance reasons.
56. On Friday 2 June 2017 at 16.24 the claimant emailed the respondent
about medical appointments. She said she had an appointment on
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Monday 5 June at 16.00, adding, ‘I think I’ve already told you about [this]’.
Andrew Waters replied at 16.38 saying ‘Alison, Neither Gary or myself are
aware of your appointment on Monday.’ The claimant replied saying
‘Sorry, I thought I’d told you’ (page 312).
Extension of probation
57. On 5 June 2017 the claimant’s three month probationary period came to
an end. Andrew and Gary Waters had been intending to speak to her
about her probationary period and the concerns they had about her failure
to make any sales and her unexplained absences, however the claimant
did not attend work on 5 June 2017 and did not contact the respondent to
explain her absence. A call with a customer on 5 June 2017 had to be
cancelled because of the claimant not attending work. Andrew Waters
texted the claimant saying, ‘Yet again no-one has any idea of your
whereabouts!!’ (page 542).
58. In the claimant’s absence, Andrew and Gary Waters met and decided to
extend the claimant’s probation period for a further period of 3 months.
The respondent could not recover any of the recruitment fee paid for the
claimant’s recruitment, and they hoped that by giving the claimant more
time to make sales they could recover some of the costs they had spent.
They were still considering the references they had received.
59. The respondent wrote to the claimant to confirm the extension of her
probationary period, it said this was because of her unauthorised
absences and her sales performance being below expectations. The letter
was sent under cover of an email from Andrew Waters which said, ‘Alison
Myself and Gary wanted to discuss this and a few other matters this
morning, but for obvious reasons were unable to’ (page 314).
Further sickness absences in June 2017
60. The claimant’s sickness absences became more frequent in June and July
2017. On 8 June 2017 the claimant was absent from work without notifying
the respondent. She did not text Andrew Waters again until 9 June 2017.
(pages 541 to 542). In her text of 9 June the claimant said she had been
oversleeping to the point of not waking up at all to anything. She said
calcium strands had been found in her kidney.
61. On 12 June 2017, the claimant was due in work at lunchtime after a
medical appointment, but did not attend work or notify the respondent to
explain why. At 21.29 she replied to a text sent by Andrew Waters at
15.16. She said that her consultant had been delayed at the hospital and
she had been put in a private room at the hospital and slept all day.
62. On 13 June 2017 the claimant completed an absence form which covered
absences on 5, 8, 9 and 12 June 2017, the reason given for the absences
was ‘very ill, over tired due to dirty blood caused by kidney damage and
scaring caused by Lexitrol [sic]. Time off also contributed to by ultra sound
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x-ray and blood tests on 9th and MRI on 12th’. The form was accompanied
by an appointment card for 10 July 2017 and a copy of a blood science
request form (pages 323-324).
Medical report requests and review meeting
63. On 13 June 2017 Andrew Waters wrote to the claimant. He said that the
respondent was concerned about the amount of unauthorised absence
she had taken over the past month or so, and he asked her to complete a
consent form authorising the respondent to obtain a medical report from
her doctor. The respondent did not understand the reasons the claimant’s
had been giving for her ill health absences, and hoped that a letter from
her doctor would help them to understand.
64. On 16 June 2017 the claimant did not attend work or notify anyone at the
respondent that she was sick. When Andrew Waters texted the claimant to
ask where she was, she replied to say that he should ‘read back through
his texts from last week’. This was a reference to a long text sent by the
claimant on 9 June 2017 which included a reference to a medical
investigatory procedure ‘next Friday’. Andrew Waters said that the
claimant should inform him or Gary Waters about absences and put in an
absence form, rather than relying on a text from a week ago (page 544).
65. Andrew Waters also sent the claimant an email on 16 June 2017 chasing
up the consent form. He said that if the claimant did not wish to authorise
the respondent obtaining a medical report from her doctor, she could
obtain a letter from her consultant detailing her absences and the reasons
for them (pages 344 to 345).
66. One day in the week of 12 June 2017 when the claimant was in the office,
she went to speak to Andrew Waters. He was on the phone. The claimant
texted him on 17 June 2017 to say she had been ‘ushered away’ when she
tried to have a conversation with him, and she had been seeking feedback
for months. She said she had ‘requested 4 very reasonable requirements
to enable me at DSC, yet not one has been delivered upon. We’ll discuss
in depth on Monday.’
67. Andrew Waters replied to say he had not ushered the claimant away, he
had been on the phone. He said they would put a date in the diary to have
a conversation, but ‘we never know if you are going to turn up to work or
not and your communication is non existent. You have asked for one thing
to be done, and that was the website which [the IT consultant] has now
refused to do with you and has refunded us the first payment.’
68. The four reasonable requirements requested by the claimant were those
she had asked for before joining the respondent. They were changes to
the website, marketing assistance and remote and home working. The
claimant said these were to enable her to do her job effectively, not
because of her disability.
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69. On 19 June 2017 Andrew Waters received the third reference from the
claimant’s previous employers. It said that she was employed from 8
February 2016 to 27 June 2016, a period of under 5 months. This was
inconsistent with the claimant’s CV which had said that she worked for this
company for 9 months from February to September 2016.
70. On 19 June 2017 Andrew and Gary Waters met with the claimant. They
raised the claimant’s unauthorised absences and lack of sales (page 343).
They discussed the claimant’s pipeline and said they had concerns about
how realistic it was. They told the claimant that they needed to see a
substantial improvement in sales performance and that she needed to
make a sale by the end of the month. Andrew Waters said that if the
claimant did not make a sale by the end of June, the conversation they
would be having would be about the respondent needing to consider
ending her employment. The claimant did not say at this meeting that her
sales target was not achievable. She explained that the problems she had
with attending work were due to medication she was taking, but she said
she would be stopping the medication. The respondent understood this
would mean the problems would also stop.
71. In her evidence to us, the claimant said that her pipeline document for IT
product sales showed realistic prospects which could be converted to
sales (pages 251 and 384). The respondent said that the pipeline
document did not show realistic prospects. We accept the respondent’s
evidence on this point as it was consistent with the pipeline document
itself. It included a column showing how far towards completion of a sale a
lead had progressed, expressed as a percentage of 100%. Most of the
leads listed on the pipeline were recorded at 10% towards completion, a
small number were at 20-30%, one was at 50% and none were higher than
this.
72. The claimant emailed Andrew Waters on 20 June 2017 to say she had
completed the consent form allowing access to her medical records and
had left it on his desk (page 344). She said that because of a recent
change of GP and because all her treatment had been done privately, the
GP records may not contain all the information the respondent needed
adding:
“So to ensure you get all the information you need I have:
…
Called Dr Joss Adam’s (my oncologists) secretary and asked her to
send me the medical report from Joss outlining why he has taken
me off Lexitrol [sic]”
73. The consent form completed and signed by the claimant was dated 20
June 2017 and said, ‘I give my permission for the company to seek a
medical report from my doctor’, then gave the name and address of her
GP (page 346).
