Mrs J Howie v Interactive Development Education Ltd: 2501187/2016
Employment Tribunal
Published on 04 October 2017, 10:26
- Summary
- Employment Tribunal decision.
- categories
-
maternity-and-pregnancy-rights redundancy sex-discrimination unfair-dismissal
- country
- england-and-wales
- decision date
- 2017-07-28
Official Documents
-
Mrs J Howie v Interactive Development Education Ltd: 2501187/2016-Reserved Judgment
Change History
-
First published.
Full Decision Text
Raw text extracted from the official documents.
RESERVED JUDGMENT Case Number: 2501187/2016
1
THE EMPLOYMENT TRIBUNALS
BETWEEN
Claimant Respondent
Mrs J Howie AND Interactive Development
Education Limited
JUDGMENT OF THE EMPLOYMENT TRIBUNAL
Held at: North Shields On: 8-12 May 2017
Before: Employment Judge A M Buchanan Members: Mrs J Cairns
Mr M Ratcliffe
Appearances
For the Claimant: Ms C Millns of Counsel
For the Respondent: Mr D Southall, Solicitor
RESERVED JUDGMENT
It is the unanimous judgment of the Tribunal that:
1 The claim for automatic unfair dismissal pursuant to regulation 7(1) of the
Transfer of Undertakings (Protection of Employment) Regulations 2006 (“TUPE”)
is dismissed on withdrawal by the claimant.
2 The claim of automatic unfair dismissal by reason of pregnancy/maternity
pursuant to section 99 of the Employment Rights Act 1996 (“the 1996 Act”) is
dismissed on withdrawal by the claimant.
3 The claim of unfair dismissal pursuant to sections 94/98 of the 1996 Act is well
founded and the claimant is entitled to a remedy.
RESERVED JUDGMENT Case Number: 2501187/2016
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4 The claim of pregnancy discrimination by dismissal pursuant to sections 18 and
39(2)(c) of the Equality Act 2010 (“the 2010 Act”) is dismissed on withdrawal by
the claimant.
5 The claim of pregnancy discrimination by detriment pursuant to sections 18 and
39(2)(d) of the 2010 Act is well-founded and the claimant is entitled to a remedy.
6 The alternative claim of sex discrimination is dismissed.
7 The alternative claim for a redundancy payment is not well-founded and is
dismissed.
8 The claimant is entitled to compensation for unfair dismissal in the sum of
£21772.90 and subject to the provisions of the next paragraph, the respondent is
ordered to pay such sum to the claimant forthwith.
9 The Employment Protection (Recoupment of Benefits) Regulations 1996 (“the
1996 Regulations”) apply to this award and the particulars required by Regulation
4(3) are:-
9.1 The monetary award is £21,722.90.
9.2 The amount of the prescribed element is £11,557.46.
9.3 The dates of the period to which the prescribed element is attributable are
16/09/16 – 31/07/17.
9.4 The amount by which the monetary award exceeds the prescribed
element is £10.165.44.
10 The respondent is ordered to pay to the claimant compensation for unlawful
discrimination pursuant to section 124 of the 2010 Act (including interest to the
date of calculation as specified in the Employment Tribunals (Interest on
Awards in Discrimination Cases) Regulations 1996) in the sum of £4,419.94.
For the avoidance of any doubt, the 1996 Regulations do not apply to this
award.
11 There will be no award for Tribunal fees pursuant to Rule 76(4) of Schedule I to
the Employment Tribunals (Constitution and Rules of Procedure) Regulations
2013 (“the 2013 Rules”).
12 Subject to paragraph 9 above, the total sum payable by the respondent to the
claimant is £26,192.84 and is payable forthwith.
REASONS
Preliminary matters
1.1 By a claim form filed on 24 October 2016 the claimant brought proceedings against
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four respondents. The claimant relied on four separate early conciliation certificates and
on each of which Day A was shown as 26 August 2016 and Day B as 26 September
2016.
1.2 On 21 November 2016 a response was filed on behalf of Interactive Development
Support Limited and the now remaining sole respondent Interactive Development
Education Limited in which all liability to the claimant was denied. On the same day a
separate form of response was filed on behalf of the Council of the City of Newcastle
upon Tyne (“NCC”) and Newcastle City Learning again including a denial of liability.
1.3 A private preliminary hearing (“PH”) took place on 2 December 2016 before
Employment Judge Garnon at which it was noted that Newcastle City Learning was not
a legal entity but a department of NCC and therefore Newcastle City Learning was
removed from the proceedings. It was noted that there was an issue as to whether or
not the claimant’s contract of employment had transferred to NCC and accordingly a
public PH to determine that matter was arranged for 13 February 2017. In addition the
claimant was ordered to file further particulars of the detriments to which she claimed to
have been subjected by the various respondents and those particulars were filed on 15
December 2016.
1.4 On 9 February 2017 the Tribunal was advised that the claimant wished to withdraw
her claim against NCC and by a judgment signed on 10 February 2017 the claim
against NCC was dismissed. The claimant by then had accepted that the correct name
of her employer company was Interactive Development Education Limited and therefore
at the hearing on 2 December 2016 Interactive Development Support Limited had been
removed from the proceedings. Accordingly from 10 February 2017 onwards the only
respondent in this matter has been Interactive Development Education Limited which
we now refer to as “the respondent”.