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74. The following day, 21 June 2017, Dr Adams’ secretary sent Andrew
Waters a copy of the claimant’s most recent clinic letter (page 350 and
351) by post.
75. The claimant said in her complaint that this letter was provided in response
to a request by Andrew Waters made to her oncologist without her
consent. At the hearing she accepted that she had got the dates wrong,
and that the letter was sent at her request. We find that the copy letter was
sent in response to the claimant’s telephone request which she referred to
in her email of 20 June 2017 and that she asked for it to be sent direct to
the respondent. Andrew Waters did not contact the claimant’s oncologist to
obtain this letter.
76. The claimant’s specialist’s letter was dated 6 June 2017. It said,
‘Unfortunately, it sounds like she had a lot of problems with her
Letrozole. She started this in March but seems to have had a
number of urinary and tract infections since then. She has now
come off her medication…Mrs Raeside will stay off the Letrozole for
now. ’
77. There was no mention in the consultant’s letter of sleep issues, and the
letter did not say that the claimant was unable to attend work.
78. On 23 June 2017 the claimant sent the respondent an email headed
‘Extreme tiredness’ which contained some general information from the
internet regarding cancer-related fatigue (page 352-353). She said she
had been taken off Letrozole because of the severe side effects.
79. Also on 23 June 2017, Andrew Waters wrote to the claimant’s GP to
obtain information about the claimant’s condition and in particular to
understand whether it could cause the claimant to have extreme tiredness
(page 355). The letter enclosed the consent form completed by the
claimant and set out the background as follows:
“Alison has been an employee of DSC since March 2017 and has
had considerable time off due to illness. She states that she had
had issues with her kidneys due to previous cancer treatment and
has been attending her GP, Urgent care centre and a consultant.
However, we have numerous days that are, at present, classified as
unauthorised absence due to no communication as to her
whereabouts etc.
Alison states that these days of unauthorised absence are due to
her illness, as mentioned above, causing her to sleep excessively to
the point that phone calls and alarms do not wake her for work and
that it causes her to sleep all night and day.”
80. The letter asked the GP to clarify:
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“Firstly that you are aware of her condition as stated above, and
also that this condition can cause these instances of unauthorised
absence along with any specific recommendations you wish to
make about her.”
81. On 4 July 2017 Andrew Waters wrote to the claimant’s oncologist, Dr
Adams (page 386). He obtained the contact details from the copy letter he
had been sent by Dr Adams’ secretary. The letter said
‘Thank you for sending me your correspondence dated 6 June
2017.
I was wondering whether you could give a little more detail as to the
side effects of the treatment that Ms Raeside is receiving to enable
us as employers to understand her situation.
Ms Raeside has been absent from work on numerous occasions as
she says she is unable to woken by her alarm, telephone etc due to
the side effect of her treatment and various infections and what she
says is ‘dirty blood’. She describes episodes of ‘unconsciousness
for 19 hours’ and sleeping for excess of 15 hours without being able
to be woken.
Obviously this is concerning from her health point of view, but also
is now impacting on her ability to do her job
I have already written to Ms Raeside’s GP with her consent and
understand if you need to obtain her consent to respond to me
further.’
82. We find that after this letter was sent, the claimant’s oncologist called the
claimant to ask her permission to respond to it, and the claimant gave her
permission. She said she did so because she had nothing to hide. In her
statement the claimant thought this conversation occurred before 21 June
2017 but in her evidence she accepted that she got the dates wrong and
we find that this call was in the context of the respondent’s 4 July letter to
Dr Adams.
83. In the event Dr Adams did not respond to the respondent’s request.
Further sickness absences in July 2017
84. The claimant did not attend work on 3, 4, and 5 July 2017. Andrew Waters
sent the claimant texts. She replied on 3 July saying that she had sleep
paralysis and on 4 July saying that she had been asleep or unconscious.
85. On 5 July 2017 the claimant was working and had a meeting away from
the office which was due to finish at 10.30. When she had not returned to
the office by 12.15, Andrew Waters texted her. She said she had been
meeting with and having lunch with a vendor. Andrew Waters texted to
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say that sales were more important and long vendor lunches (that is,
lunches with suppliers) were not a productive use of her time (page 547).
86. On 6 July 2017 the claimant completed a sickness absence form which
covered absences on 3 and 4 July 2017, the reason she gave for the
absences was ‘sleep issues with unconscious like symptoms’ (page 387).
87. On 7 July 2017 the respondent received a letter from the claimant’s GP. It
said that the claimant had recently transferred to the practice, they had not
yet seen her and did not have her full history of correspondence from
specialists. It said that the claimant was continuing with maintenance
therapy under the guidance of a specialist oncologist. It continued:
“Alison has also suffered with recurrent urinary tract infections since
she has been on treatment which have required courses of
antibiotics and have been documented to cause excessive
sleepiness when she has got an active infection…She is awaiting
specialist assessment and further investigations because of these
recurrent infections.
At the present time I am unable to comment on any specific
recommendations about Miss Raeside...”
88. The claimant’s GP letter of 7 July was the only medical evidence the
claimant produced to the respondent or to the tribunal which referred to
sleep issues. The GP letter did not refer to sleep paralysis or
unconsciousness. It did not say that the sleep issues were caused by the
claimant taking Letrozole. In any event, the claimant had stopped taking
Letrozole prior to 6 June 2017, according to the letter from her consultant.
There was no evidence before the tribunal that the claimant’s sleep
problems were caused by taking Letrozole or by the ongoing effects of
having taken Letrozole previously.
89. In her evidence to us, the claimant said that the cause of her sleep
problems had not been identified and that to identify the cause she would
need to have attended a sleep clinic, which she did not want to do. She
said she had been put on the narcolepsy scale. The claimant said that her
sleep problems started the moment she started taking Letrozole. She was
unclear about when this was but Dr Adam’s letter said it was March 2017.
She had stopped taking Letrozole by 6 June 2017. She said she had been
told by a consultant that Letrozole damaged her brain or her brain proteins
and this was why her sleep problems persisted after she stopped taking
Letrozole. There was no evidence of this in the claimant’s doctor’s letters
or in the GP records which were in the bundle. There was no medical
evidence before us of narcolepsy or brain damage caused by Letrozole.
90. On 10 July 2017 the claimant did not attend work. Her calendar showed
she had a medical appointment, but not until 15.15 (page 324 and 661).
Andrew Waters texted the claimant saying, ‘Yet again no-one has any idea
of your whereabouts and you had a conference call at 9.30!’ (page 548).
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The claimant missed the conference call. The claimant texted in the
afternoon to say that she had slept through the day.
91. On 11 July 2017 the claimant did not attend work. Andrew Waters texted
the claimant saying, ‘Again???’ (page 548). When the claimant replied she
said she would work from home that afternoon. She told the respondent
that she would be doing this, she did not ask for permission.