1.5 A further private PH took place by telephone on 13 February 2017 before
Employment Judge Hargrove when issues in the claims were identified and various
orders made for the final hearing which came before us as detailed above.
1.6 At the hearing on 13 February 2017 it was noted that the claims before the Tribunal
were:-
1.6.1 A claim of automatic unfair dismissal pursuant to regulation 7 of TUPE and section
99 of the 1996 Act.
1.6.2. A claim of ordinary unfair dismissal pursuant to sections 94-98 of the 1996 Act.
1.6.3 A claim of discrimination because of pregnancy relying on the provisions of
sections 18 and 39(2)(c) and (d) of the Equality Act 2010 (“the 2010 Act”).
1.6.4 An alternative claim of sex discrimination relying on the provisions of sections 9
and 39 of the 2010 Act in case any of the alleged detriments occurred outside the
protected period in respect of the claimant’s pregnancy as defined in section 18(6) of
the 2010 Act.
1.6.5 A claim for a redundancy payment.
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1.7 The matter was listed to begin on 8 May 2017. On that day a non legal member
who had arranged to sit on this case found that she was unable to attend by reason of
urgent domestic circumstances and therefore the Tribunal arranged for Mrs J Cairns to
attend and sit on the panel effective from Tuesday 9 May 2017. Accordingly the
Tribunal hearing began on that day and continued through until the evening of Thursday
11 May 2017 when submissions were received. The Tribunal decided to release the
parties and to deliberate in Chambers on Friday 12 May 2017 and therefore this
judgment is issued with full reasons in order to comply with rule 62(2) of the 2013 Rules.
Witnesses
2 During the course of the hearing the Tribunal heard from the following witnesses:-
2.1 Gordon Quince – a Director of the respondent and the dismissing officer.
2.2 Valerie Ross – a former employee of the respondent whose employment
transferred to NCC on 1 June 2016.
2.3 Alwyn Thow – Quality Manager with Interactive Development Support Limited (an
associated company of the respondent) who acted as the appeal officer in respect of
the claimant’s dismissal.
2.4 Pauline Bell – who acted as a note taker at various meetings attended by the
claimant relevant to this matter and in particular at the hearing on 17 June 2016 and at
her appeal against dismissal hearing on 4 August 2016.
2.5 The claimant. On behalf of the claimant two further additional statements were
filed which were accepted and therefore read and accepted by the Tribunal namely the
statements from:-
2.6 Ian Grayson – who was the claimant’s trade union representative at the meetings
relevant to this matter.
2.7 Amy Hunt who is a Regional Officer of the National Union of Teachers and who
represented the claimant at the appeal against dismissal hearing which took place on 4
August 2016.
Documents
3 The Tribunal had before it a bundle of documents comprising 423 pages. As the
matter progressed additional documents were added bringing the documents to 447
pages. Any reference in this judgment to a page number is a reference to the
corresponding page within the agreed bundle.
Comment on witnesses
4 The Tribunal makes the following brief comments in respect of the principal witnesses
who appeared before it:-
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4.1 Gordon Quince (“GQ”) – The Tribunal found the evidence from this witness to be
given in a hesitant and vague fashion. The witness clearly was not familiar with the
contents of the agreed bundle and was not on top of the details of the case which, given
its importance to the respondent, was surprising.
4.2 Alwyn Thow (“AT”) – The evidence from this witness was not compelling. It is
clear that she had approached her role as appeals officer in a muddled way and in
particular had not read any of the papers in relation to the matter prior to start of the
appeal hearing – in particular she had not familiarised herself with the letter of dismissal
or the claimant’s letter of appeal. As a result the appeal hearing was thoroughly
confused. The witness accepted in cross examination that she had rubber stamped the
original decision. When that matter was questioned in re-examination, the witness
claimed not to have understood what rubber stamp meant. The Tribunal found the
evidence of this witness particularly unreliable. The witness accepted that her method of
dealing with this appeal was not consistent with the approach she adopted in dealing
with appeals in the associated company in which she worked.
4.3 The claimant – The evidence from the claimant was consistent and credible. It
was clear throughout her evidence that the events in question had had a clear and
demonstrable effect upon her. The claimant was familiar with all aspects of the case
and was able to express her view of matters in a clear and compelling way.
Factual issues
5 There were not many factual issues for the Tribunal to determine but such as there
were are resolved in the findings of fact which follow. In the main where conflict arises
between the parties the Tribunal prefers the evidence of the claimant to that of the
witnesses for the respondent for the reasons set out above.