92. We find that in saying ‘Again???’ and ‘Yet again’ in his texts, Andrew
Waters was referring to the claimant not attending work again and not
notifing the respondent of her absence. His use of these words does not
suggest that he was sceptical about whether the claimant needed time off
for medical appointments, or whether she was ill.
93. On 12 July 2017 the claimant did not attend work. Andrew Waters texted
the claimant at 10.31 saying, ‘Can you please update me what is going
on?’. A second text at 11.29 said that he had cancelled the claimant’s
appointment with a customer for that day as he had no idea whether the
claimant was intending to be there. The claimant replied and said, ‘I’m
sorry I’m ill, but you are not making things easier for me. We need to have
a discussion about reasonable adjustments.’
94. Andrew Waters replied to this text by email on 12 July 2017. He said that
he and Gary Waters found the claimant’s comment ‘totally unfair’ (page
400). The claimant misunderstood this email. She thought that the
respondent was saying that she had been totally unfair by asking them to
make reasonable adjustments. We find that the respondent was
suggesting that it was unfair to say that they had not made things easier
for her. They felt, as the email said, that they had been more than
accommodating and patient with her. The email asked the claimant to
elaborate on why she felt they were not making things easy, and what she
would deem as reasonable adjustments. The claimant did not reply to
these questions.
95. On 13 July 2017 the claimant did not attend work. It was the fourth day
that week she had not attended work or notified her absence in line with
the absence procedure. She texted Andrew Waters at 15.11 to say that
she had just woken up. She said she had arranged for her lodger to sleep
there to wake her up for the next day, and that the following week she
would sleep at her mother’s to ensure she got up (page 550). The claimant
also replied by email to the respondent’s email of the previous day. She
apologised and said that she appreciated the respondent’s patience ‘until
my body re-stabilises itself’. She listed the medical help she was getting
and said again that she would be sleeping at her mother’s the following
week, so her mother could wake up her and see if she could reinstall a
normal routine (page 404).
96. On 17 and 19 July the claimant did not attend work or notify anyone that
she would not be attending. Andrew Waters texted her on 17 and 19 July,
and then again on 19 July saying, ‘We have heard nothing from you all
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week’. The claimant replied at 15.39 on 19 July 2017 saying that she had
just woken up. She said she had not got as far as her mother’s. On 18
July 2017 the claimant had a meeting with a potential client from 09.30 to
11.00, but she did not attend work after the meeting.
Working from home
97. The claimant worked from home on occasion, for example on 11 July
2017. She also worked at home in the evenings when she wanted to.
98. When working from home, the claimant had access to her emails via
Outlook Web Access. She could contact customers and potential
customers via LinkedIn. However, she did not have access to all the
respondent’s systems when working from home, such as client databases.
The respondent did not at that time provide full remote access to any of its
employees. The claimant thought that systems should have been in place
to facilitate her working fully from home. She was shocked to discover that
the respondent did not have systems to facilitate full home working as her
previous employers had done.
99. On 19 July 2017 the claimant had not attended work and was working
from home. She texted Andrew Waters to say she needed access to her
emails to do meeting follow ups and see her diary. She said, ‘Just because
I’m not well doesn’t mean I’ve let go of the reins’ and ‘I’ve been asking for
homework if since week one’ [sic]. Andrew Waters replied to say that he
had checked her email access and it was all up and running, and that he
Gary Waters and other staff used Outlook Web Access with no issue.
100. The claimant sent a long reply which she said that she had every reason
to have the same advantages as her competition and the respondent
needed to bring their working practices into this millennium. She asked,
‘Where is the sense or logic in your attitude towards this?’. Andrew Waters
said that her message was disrespectful and he would not reply. The
claimant replied, ‘I’m not well Andrew and making reasonable adjustments
to enable me to continue working throughout my illness is a requirement
by law. Please reconsider.’
101. On 20 July 2017 the respondent’s internal IT support officer sent an email
to all employees asking if they would like to test a software product which
would allow them to log onto the respondent’s entire system remotely. The
claimant did not reply.
The claimant’s sales performance
102. By 20 July the claimant had still not made any sales and the respondent
had not seen any evidence that she was close to making any sales. She
had not made any sales by the end of June as required at the review
meeting on 19 June.
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103. During her time working for the respondent, the claimant closed two sales.
The first was the sale which had been set up another employee who left
the respondent’s business, and the client was passed to the claimant to
close the sale (page 280). The second was a sale to the same client (page
292). The sales were valued at £2,700 and £3,600.
104. Therefore, during the first quarter of her employment with the respondent
(March to May 2017) the claimant made sales of £6,300 against a target of
£40,000. She made no other sales during that quarter. From 23 May 2017
and during the part of the second quarter in which the claimant worked for
the respondent, she made no sales at all. None of her ‘warm’ pipeline
converted to sales, either while the claimant was working for the
respondent or after she left.
105. In her evidence to us, the claimant said that as her target was larger than
the other sales consultants, she had to take a different approach which
was, rather than selling individual products with a low profit margin, she
had to sell fewer larger deals, and these took longer to set up and close.
However, at the time her targets were set, she did not suggest that this
could impact on her ability to generate sales of £40,000 in the first quarter
of her employment.
Disciplinary proceedings
106. Andrew and Gary Waters discussed the claimant’s position and decided
that the respondent could not continue to tolerate the claimant’s complete
lack of sales, particularly as she was being paid a high salary. They
remained concerned about the references they had received. They
decided to start the respondent’s disciplinary procedure.
107. The respondent wrote to the claimant by email and post to her home
address on 19 July 2017 to invite her to a disciplinary meeting to consider
the references which had been received (copies were enclosed), and the
claimant’s failure to bring any revenue into the business (other than one
purchase order given to her when another employee left). The letter
warned that a possible outcome was termination of the claimant’s
employment (page 410).
108. The disciplinary meeting was due to take place on 26 July 2017 at 14.30.
The respondent said that the meeting had deliberately been arranged in
the afternoon to take account of the claimant’s ongoing problems with
waking up, and asked her to let the respondent know if she had any other
specific needs for the hearing. The respondent put a diary entry for the
meeting into the claimant’s work calendar.
109. The claimant was on holiday from 20 July to 25 July inclusive.
110. The claimant did not attend work on 26 July and she did not attend the
disciplinary hearing. She did not provide any explanation for her absence.
The respondent rescheduled the disciplinary hearing for 28 July 2017 at
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15.00 (page 418). The claimant replied by email on 26 July saying that she
had been ill and was having tests to try ‘to discover what is causing the
extreme exhaustion’ (page 419).
111. The claimant did not attend work on 27 July 2017 and did not contact the
respondent to explain her absence. Andrew Waters sent a text message
to the claimant asking her to confirm that she would be attending the
hearing on 28 July. She did not reply on 27 July 2017.