Legal issues
6 The legal issues in the matter were simplified as the case progressed and as various
heads of claim fell away. At the outset of the hearing it was confirmed that the claimant
would only pursue one allegation of detriment namely that set out at paragraph 1 of the
further particulars on page 18A. The allegation related to the alleged failure of the
respondent to advise the claimant in respect of a safeguarding investigation being
undertaken by NCC and being denied the opportunity to state her case in relation to that
investigation which resulted in a requirement from NCC to the respondent to remove the
claimant from the relevant contract. In addition at the end of the evidence, the claimant
withdrew allegations that her dismissal was an act of pregnancy discrimination and that
her dismissal was automatically unfair by reason of a transfer pursuant to Regulation 7
of TUPE and/or that her dismissal was automatically unfair by reason of pregnancy
pursuant to section 99 of the 1996 Act. Accordingly the Tribunal was left to determine
two substantive claims namely:-
6.1 A claim of detriment because of pregnancy and
6.2 A claim of ordinary unfair dismissal.
7 The legal issues in those matters were as follows:-
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Pregnancy Detriment Claim
7.1 Was the claimant on maternity leave from 10 July 2015 until 8 July 2016?
7.2 Did the respondent fail to advise the claimant of allegations made against her as
part of a safeguarding investigation undertaken by NCC from January until March 2016?
Was the claimant thereby not given the opportunity to state her case before the
investigation concluded and was the claimant thereby denied the opportunity to respond
to the conclusions of the investigation?
7.3 If so, does this amount to a detriment within section 39(2)(d) of the 2010 Act?
7.4 If so, was the detriment in the protected period as defined in section 18(6) of the
2010 Act?
7.5 If so, did the respondent impose any detriment because of the claimant’s pregnancy
or because of illness suffered by her as a result of it or because the claimant was
exercising or seeking to exercise or had sought to exercise the right to ordinary or
additional maternity leave?
7.6 It is noted and recorded that there were no time issues in relation to that particular
allegation.
Ordinary unfair dismissal
7.7 Has the respondent proved the reason for dismissal as third party pressure placed
on the respondent by NCC in relation to a contract held by the respondent from NCC?
If so, did this amount to some other substantial reason within section 98(1)(a) of the
1996 Act?
7.8 If so, did the respondent act reasonably in treating that reason as sufficient to
dismiss?
7.9 If not, and the dismissal is unfair could and would the claimant have been fairly
dismissed by the respondent and if so when – the Polkey question?
In relation to remedy:-
7.10 The claimant sought the remedy of compensation. How should compensation be
assessed?
7.11 As the claimant had been ill at all times since the date of her dismissal, was the
claimant entitled to compensation for loss of earnings?
7.12 Do the1996 Regulations apply to any award?
7.13 Should there be an award for injury to feelings and/or injury to health in respect
of the discrimination claim?
RESERVED JUDGMENT Case Number: 2501187/2016
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Findings of fact
8 The Tribunal, having considered the oral evidence received from the witnesses, the
way in which those witnesses answered questions in cross-examination and the
documents to which it was referred during the course of the hearing, makes the
following findings of fact on the balance of probabilities:-
8.1 The claimant was born on 11 February 1985. She began work for the respondent
company on 14 June 2006 and was dismissed effective from 16 September 2016. At
the time of her dismissal the claimant was employed as LLDD (learners with learning
difficulties or disabilities) Manager.
8.2 The respondent company is one of a group of companies effectively controlled by
the GQ who is a director. The group of companies had at one time employed some 180
employees but at the material time had employees numbering approximately 160. A
fellow director of GQ was Paul Bagnall (“PB”) who is the father of the claimant. GQ and
PB had worked together for many years until PB retired from the respondent in July
2015. An agreement had been reached between PB and GQ for GQ to acquire the
shares of PB in the respondent subsequent to his retirement. The events central to this
case have resulted in that offer being withdrawn and, as a result, relations between GQ
and PB have substantially deteriorated.
8.3 The respondent company provides education and training services and part of that
provision is to people with learning difficulties and/or disabilities. It is a closely regulated
sector and the respondent is subject to inspections from, amongst others, OFSTED.
8.4 One of the places of business of the respondent was Westgate College which is
owned by NCC and it operated in a small annex (“Westgate”) there. In that building the
respondent delivered training pursuant to a contract between itself and NCC. The most
recent contract (“the Contract”) between the respondent and NCC at the material time
was that at page 75 onwards which was a contract for the provision of learning for a
period of 12 months from 1 September 2015 with an option to have an extension for a
further period to 31 July 2017. The Contract was detailed and included at section B7
(pages 89-90) provisions that NCC reserved the right to refuse to admit or to withdraw
permission for any of the employees of the respondent to enter Westgate College and
also a provision at clause B7.4 which read – “The decision of the Council as to whether
any person is to be refused access to any premises occupied by or on behalf of the
Council shall be final and conclusive”. In addition clause B7.5 read, “The Contractor
shall replace any of the Contractor’s Employees who the Council reasonably decides
have failed to carry out their duties with reasonable skill and care. Following the removal
of any of the Contractor’s Employees for any reason, the Contractor shall make sure
such person is replaced promptly by another person with the necessary training and
skills to meet the requirements of the Services”.
8.5 The Contract provided for the respondent to deliver to learners with severe learning
difficulties training in English and Maths and Employability and Functional Skills. The
training was delivered by tutors supported by learning assistants and often the service
users would be accompanied by their own carers. The service users were relatively few
in number given the high degree of need evinced by them and of the necessity for one
to one, if not more than one to one, personal tuition. The claimant’s husband had been
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a tutor on the Contract and indeed remained so until his employment came to an end
through an agreed settlement in November 2015.
8.6 The claimant had worked for the respondent and effectively worked her way up
through the ranks and had fulfilled the role of tutor in Maths for which she was qualified
but at the material time had effectively become the manager in the sense that she was
the person at Westgate to whom all staff (numbering some 20/30) were to refer in the
event of problems. We find that if a matter which was raised with the claimant was
beyond her skill or experience, she would refer them to her father PB who made
frequent visits to Westgate - at least several times a week. We conclude that the
claimant was the “go to” person at Westgate for the staff but she did not have formal
line management responsibilities for them. She did not carry out appraisals or
supervision of staff and if there were serious staff issues they would be referred to and
dealt with by PB and if necessary by GQ. We reject the evidence of GQ that the
claimant was in full control of staff at Westgate.
8.7 The claimant became pregnant and it was agreed that she would begin maternity
leave on 8 July 2015. The claimant did so and gave birth to her son on 24 July 2015.
The claimant intended to take 12 months away and it was intended that she would
return to work on 10 July 2016.
8.8 The claimant’s maternity leave coincided with the retirement of her father and the
claimant attended a retirement party in July 2015 shortly before she gave birth. Before
the claimant left for maternity leave she was in charge at Westgate of delivery of the
provision required to be delivered by the Contract which in turn was fulfilling a contract
between NCC and the Skills Funding Agency (“SFA”). In addition the claimant was
providing the service in relation to a contract held by the respondent with the Education
Funding Agency (“EFA”) which was a direct contract between the respondent and EFA.
Some of the provision required by the EFA contract was delivered at Benton House
which was the main office of the respondent but such provision as required by the EFA
contract as was delivered at Westgate was delivered under the control of the claimant
as set out above. We find that at the time the claimant began her maternity leave she
was spending approximately equal amounts of time on the EFA contract and the
Contract. We find that the amount of time spent by the claimant between those two
contracts varied over the weeks and months depending upon the requirements of the
contracts themselves.
8.9 During the second half of 2015 the claimant raised a grievance in relation to matters
which had occurred at her father’s retirement party on 23 July 2015. She set out her
grievance in a letter of 21 August 2015 (page 134). The grievance was investigated and
the claimant’s maternity leave replacement, Sam Riley, wrote to her on 21 September
2015 (page 143) with the outcome of the grievance which was partially upheld. The
claimant was not happy with the outcome and wrote to GQ on 24 September 2015
(page 146) which was not in fact an appeal but which was raising issues in respect of
the way the grievance had been conducted. That matter is not of much significance or
relevance to this Tribunal.
8.10 In early January 2016, GQ was contacted by NCC and made aware that an
anonymous complaint had been received about the provision provided by the
respondent at Westgate under the Contract. The matters raised were serious and GQ
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was summoned to a meeting at NCC with Caroline Miller (“CM”) - an official of NCC.
There were several meetings between GQ and CM and at one of those meetings PB
was in attendance having agreed to offer assistance to GQ on the matter. It was made
plain that safeguarding issues had been raised and that a confidential investigation was
to be undertaken by NCC. PB made it plain to CM and to GQ that the claimant was not
to be contacted about the matter because she was away on maternity leave and she
was ill. Furthermore, at that time it appeared that the matters which had been
complained about had arisen after the claimant had left for her maternity leave and were
not therefore of relevance to her. The claimant was made aware of the necessity for the
NCC investigation by PB but the information was conveyed in an informal way.
8.10 On 2 February 2016 the claimant accessed her e-mail account held in the
respondent’s IT system and noted the 27 e-mails dating from 25 October 2012 until 15
June 2015 largely from her husband to herself had been accessed and forwarded to
Sam Riley’s work and personal e-mail accounts and the work e-mail accounts of GQ.
Some of the e-mails had had critical comments added into them. This upset the
claimant and she raised the matters with GQ in an e-mail of 2 February 2016 (page
308). As a result GQ invited the claimant to a grievance hearing. The claimant in fact
did not wish to formally raise a grievance and her union representative Ian Grayson (IG)
contacted GQ on 8 February 2016 to advise him of that and therefore the respondent
decided to investigate the claimant’s complaints informally and on 16 February 2016
(page 154) GQ wrote to the claimant in the following terms:-
“I can confirm that the local authority requested e-mails for the purposes of an
investigation into a number of concerns raised by an anonymous individual and as we
are accountable to the local authority we complied with their request. As you are on
maternity leave we did not ask you to do this”.
GQ reminded the claimant quite properly of the company policy which allowed them to
access e-mails held on all their own systems. The claimant was not satisfied with that
action and on 10 March 2016 (page 167) raised a formal grievance about the matter
with GQ and attended a grievance meeting taken by Pauline Bell of the respondent on
12 April 2016 (page 186).
8.11 On 15 April 2016 the claimant and her husband were visited by the police who
stated that they were investigating a complaint received from Sam Riley on 8 April 2016
in respect of an alleged threat made by the claimant’s husband to Sam Riley. That visit
resulted in no further action save that the claimant complained about it and added the
issue to her grievance by writing to Pauline Bell on that same day (page 193). The
claimant was not happy with the response that she received and therefore formally
updated her grievance on 26 April 2016 (page 200).