112. On 27 July 2017 Mrs Ellis sent Andrew Waters screenshots from the
claimant’s Facebook page. Mrs Ellis was a Facebook friend of the
claimant’s. The claimant’s Facebook page showed the claimant engaging
in social activities including going to a garden party and having a helicopter
ride on a day after she had not attended work (15 July 2017) and included
a post about going to a garden party on 20 July 2017, a day after she had
not attended work (pages 509 and 511).
113. The claimant did not attend the disciplinary hearing on 28 July. She sent a
text at 14.47, 13 minutes before the hearing was due to start, saying that
she was unable to attend because she was unwell. She said, ‘I have
nobody to blame but myself’ because she had shared a bottle of wine with
a client the previous day which she was ‘seriously paying for today’. She
said she was still suffering from the side effects of the change in the
cancer medication. The text also included points responding to the issues
to be considered at the disciplinary hearing (page 555).
114. The disciplinary hearing was rescheduled for 1 August 2017. The claimant
did not attend work on 31 July 2017 and did not notify the respondent of
why she was not attending work.
115. The claimant had 10 days of unauthorised absence in July.
116. The claimant did not attend work on 1 August and she did not attend the
disciplinary hearing. She did not notify the respondent as to why she did
not attend. She did not answer her phone when the respondent tried to
call her. As the hearing had been rescheduled twice, Andrew Waters
decided to go ahead with it, however he sent an email to the claimant to let
her know this and giving her until 17.00 to send any information she would
like to be taken into account (page 429). The claimant did not provide any
further information.
117. Andrew Waters decided that the claimant should be dismissed because of
her poor sales performance and unsatisfactory references. This was set
out in a letter to the claimant on 2 August 2017 (pages 433 to 435). We
accept the respondent’s description of the claimant’s sales performance as
non-performance rather than under-performance. The claimant did not
achieve any sales other than two small sales for a client which was passed
to her by another employee just before completion of the first sale.
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118. The respondent’s grounds of resistance said that another reason for the
claimant’s dismissal was her unauthorised absences and the failure to
explain them. Unauthorised absences were also referred to in the letter
informing the claimant that her probationary period was to be extended.
However, this was not a reason given in the dismissal letter sent to the
claimant at the time of dismissal. Andrew Waters said, and we accept, that
if the claimant had been bringing in revenue for the respondent, the
situation would have been dramatically different. The respondent was keen
for the claimant to succeed so they could recover some of the money they
had spent on recruiting her; the claimant’s failure to bring in any revenue at
all was a very major concern for the respondent. We accept the
respondent’s evidence that the reasons for dismissal were as set out in the
dismissal letter.
Appeal
119. The claimant appealed against her dismissal on 4 August 2017 (page 436)
and she also submitted a grievance. The appeal was to be considered by
Gary Waters but he was on holiday. Andrew Waters emailed the claimant
on 10 August 2017 to explain this, and he wrote to her on 16 August 2017
regarding arrangements for the appeal hearing.
120. The appeal hearing was scheduled for 24 August 2017 to be conducted by
Gary Waters with an external HR provider attending to take notes. The
claimant was informed of her right to be accompanied (page 447).
121. On 17 August 2017 the claimant emailed the respondent to say that it was
her grandmother’s birthday the next day in Plymouth, and that she would
then be in Cornwall ‘for a week or possibly two’. She asked to reschedule
the hearing to 6 September 2017.
122. Andrew Waters wrote to the claimant on 18 August 2017 to say that the
appeal hearing would not be rescheduled. He sent this by email (page
450-451). He emailed the claimant again on 21 August 2017 to confirm
that the hearing would take place on Thursday 24 August 2017 (page
456). He said that the appeal would proceed although the claimant was not
intending to attend.
123. On 23 August 2017 the claimant called Andrew Waters to ask for the
details of the external HR provider. She said that she would be attending
the appeal hearing that day. Andrew Waters said that the appeal was not
scheduled for that day, it was scheduled for 24 August. Later the same
day, the claimant emailed the respondent to ask for the hearing to be dealt
with by Skype as she was in Cornwall. The respondent declined to do so
as it was concerned about security of the call and whether anyone would
be listening in.
124. Andrew Waters emailed the claimant on 23 August 2017 replying to an
email from her of the same date in which she said she made a subject
access request (pages 465-466). He attached some documents, but said
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that her email did not constitute a valid subject access request and the
respondent would not be replying to it. He also said that all
correspondence should be through him and in writing and that the
respondent would not deviate from this approach. The claimant replied to
say that she could not open the attachments (page 470). Andrew Waters
replied to say that he had checked the attachments. He re-sent the
attachments as an email (page 469).
125. The claimant provided a written document to be considered at the appeal
(pages 475 to 495). Gary Waters considered the appeal on 24 August
2017. He considered the documents sent by the claimant. He upheld the
decision to dismiss the claimant and she was informed of this in a letter
dated 31 August 2017.
The law
126. Disability is a protected characteristic under section 9 of the Equality Act
2010. Cancer is a disability pursuant to paragraph 6 of schedule 1 of the
Equality Act.
Direct disability discrimination
127. Section 13 of the Equality Act provides:
“(1) A person (A) discriminates against another (B) if, because of a
protected characteristic, A treats B less favourably than A treats or would
treat others.”
128. Section 23(1) provides that:
“On a comparison of cases for the purposes of section 13 [direct
discrimination] ... there must be no material difference between the
circumstances relating to each case.”
Discrimination arising from disability
129. Section 15(1) of the Equality Act 2010 provides that a person (A)
discriminates against a disabled person (B) if:
a. A treats B unfavourably because of something arising in
consequence of B’s disability, and
b. A cannot show that the treatment is a proportionate means of
achieving a legitimate aim.
130. There are four elements to section 15(1), as explained by the EAT in
Secretary of State for Justice and anor v Dunn EAT 0234/16:
i. there must be unfavourable treatment;
ii. there must be something that arises in consequence of the claimant’s
disability;
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iii. the unfavourable treatment must be because of (i.e. caused by) the
something that arises in consequence of the disability; and
iv. the alleged discriminator cannot show that the unfavourable
treatment is a proportionate means of achieving a legitimate aim.
131. The EHRC Employment Code says that unfavourable treatment should be
construed synonymously with ‘disadvantage’. In Williams v Trustees of
Swansea University Pension and Assurance Scheme and anor 2019 ICR
230, SC the Supreme Court held that little is likely to be gained by seeking
to draw narrow distinctions between the word 'unfavourably' in section 15
and analogous concepts such as 'disadvantage' or 'detriment' found in
other provisions of the Equality Act. It accepted that the EHRC
Employment Code provides helpful advice as to the relatively low
threshold of disadvantage required to engage section 15.
132. In relation to the third element, the causal link between the ‘something
arising’ and the unfavourable treatment, the EAT in Secretary of State for
Justice and anor v Dunn held that motive is irrelevant and, in Pnaiser v
NHS England and anor 2016 IRLR 170, EAT, that:
‘there may be more than one reason or cause for impugned
treatment….The “something” that causes the unfavourable
treatment need not be the main or sole reason, but must have at
least a significant (or more than trivial) influence on the
unfavourable treatment, and so amount to an effective reason for or
cause of it.’