8.12 On 27 April 2016 the claimant and her husband had a second visit from the police
this time investigating an alleged unlicensed and illegal firearm. This information had
been gleaned from the e-mails which had been accessed from the claimant’s machine
and as a result the claimant raised a further grievance on that matter by writing to
Pauline Bell on 28 April 2016 (pages 201-202). Further correspondence on the point
took place between GQ and the claimant on 28 April 2016 (page 204).
8.13 On 3 May 2016 (page 206) GQ wrote to the claimant a letter which reads:-
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“I am writing to notify you that the NCL contract has been terminated from 31 May 2016
on the following grounds:
Council considers that the evidence uncovered as part of the safeguarding investigation
constitutes a breach of contract terms and conditions and also a breach of SFA funding
criteria covered within the contract terms;
Continuing to fund ID could bring the council into disrepute;
Loss of confidence in the management and college for ID;
Failure of ID to report the safeguarding issues.
I also attach a letter from Caroline Miller in respect of the transfer and of the contract
and the team as of 31 May 2016. As you can see from the letter you are not included in
the transfer and I ask you to come in to consult with me on this matter as soon as
possible”.
8.14 That correspondence failed to enclose two letters which the respondent had
received from NCC. Those two letters were a letter dated 21 March 2016 (page 175) in
which NCC had exercised their right to remove the claimant and her husband Gareth
Howie from the Contract and a letter of 29 March 2016 (page 177) which had in fact
terminated the Contract effective from 31 May 2015. The claimant pointed out that the
letters referred to had not been sent to her and GQ then sent onto her the letter of 21
March 2016 (page 175). When the claimant received that letter she was shocked given
that it removed her from the Contract and this was the first she knew of it.
8.15 The claimant responded to GQ and suggested meeting with him. On 6 May 2016
GQ suggested there should be a “fact finding exercise” (page 215) and that the meeting
would take place on 13 May 2016 at Benton House. On 4 May 2016 Pauline Bell had
given the claimant the outcome of her grievance in respect of e-mails which the
claimant did not accept and appealed.
8.16 On 13 May 2016 the claimant met with GQ. This meeting took place at the
claimant’s request at Jesmond Library (pages 225-230). The claimant was made aware
of the safeguarding allegations which were principally made against her husband and
the claimant was able to advise GQ that one of the allegations in respect of not allowing
a learner to visit the toilet had not been upheld when investigated by NCC. The claimant
made clear her position that she was not the line manager of the staff at Westgate and
in particular not the line manager of her husband. She made clear her position that no
one had come to her regarding safeguarding issues related to her husband or any other
member of staff. The claimant also asked why NCC had not contacted her in relation to
their investigation. GQ explained that her father had stated that she would not be
available for interview because she was unwell and GQ advised the claimant that she
needed to take that matter up directly with NCC if appropriate. It was agreed that further
investigation would continue and that GQ would keep in touch with the claimant. On 14
May 2016 the claimant made a complaint to NCC about the investigation. That
complaint was ultimately rejected on 3 August 2016.
8.17 On 17 May 2016 the claimant wrote to Pauline Bell with details of her appeal
against the grievance outcome and attended a grievance appeal meeting on 10 June
2016 with Ian Grayson.
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8.18 In the meantime GQ had written to Caroline Miller on 24 May 2016 (page 239)
saying:-
“You have stated that you cannot disclose confidential information from the
safeguarding investigation but it would be helpful to provide us with substantial reasons
for Jennie’s removal from your contract”.
This was the only contact between GQ and NCC in respect of the claimant’s position.
8.19 A prompt reply (pages 240/241) was received on 26 May 2016 in which it was
confirmed that the removal of the claimant had been asked for because of information in
relation to complaints regarding her husband GH and examples were set out of the
alleged behaviour which had led to that request. It was alleged that the claimant had
had the matter reported to her which she had dismissed as her husband’s “sense of
humour”, that several staff felt bullied and intimidated by GH and felt unable to report it
to the claimant, that staff reported they had felt punished for raising concerns with the
claimant about GH and that there were concerns raised by external care agencies about
the management of Westgate generally. We find that the respondent through GQ did
not at any time ask NCC to reconsider their decision to remove the claimant and/or to
cancel the Contract. Furthermore the respondent did not at any time seek to suggest
that the claimant should be interviewed and seen by NCC before it concluded its
investigation.
8.20 By letter of 6 June 2016 (page 242) the claimant was invited to a “disciplinary
hearing” with regard to “Council’s third party pressure notice removing you from site”.
That letter included minutes of the meeting of 13 May 2016, the NCC letter of complaint,
the claimant’s job description and the disciplinary policy. The claimant was told she
may face dismissal. That meeting ultimately took place on 17 June 2016 and was
minuted (page 258). This meeting lasted 13 minutes and was taken by GQ
accompanied by PB as note taker. The claimant attended with Ian Grayson. There was
confusion as to whether it was a disciplinary meeting or a meeting to discuss the third
party pressure notice as it had been called. GQ wished to discuss with the claimant
alternative roles for her but had not provided any details to her in advance and so an
adjournment was agreed for her to look through the details of the three roles which had
been offered. Having considered those roles, the claimant indicated that she did not
meet the essential criteria for the roles she had been informed of. The three roles in
question were QTLS Tutor (Emotional and Behavioural Difficulties), Health and Social
Care Tutor (Sessional) and Tutor/Assessor for Health and Social Care. It was agreed
that the respondent would write to the claimant again.
8.21 On 30 June 2016 GQ wrote to the claimant (page 262) inviting her to a “third party
pressure meeting” which was to take place on 5 July 2016. The letter includes the
following paragraph:-
“I understood your concerns that our previous meeting was labelled as a disciplinary
hearing. As a result any disciplinary concerns have been put on hold to allow us to
move through and complete the Third Party Pressure process”.
8.22 The meeting duly took place on 5 July 2016 (pages 265-266) and lasted eight
minutes. The claimant attended with Mr Grayson and GQ chaired with Pauline Bell as
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note taker. At this meeting for the first time the claimant was made aware that the other
contract on which she worked, namely the EFA contract, had also been removed from
the respondent in May 2016. The claimant made the point that there could no longer be
any third party pressure being applied in respect of her position because the Contract
had been removed from the respondent company at the end of May 2016. There was
broad agreement reached that the respondent no longer needed the LLDD Manager
role which the claimant had fulfilled prior to her maternity leave and it was apparently
agreed that there was a redundancy situation, particularly in light of the fact that the
EFA contract had also been removed. The claimant made her position clear in relation
to the three alternative roles she had been offered namely that the location was
different, the terms and conditions were different and the hours and rate of pay were
different and they were not managerial roles: it was made clear by Ian Grayson on
behalf of the claimant that they were not considered as suitable alternative roles or
suitable roles for redeployment. GQ made it clear that there were no other vacancies
suitable for the claimant and therefore that he would consider the matter further.
8.23 On 8 July 2016 (page 275) GQ wrote to the claimant in the following terms:-
“Following our meeting to discuss the request for your removal from the NCL contract.
We confirm there is no opportunity for redeployment available so therefore there is no
alternative but to terminate your employment with notice. Your last day on maternity
leave is 8 July 2016 and you are entitled to 10 weeks statutory notice ….....your final
day of employment will be midday on the 24 October 2016.......You have the right to
appeal against this decision”.
That letter had incorrectly calculated the last day of work and a subsequent letter was
sent correcting the last day of employment to 16 September 2016.
8.24 Whilst these matters were ongoing three other vacancies had arisen within the
respondent: a Deputy Manager post for a children’s residential care home run by the
respondent, secondly a Functional Skills Tutor role and thirdly a Teaching Assistant role
in Functional Skills. It is common ground that the Deputy Manager role was not suitable
for the claimant. The Functional Skills Tutor role (pages 442-443) carried a salary of
between £20,586 and £23,799 per annum and that role had in fact been given to Helen
Hayes. This employee was an employee of the respondent working at Westgate who
was due to transfer to NCC under the TUPE process resulting from the termination of
the Contract. Helen Hayes did not wish to transfer and therefore to prevent her being
out of work, the respondent appointed her to that role without advertising the role and
without competitive interview. That process occurred in late May 2016. The Tribunal has
no evidence as to who was appointed and when to the Teaching Assistant role but that
is a role which pays £7.10 per hour and produced an annual salary of something in the
region of £13,000.
8.25 The claimant received an e-mail from GQ on 8 July 2016 (page 276) in which he
confirmed to the claimant “We are terminating on notice after third party pressure from
the local authority”. The claimant herself obtained from NCC the report of the
safeguarding enquiry. This was not provided to her by the respondent at any time.
8.26 On 13 July 2016 the claimant received the outcome of her grievance appeal from
AT and on 14 July 2016 the claimant appealed against her dismissal. The appeal
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hearing took place on 21 July 2016 (page 283). The claimant attended with Amy Hunt
and AT chaired the hearing accompanied by Pauline Bell. Prior to that meeting AT did
not read any papers in respect of the matter. She did not read the letter of dismissal
and she did not read the letter of appeal – any knowledge of the circumstances about
which she was to adjudicate had been gleaned by “skimming” correspondence which is
the word used by the witness to the Tribunal. The approach adopted was very different
to the approach which she usually adopts when undertaking these duties within the
company of the respondent group in which AT ordinarily works. Her approach was to
listen to the claimant and then to go away and investigate the matter. Her approach was
then not to go back to the claimant with the results of her investigation but simply to
write to the claimant with the outcome of her appeal. She did that by letter of 4 August
2016 (page 301) in which the appeal was dismissed in summary terms as follows:-
“Having considered the grounds for your appeal and the evidence in relation to the
matter, it appears to me that you were not automatically unfairly dismissed because the
dismissal was not because of a TUPE transfer but because of 3rd Party Pressure raised
after lengthy investigations by Newcastle Council over serious safeguarding incidents
that had taken place many months earlier. This happened well before the cancellation
of the contract with Newcastle Council”.