Reasonable Adjustments
133. The Equality Act also imposes on employers a duty to make reasonable
adjustments. The duty comprises three requirements. Here, the first
requirement is relevant, this is set out in sub-section 20(3). In relation to an
employer, A:
“(3) The first requirement is a requirement, where a provision,
criterion or practice of A's puts a disabled person at a substantial
disadvantage in relation to a relevant matter in comparison with
persons who are not disabled, to take such steps as it is reasonable
to have to take to avoid the disadvantage.”
134. Paragraph 20(1)(b) of Schedule 8 of the Equality Act provides that an
employer is not subject to a duty to make reasonable adjustments if they
do not know, and could not reasonably be expected to know, that the
relevant employee has a disability and is likely to be placed at the
identified disadvantage.
Harassment
135. Under section 26 of the Equality Act, a person (A) harasses another (B) if
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“a) A engages in unwanted conducted related to a relevant
protected characteristic, and
b) the conduct has the purpose or effect of –
i) violating B’s dignity, or
ii) creating an intimidating, hostile, degrading, humiliating or
offensive environment for B.”
136. In deciding whether conduct has the effect referred to, the tribunal must
take into account:
“a) the perception of B;
b) the other circumstances of the case;
c) whether it is reasonable for the conduct to have that effect.”
Burden of proof
137. Sections 136(2) and (3) provide for a reverse or shifting burden of proof:
"(2) If there are facts from which the court could decide, in the absence of
any other explanation, that a person (A) contravened the provision
concerned, the court must hold that the contravention occurred.
(3) This does not apply if A shows that A did not contravene the provision."
138. This means that if there are facts from which the tribunal could properly
and fairly conclude that the difference in treatment was because of the
protected characteristic, the burden of proof shifts to the respondent. The
respondent must then prove that the treatment was in no sense
whatsoever on the grounds of disability. If there is a prima facie case and
the explanation for that treatment is unsatisfactory or inadequate, then it is
mandatory for the tribunal to make a finding of discrimination.
139. In Igen v Wong [2005] ICR 931 the court set out ‘revised Barton guidance’
on the shifting burden of proof. We bear in mind that the court’s guidance
is not a substitute for the statutory language and that the statute must be
the starting point.
140. The bare facts of a difference in status and a difference in treatment only
indicate a possibility of discrimination. They are not, without more,
sufficient material from which a tribunal ‘could conclude’ that, on the
balance of probabilities, the respondent has committed an unlawful act of
discrimination. “Something more” is needed, although this need not be a
great deal: “In some instances it will be furnished by non-response, or an
evasive or untruthful answer, to a statutory questionnaire. In other
instances it may be furnished by the context in which the act has allegedly
occurred..." (Deman v Commission for Equality and Human Rights [2010]
EWCA Civ 1279.)
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141. In order to establish a prima facie case of discrimination under section 15
and for the burden of proof to shift to the respondent, a claimant must
prove that she has a disability within the meaning of section 6, that the
respondent had actual or constructive knowledge of her disability and that
the respondent treated her unfavourably. It is also for the claimant to show
that ‘something’ arose as a consequence of her disability and that there
are facts from which it could be inferred that this ‘something’ was a reason
for the unfavourable treatment. The claimant needs to satisfy the tribunal
in respect of each of these elements for the burden of proof to shift to the
respondent.
142. If the burden shifts to the respondent, the respondent must then provide
an “adequate” explanation, which proves on the balance of probabilities
that the treatment was in no sense whatsoever on the grounds of disability.
The respondent would normally be expected to produce “cogent evidence”
to discharge the burden of proof.
143. Where the burden of proof shifts, the respondent can defeat a complaint
under section 15 by proving either that the reason or reasons for the
unfavourable treatment were not the ‘something arising’ in consequence of
the disability, or that the treatment was justified as a proportionate means
of achieving a legitimate aim.
Conclusions
144. We have applied the legal principles to our findings of fact and reach the
following conclusions on the issues for determination.
Disability
145. The respondent has conceded that the claimant was disabled and accepts
that it had knowledge of her disability from 19 May 2017. The claimant
contends that the respondent had knowledge of her disability from an
earlier date. We have found that the claimant did not inform the
respondent of her disability at her interview.
Direct discrimination because of disability
146. We have first considered whether the treatment complained of by the
claimant in her complaint of direct disability discrimination happened as
alleged by the claimant and whether it amounted to less favourable
treatment by the respondent. These are issues 14.6a, b and c in the issues
section above.
147. Issue 14.6a: The claimant said the respondent subjected her to less
favourable treatment by dismissing her. We have found that the claimant
was dismissed by the respondent. A dismissal amounts to less favourable
treatment in the sense that it was disadvantageous to the claimant.
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148. Issue 14.6b: The claimant also said the respondent failed to provide
support for the claimant:
148.1. by not paying the cIaimant when she took time off to attend
medical appointments; and
148.2. by adopting a sceptical attitude that required the claimant to prove
that she had attended medical appointments etc. before any
permission was granted to allow the claimant to attend
appointments);
148.3. a further complaint that the respondent failed to give the claimant
time off to attend medical appointments was withdrawn at the
hearing.
149. We have not found that there were any deductions from the claimant’s pay
for time off to attend medical appointments.
150. We have not found that the respondent adopted a sceptical attitude to the
claimant’s requests for time off to attend appointments. We have found
that Andrew Waters said ‘Yet again’ in two of his texts and ‘Again???’ in
another. We have found that this was because the claimant had failed on a
number of occasions to attend work without notifying the respondent of her
absence, not because he was sceptical about her medical appointments or
because he was sceptical about whether she was ill. In his texts Andrew
Waters was expressing surprise that the claimant had not attended work
again and had not notified the respondent that she was unwell.
151. We have also found that the claimant was not required to prove that she
had medical appointments before being allowed the time off. We have
found that she did not request permission to attend them. When she had
appointments, she told the respondent she would be attending them or put
them in her work calendar. We have found that the claimant did provide an
appointment card on one occasion with her absence form, but this was not
requested by the respondent.
152. We have found that the letters sent by the respondent to the claimant’s GP
and specialist recorded what the claimant had told the respondent about
her ill health, saying ‘she states’, ‘she describes’ and ‘she says’. However,
this was factual. The respondent was recording what the claimant had told
them, and asking the claimant’s doctors to confirm the medical position.
The letters were not, as the claimant suggested, implying that she was
fabricating things. We conclude that the respondent was not displaying a
sceptical attitude about what the claimant was saying.
153. We conclude therefore that the treatment at issue 14.6b did not happen as
alleged by the claimant.