We find that the words of that paragraph were not the words of AT but were placed in
the letter by the HR Advisors used by the respondent and that indeed was admitted by
AT in cross examination. The only part of the letter which was original drafting by the
appeal officer were the following words “It is therefore my conclusion that the decision to
terminate under the third party pressure is upheld”.
8.27 The claimant sought to raise a further grievance in respect of the contents of the
report of the NCC investigation but the respondent refused to entertain further
grievances as the claimant was no longer an employee.
8.28 We find that many of the matters mentioned in the NCC report were simply never
put to the claimant and she did not at any time have the opportunity to put her case
either to NCC or to the respondent about them. We find that the details given to the
claimant of the investigation by GQ at the meeting on 13 May 2016 were not adequate
for her to offer any meaningful response to any of the matters which were there
detailed.
Findings of fact on Remedy
9 Having deliberated on the question of liability, the Tribunal determined that the
claimant was entitled to a remedy. It therefore moved on to deal with remedy. For the
sake of convenience our findings of fact are here set out in respect of remedy which we
make on the same basis as our findings of fact on liability.
9.1 The claimant received pay until 16 September 2016 and therefore has no loss until
that day. The claimant was paid £27,600 per annum gross at dismissal which equates
to £530.76 per week. It is accepted that the claimant received £1,834.66 per month net
which equates to £423.38 per week net.
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9.2 The claimant paid 1% of her salary to a pension and the respondent made a similar
contribution of salary. The payment was £276 per annum for both the claimant and the
respondent.
9.3 The claimant has been ill and not fit for work since 16 September 2016 and that
position continued up to the date of the hearing before this Tribunal. The medical
evidence before the Tribunal was limited to a report from the claimant’s GP dated 27
February 2017 (pages 421-422) which indicated that the claimant had been
experiencing continuing anxiety and poor sleep from the beginning of her maternity
leave in July 2015 “due to an ongoing series of events in relation to her employment
and the lack of support and detrimental treatment from her employer”.
9.4 The medical report indicated that from December 2016 the claimant had been
prescribed the antidepressant Trazodone 100mg daily and that was continuing up to the
date of the Tribunal hearing.
Submissions
Claimant
10.1 On behalf of the claimant Ms Millns filed written submissions which extended to 17
paragraphs (10 pages) which were supplemented by oral submissions.
10.2 In addition Ms Millns filed a bundle of authorities namely:-
Dobie –v- Burns International Security Services (UK) Limited [1985] 1WLR43;
Bancroft –v- Interserve (Facilities Management) Limited UKEAT/0329/12/KN;
Henderson –v- Connect (South Tyneside) Limited UKEAT/0209/09;
Grootcon (UK) Limited –v- Keld [1984] IRLR 302.
Greenwood –v- Whiteghyll Plastics Limited EAT 2007 (brief summary)
Reference was made to the decision in Scott Packing & Warehousing Co Limited –v-
Patterson [1978] IRLR 166.
The submissions are briefly summarised as follows:
10.3 In looking at whether the reason advanced is a substantial reason falling within
section 98(1)(a) of the 1996 Act, the Tribunal should consider whether the reason is
substantial and not wholly frivolous or insignificant and the interpretation of what is
substantial is a subjective one and will depend on the facts and the type of the case. It
is for the respondent to prove the reason for dismissal. If it does so, then it is for the
Tribunal to assess whether the respondent acted reasonably in treating that reason as
sufficient to dismiss. It was submitted that in dealing with that question in respect of
cases involving third party pressure, the Tribunal should have regard to the injustice
caused to the employee and in particular, in this case, the steps taken by the
respondent to seek to persuade NCC to change its mind in relation to the removal of the
claimant from the Contract and the steps taken by the respondent to find alternative
work for the claimant within the respondent organisation.
10.4 It was submitted that, as the respondent did not dismiss the claimant until 7 July
2016 some three and a half months after the claimant was removed from the Contract
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by NCC, the Tribunal should not be satisfied that the respondent had in fact proved that
that was the reason for the dismissal.
10.5 It was submitted that there were other matters referred to by the respondent
namely redundancy and conduct issues such that the position was so confused that the
Tribunal could not be satisfied what in fact he reason for dismissal.
10.6 It was submitted that if the Tribunal was satisfied that third party pressure did
amount to some other substantial reason and was the reason for dismissal, then the
respondent had not acted reasonably and 15 factors were set out in written submissions
which would point to the fact that the respondent had failed to act reasonably. It was
said the respondent had made no attempt to persuade NCC to change its mind, did not
inform the claimant about her removal until six weeks after it had occurred, did not
consider the injustice to the claimant, did not seek to persuade NCC to hear from the
claimant when it became clear that she was crucial to the investigation, did not advise
the claimant of the ending of another contract namely that with EFA until 5 July 2016
which was some six weeks after that contract ended, did not offer the claimant two roles
which were available after the ending of the Contract for which she was suitable namely
a Teaching Assistant (Learning and Support) role and a Functional Skills Tutor role.