154. Issue 14.6c: The claimant alleged that Andrew Waters wrote to the
claimant's oncologist prior to 6 June 2017 without her permission and
requested that he provide details of the claimant's medical record did not
occur as alleged. The claimant accepted that she got this allegation wrong.
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We have found that she asked her oncologist’s secretary to send a copy of
the latest clinic letter to the respondent. Andrew Waters did not write to the
claimant’s oncologist prior to 6 June 2017. This alleged act of less
favourable treatment did not happen.
155. We have found that the dismissal of the claimant was an act of less
favourable treatment which happened as alleged by the claimant. We have
not found that the other alleged acts of less favourable treatment
happened as alleged by the claimant.
156. We therefore have to consider whether the claimant’s dismissal was
because of her disability. Applying the legal principles regarding the
burden of proof, we have to consider whether the claimant has proved
primary facts from which we could properly and fairly conclude that the
difference in treatment was because of the claimant's disability.
157. We conclude that the claimant has not proved evidence from which we
could properly and fairly conclude that the decision to dismiss was
because of her disability. The claimant at one stage relied on difference in
treatment between herself and Mrs Ellis, who also had breast cancer.
However, Mrs Ellis would not be a comparator for the claimant as both had
cancer. A comparator would be a person in circumstances not materially
different to the claimant who did not have cancer.
158. The reasons given by the respondent for the dismissal of the claimant
were her non-performance against her sales targets and unsatisfactory
references. These are circumstances which are material to the claimant’s
case. A comparator would be someone who had the same or similar levels
of non-performance and/or who someone whose references the
respondent considered to be unsatisfactory. We did not have any evidence
that the respondent did or would have treated someone with those
circumstances but without cancer any differently to the claimant.
159. Even if we had found that the burden of proof had shifted to the
respondent, we would have accepted that the respondent’s reasons for the
claimant’s dismissal, that is the claimant’s non-performance against sales
targets and unsatisfactory references, were non-discriminatory reasons for
her dismissal.
160. For these reasons, the complaint of direct disability discrimination fails.
Discrimination arising from disability
161. The claimant says her sickness absence was "something arising” from her
disability. We have to consider whether the claimant’s sickness absence
was ‘something arising’ from her disability, that is, whether it arose in
consequence of breast cancer or breast cancer treatment. The claimant
says that her sleep problems were caused by Letrozole, a medication she
was taking because of cancer.
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162. There was very little medical evidence before us about the reasons for the
claimant’s absence from work and the medical cause of her sickness
absence. She did not obtain a fit note from her GP for any of the
absences. The reasons she gave on her self-certification forms were
‘severe kidney infection’ (May), ‘‘very ill, over tired due to dirty blood
caused by kidney damage and scaring caused by Lexitrol. Time off also
contributed to by ultra sound x-ray and blood tests and MRI (June) and
‘sleep issues with unconscious like symptoms (July).
163. We have found that the claimant started taking Letrozole from March 2017
and that by 6 June 2017 she had stopped taking it. These dates do not
coincide with the dates of the claimant’s absences from work which were
increasing over the period May to July; the claimant had 4 days absence in
May, 6 days in June and 10 days in July. Most of the claimant’s absences
in June and all of her absences in July occurred after she had stopped
taking Letrozole.
164. The letter from the claimant’s specialist refers to the claimant having
problems with Letrozole but said this caused ‘urinary and tract infections’.
It does not refer to sleep problems at all.
165. The letter from the claimant’s GP is the only medical evidence which refers
to sleep problems. It was written by a GP at a new surgery which had not
at that stage seen the claimant. It says that the claimant’s urinary tract
infections, not Letrozole, have been documented to cause excessive
sleepiness when she has got an active infection. The GP did not describe
sleep paralysis, unconscious-like symptoms or narcolepsy. The letter
might have been expected to mention these severe symptoms if the GP
had been aware of them. There was no mention of these severe
symptoms in the GP records.
166. The claimant provided some information from the internet but this was not
specific to her case and did not refer to sleep paralysis, unconscious-like
symptoms or narcolepsy. The claimant in her evidence said that the cause
of her sleep paralysis or unconscious-like symptoms had not been
identified, that it would have required investigation at a sleep clinic to
identify the cause, and that she did not wish to do this. The claimant said
she had been told that Letrozole had damaged her brain or brain proteins
and this was why the sleep problems persisted after she had stopped
taking Letrozole. However, there was no medical evidence before us to
support this.
167. Having assessed the evidence before us, we conclude that it is not
possible for us to reach a conclusion on the balance of probabilities that
the claimant’s sickness absence because of sleep problems was
something arising from cancer or cancer treatment. There was no
evidence that the claimant’s sleep problems were caused by Letrozole or
by the ongoing effects of having taken Letrozole.
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168. If we had concluded that the claimant’s sickness absence was something
arising in consequence of cancer, we would have gone on to consider
whether the unfavourable treatment complained of by the claimant was
because of her sickness absence. The only unfavourable treatment which
we have found occurred as alleged by the claimant is her dismissal. Again,
we would have accepted the respondent’s evidence that the claimant’s
dismissal was because of her non-performance against sales targets and
unsatisfactory references.
169. If we had found that the claimant’s unauthorised sickness absence played
any part in her dismissal, we would have found that her dismissal was a
proportionate means of achieving a legitimate aim, namely the
respondent’s need to know where its employees are during working hours
for reasons including managing the business, meeting customer demands,
employee safety and ensuring that there are legitimate reasons for
absence.
170. The complaint of discrimination arising from disability therefore fails.
Reasonable adjustments
171. The claimant said that the respondent had a provision, criteria and/or
practice (PCP) of requiring the claimant to work from the office instead of
working from home.
172. We have found that the claimant did work from home from time to time, for
example on 11 and 19 July 2017, and that she was able to do so by telling
the respondent that she would. She did not have to ask the respondent’s
permission. We conclude therefore that the respondent did not have a
PCP of requiring the claimant to work from the office instead of working
from home.
173. The absence of a PCP means that this complaint must fail. For
completeness, we have gone on to consider the other elements of the
complaint. As the claimant could work from home when she chose to do
so, she was not at a substantial disadvantaged compared to people who
were not disabled by not having sufficient time in the office to carry out her
work.
174. The claimant has accepted that the requirements she requested of the
respondent before her employment started were made for business
reasons, to enable her to do her job efficiently, not because of her
disability. They were made because the claimant felt that the respondent
should have had systems to allow full access for remote working. The
claimant felt that this was in line with modern workplace approaches
including those of the respondent’s competitors.
175. The claimant did not tell the respondent that she was disadvantaged
because of her disability by not being able to work from home. When she
referred to reasonable adjustments in texts on 12 and 19 July 2017 the
Case Number: 3328624/2017
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respondent asked her to say what reasonable adjustments she was
seeking and she did not respond. When the respondent’s IT officer invited
staff to test a system which would have permitted full remote access, the
claimant did not reply.
176. There was no evidence before us that the respondent could reasonably
have been expected to have known that the claimant was likely to have
been placed at a disadvantage by her disability in respect of the need for
home working.
177. The complaint of failure to make reasonable adjustments fails.
Harassment related to disability
178. We have considered the claimant’s complaints of disability-related
harassment which are set out in paragraphs 14.20a to 14.20e in the issues
section above. More detail about these complaints was given in the
claimant’s further particulars of 26 July 2018.
179. Issue 14.20a: The claimant’s further information dated 26 July 2018 says
that this complaint of harassment refers to the emails sent to her by
Andrew Waters on 2 June 2017 (page 312) and 5 June 2017 (page 313).
(She also referred to an email sent on 30 May 2017, but there was no
email of that date from the respondent.) The claimant said that these two
emails had the purpose of humiliating her and creating a hostile
environment.
180. The email of 2 June from the respondent to the claimant was an email sent
in response to an email from the claimant saying she thought the
respondent was aware about an upcoming appointment. It said, ‘Alison,
Neither Gary or myself are aware of your appointment on Monday.’ The
claimant replied saying, ‘Sorry, I thought I’d told you.’
181. The respondent’s email was related to an oncology appointment and was
therefore related to the claimant’s disability.
182. The respondent’s email was in neutral/factual terms. It was sent in
response to the claimant saying she thought she had told the respondent
about an appointment, and it clarified the position to the claimant which
was that she had not. The email cannot be said to have been unwanted
conduct. It did not have the purpose of humiliating the claimant or creating
a hostile environment for her, it had the purpose of clarifying something to
the claimant.
183. (The claimant did not rely on the effect of the email. In any event, there
was no evidence that she found the email humiliating or that it created a
hostile environment. Her reply to the email was in very matter of fact
terms. Even if the email had those effects, it was not reasonable for it to do
so, considering the context in which it was sent and in particular when read
together with the email from the claimant to which it was responding.)
Case Number: 3328624/2017
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184. We conclude that this email was not an act of harassment by the
respondent.
185. The email of 5 June 2017 said, ‘Alison, Myself and Gary wanted to discuss
this and a few other matters this morning, but for obvious reasons were
unable to’. It referred to the fact that the claimant had not attended work
that morning.
186. This email was related to the claimant’s sickness absence on 5 June 2017.
The claimant said in her absence form that the reason for her absence on
this day was because she was ‘very ill and over tired due to dirty blood
caused by kidney damage and scaring caused by Lexitrol’. We have
decided that this absence was not something arising from disability, for the
reasons set out above. For the same reasons, we conclude that this email
relating to sickness absence was not related to the claimant’s disability.
187. Even if we had found that this email was related to the claimant’s disability,
we would not have found that it amounted to unwanted conduct or that it
had the purpose of humiliating the claimant or creating a hostile
environment for her. Again, there was no evidence that her perception was
that the email was humiliating or that it created a hostile environment for
her. If it had those effects, it was not reasonable for it to do so, considering
what it said and the fact that its contents were in neutral/factual terms.
188. We conclude that this email was not an act of disability-related harassment
by the respondent.
189. Issue 14.20b: The claimant’s further information said that this complaint of
harassment refers to the letter sent by Andrew Waters to the claimant’s
oncologist on 4 July 2017 (page 386). The claimant said that the letter had
the effect of creating an intimidating and degrading environment for her.
190. The letter was related to the claimant’s disability as it was sent to the
claimant’s oncologist.
191. The claimant had expressly consented to the respondent obtaining a
report from her GP. That consent form did not extend to her oncologist.
However, the claimant had asked her oncologist’s office to send some
correspondence to the respondent, and this had been sent directly to
Andrew Waters, not via the claimant. Andrew Waters obtained the
oncologist’s contact details from the correspondence he had with the
oncologist’s office which was sent at the request of the claimant. His letter
was clearly a follow up to that correspondence. He made clear in his letter
that he understood that express consent from the claimant may be
required. On receipt of the letter, the claimant’s oncologist called her to ask
for her permission, and she gave it.
192. In the circumstances, the respondent’s letter to the claimant’s oncologist
cannot be said to have been unwanted conduct. Further, it did not have
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the effect of creating an intimidating and degrading environment for her,
the claimant’s perception about this request was that she had nothing to
hide. If the respondent’s letter did have those effects, it was not
reasonable for it to do so, considering the circumstances.
193. We conclude that this letter was not an act of harassment by the
respondent.
194. Issue 14.20c: The claimant’s further information said that this complaint of
harassment referred to the letter sent by Andrew Waters to the claimant’s
GP on 23 June 2017 (page 355). The claimant said that the email had the
effect of making her feel intimidated, constantly harassed and like she was
walking on egg shells.
195. The respondent’s letter to the claimant’s GP was mainly focused on the
claimant’s sickness absence and sleep problems which we have decided
were not related to the claimant’s disability. However, it referred to the
claimant’s previous cancer treatment and was therefore related to her
disability.
196. The claimant had expressly consented to the respondent obtaining a
report from her GP and had completed a consent form when requested by
the respondent. We have found that the respondent’s letter to the
claimant’s GP recorded what the claimant had told the respondent about
her ill health in a factual manner. It was not, as the claimant suggested,
implying that she was fabricating things.
197. In the circumstances, the respondent’s letter to the claimant’s GP cannot
be said to have been unwanted conduct. If the claimant’s perception was
that the respondent’s letter to her GP made her feel intimidated, constantly
harassed and like she was walking on egg shells, it was not reasonable for
it to do so, considering the circumstances.
198. We conclude that this letter was not an act of harassment by the
respondent.
199. Issue 14.20d: The claimant’s further information said that this complaint of
harassment referred to the email sent by Andrew Waters to the claimant
on 12 July 2017 (page 400). The claimant said that the email had the
effect of creating an offensive environment that was extremely degrading
for her.
200. In this email the respondent referred to reasonable adjustments. We
conclude that the respondent’s email was related to the claimant’s
disability.
201. The email of 12 July 2017 to the claimant was responding to a text from
the claimant which said, ‘I’m sorry I’m ill, but you are not making things
easier for me’ and concluded by saying, ‘We need to have a discussion
about reasonable adjustments’. Andrew Waters’ reply started by saying
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‘Myself and Gary find your comment below totally unfair’. The claimant
said that the respondent was saying that she had been totally unfair by
asking them to make reasonable adjustments. We have found that the
claimant misunderstood this, and the respondent was suggesting that it
was unfair to say that they had not made things easier for her. They felt, as
the email concluded, that they had been more than accommodating and
patient with her. They asked her to elaborate on why she felt they were
not making things easy, and what she would deem as reasonable
adjustments.
202. We also conclude that the email was unwanted conduct in that it set out a
different view to that put forward by the claimant. However, we do not find
that it had the effect of creating an offensive and extremely degrading
environment for the claimant. The claimant had misunderstood the email,
and if it did have this effect, it was not reasonable for it to do so.
203. We conclude that this email was not an act of harassment by the
respondent.
204. Issue 14.20e: The claimant’s further information said that this complaint of
harassment referred to the emails sent by Andrew Waters to the claimant
on 18, 22, 23 and 24 August 2017 when she was asking for the appeal
hearing to be postponed. There were no emails from the respondent to the
claimant on 18, 22 or 24 August 2017. We understand this complaint to be
about the emails from the respondent on 21 and 23 August 2017 (pages
456, 465, 466, 469 and 470). The claimant said that these emails had the
effect of degrading her as no consideration was given to the fact that
breast cancer medication can bring on extreme side effects and bouts of
sickness which the claimant had no control over.
205. These email exchanges were about the arrangements for the claimant’s
appeal hearing and her request to postpone the hearing. This request was
made and the emails were sent because the claimant was on holiday in
Cornwall at the time of the hearing, not because she was unwell or for any
reason related to the claimant’s disability. We conclude that the
respondent’s emails which are the subject of this complaint were not
related to the claimant’s disability.
206. We conclude that these emails were not acts of harassment by the
respondent.
207. The claimant’s complaints of harassment fail.
208. The employment judge apologises to the parties for the delay in
promulgating this reserved judgment. Conclusion of the judgment was
delayed by changes in working arrangements required by the covid-19
measures.
Case Number: 3328624/2017
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_____________________________
Employment Judge Hawksworth
Date: 1 June 2020
Judgment and Reasons
Sent to the parties on: ..05/06/2020....
............. ……......................................
For the Tribunal Office
Public access to employment tribunal decisions:
All judgments and reasons for the judgments are published, in full, online at
www.gov.uk/employment-tribunal-decisions shortly after a copy has been sent to the
claimant(s) and respondent(s) in a case.
Case Number: 3328624/2017
Page 1 of 3
EMPLOYMENT TRIBUNALS
Claimant:
Respondent:
Miss Alison Raeside
v
Data Systems (Computers) Limited
JUDGMENT ON RECONSIDERATION
The claimant’s application of 19 June 2020 for reconsideration of the judgment sent to the parties on 5 June 2020 is refused.
REASONS
1. The claimant’s complaints of direct disability discrimination, discrimination arising from disability, failure to make reasonable adjustments and disability-related harassment were dismissed in a reserved judgment with reasons dated 1 June 2020 which was sent to the parties on 5 June 2020.
2. On 19 June 2020 the claimant requested reasons for the judgment and made an application for reconsideration. Reasons had already been provided with the reserved judgment.
3. I considered the application for reconsideration under rules 70 to 72 of the Employment Tribunal Rules of Procedure 2013. Rule 70 provides that a judgment may be reconsidered where it is necessary in the interests of justice to do so. On reconsideration the original decision may be confirmed, varied or revoked.
4. Rule 72 says:
“An employment judge shall consider any application made under rule 71. If the judge considers that there is no reasonable prospect of the original decision being varied or revoked…, the application shall be refused and the tribunal shall inform the parties of the refusal.”
5. There is a public interest in the finality of litigation. The reconsideration process is not an opportunity for a party to provide further evidence or seek to reopen matters which the tribunal has determined. There must be some basis for reconsideration; the fact that a party disagrees with the findings made or conclusions reached is not sufficient.
Case Number: 3328624/2017
Page 2 of 3
6. The claimant’s reasons for requesting reconsideration of the judgment of 1 June 2020 were set out over 8 pages. In these reasons I do not address every point made, but I have considered them all. For reasons I explain below, I have concluded that the application for reconsideration does not raise any error of law, any procedural error or any other matter which would make reconsideration necessary in the interests of justice.
7. The claimant says that the version of the issues to be determined by the tribunal was incomplete. As the judgment sets out at paragraphs 10-13, the issues for determination were agreed at a preliminary hearing on 15 June 2018 and they were discussed again with the parties on the first and second days of the full merits hearing. If the claimant thought the list of issues set out in the preliminary hearing case management summary was incomplete, she should have raised this after the preliminary hearing or at the full merits hearing. It is not in the interests of justice and the public interest in the finality of litigation, to reopen the scope of the issues for determination at this stage.
8. The claimant asks about the weight the tribunal attached to the witness statement of Mrs Ellis. The tribunal did not base any of its findings of fact on Mrs Ellis’s statement. The tribunal’s findings of facts about Mrs Ellis’s interactions with the claimant are at paragraphs 34, 36 and 112 of the judgment. These findings of fact were reached by reference to the documents in the bundle, the evidence of the claimant and the evidence of the respondent’s other witnesses, not Mrs Ellis’s statement.
9. Many of the points made by the claimant in the application are factual assertions challenging the evidence of the respondent’s witnesses or the conclusions which have been reached by the tribunal. At the hearing, the tribunal heard and weighed up the evidence, considered submissions by the parties, made findings of fact on the balance of probabilities, applied the law and reached conclusions. The tribunal’s findings of fact and conclusions were set out in some detail in the reserved judgment and reasons. None of the claimant’s assertions about the evidence or about the tribunal’s conclusions provide a basis for reconsideration of the judgment.
10. The claimant also raises a number of points in respect of which the tribunal has not made a finding of fact. Where the tribunal did not mention a particular evidential issue in the judgment, this was not because we overlooked it. We heard a lot of evidence over the course of the 7 day hearing. We included in our judgment those points which we found most helpful in assisting us to determine the issues we had to decide.
11. The claimant asks whether out of time events were considered by the tribunal. The tribunal made findings of fact about the whole period of the claimant’s employment by the respondent, as set out in paragraphs 15 to 124 of the judgment. The tribunal then applied the relevant legal principles and reached conclusions about the claimant’s complaints as set out in the
Case Number: 3328624/2017
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list of issues. We did not restrict our consideration of the facts and issues by reference to any time frame. If any of the claimant’s complaints had succeeded, we would have gone on to consider whether that complaint was presented in time. We did not do so, because our unanimous decision was that none of the claimant’s complaints succeeded.
12. The claimant refers to the Data Protection Act in the context of the references obtained by the respondent. The tribunal made findings of fact about the references as far as they were relevant to the issues the tribunal had to determine. The employment tribunal does not have jurisdiction to determine complaints of breaches of the Data Protection Act.
13. Having considered the claimant’s application in full, I have concluded that the interests of justice do not require a reconsideration of the judgment and there is no reasonable prospect of the original decision being varied or revoked. The claimant’s application for reconsideration is therefore refused under rule 72(1).
_____________________________
Employment Judge Hawksworth
Date: 13 July 2020
Judgment and Reasons
Sent to the parties on: ..19 August 2020.
.T Yeo...............................................
For the Tribunal Office
Public access to employment tribunal decisions:
All judgments and reasons for the judgments are published, in full, online at
www.gov.uk/employment-tribunal-decisions shortly after a copy has been sent to the
claimant(s) and respondent(s) in a case.
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