10.7 It was submitted that the meetings carried out with the claimant were shambolic,
brief and simply ticking boxes. The claimant was given insufficient time to prepare for
important meetings and was ambushed with conduct allegations at those meetings, that
the respondent accepted the claimant was redundant and yet did not dismiss for that
reason and conducted an appeal process which was fundamentally flawed. It was
submitted that the claimant’s dismissal was unfair.
10.8 In respect of the pregnancy detriment claim, it was submitted that the failure by the
respondent to advise the claimant of the allegations against her and to afford her an
opportunity to be interviewed by NCC amounted to a detriment. It was said that this
was unfavourable and that there was evidence that that was because of the claimant’s
pregnancy because the respondent did update its other members of staff who were not
away on maternity leave as to the basic details and progress of the NCC investigation.
It was submitted therefore that the burden had passed to the respondent to prove why it
acted as it did and that the Tribunal should not accept that explanation and should not
accept that the treatment of the claimant was in no sense whatsoever on the grounds of
her pregnancy.
10.9 In respect of remedy it was said that it was not possible for the Tribunal to
speculate as to whether or not the claimant would have been made redundant because
such a dismissal would have required consideration of a pool of candidates and
selection criteria and the Tribunal simply had no evidence in relation to such matters. It
was said that the claimant was entitled to full compensation at her level of pay at the
point of dismissal but that if there was to be any reduction it should only be to the level
of the pay scale of the alternative position of Functional Skills Tutor. It was submitted
that there should be no Polkey deduction at all as the evidence was insufficient to
support an assessment by the Tribunal but, if there was to be a reduction, it should be
at the lower level.
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10.10 It was submitted that the claimant should be entitled to future loss, that she had
remained ill since dismissal by reason of the respondent’s dismissal of her and that in
those circumstances she is entitled to recover compensation for loss of earnings. The
Tribunal was referred to the evidence of the claimant in that regard. The ill health was
causally connected directly to the dismissal and the claimant’s evidence on that point
was credible. It was credible for the claimant to say that she would have accepted a
role at a lower salary given that her husband was out of work and that they had a young
family to support whilst her husband was trying to set up a new business. That
evidence was compelling. It was suggested that the claimant would be in a position to
find work by autumn 2017, given that once the stress of these proceedings was behind
her it was likely that her health would improve.
10.11 In respect of injury to feelings it was submitted that there should be an award in
the bottom Vento band and that that could properly reflect also injury to health.
Respondent
11.1 For the respondent Mr Southall filed written submissions extending to 26
paragraphs (8 pages) and made oral submissions and these are briefly summarised.
11.2 The respondent was not responsible for any detrimental conduct towards the
claimant. The investigation which the claimant seeks to assert as a detriment was
conducted by NCL on behalf of NCC and not by the respondent and there is no
detrimental conduct towards the claimant by the respondent.
11.3 If there is then it was not because the claimant was pregnant or on maternity leave
but was because the claimant’s father had told GQ that she was not to be contacted in
relation to the investigation because she was ill.
11.4 It is clear that the reason for the dismissal of the claimant was third party pressure
and that amounts to some other substantial reason. GQ genuinely tried to find his way
through a very complex and difficult and unique situation at the same time as dealing
with the process of transferring staff to NCC under the 2006 Regulations.
11.5 It could be said that the meeting on 13 May 2016 was somewhat disorganised but
that was followed by two further meetings prior to dismissal which were not.
11.6 It was submitted that the appeal hearing was not a rubber stamp and that AT had
simply misunderstood the question in respect of “rubber stamping” the original decision
and that what she meant by that was that she had agreed with the original conclusion of
GQ.
11.7 It was reasonable for the respondent not to offer the claimant the roles of
Functional Skills Tutor and Learning Support Assistant because those roles became
vacant and fell for appointment prior to the claimant’s dismissal. The respondent acted
reasonably and the dismissal was fair. The respondent does not seek to argue that the
claimant would or could have been fairly dismissed for redundancy – that would involve
too great a degree of speculation by the Tribunal.
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11.8 In respect of remedy it was submitted that any award to the claimant for injury to
feelings should be at the lowest Vento level and that there was no medical evidence to
support an injury to health claim. In relation to loss of earnings it was submitted that
there should not be full recovery and that a 50% reduction of the loss to reflect the fact
that the claimant had been ill since dismissal was appropriate.
The Law
Unfair Dismissal Claim
12.1 The Tribunal reminded itself of the provisions of section 98(1) and (4) of the 1996
Act:
“98(1) In determining for the purposes of this part whether the dismissal of an employee
is fair or unfair it is for the employer to show –
(a) the reason (or if more than one the principal reason) for the dismissal, and
(b) that it is either a reason falling in subsection (2) or some other substantial reason
of a kind such as to justify the dismissal of an employee holding the position which the
employee held.
(4) In any other case where the employer has fulfilled the requirements of subsection
(1) the determination of the question whether the dismissal is fair or unfair (having
regard to the reasons shown by the employer) –
(a) depends on whether in the circumstances (including the size and administrative
resources of the employer’s undertaking) the employer acted reasonably or
unreasonably in treating it as a sufficient reason for dismissing the employee; and
(b) shall be determined in accordance with equity and the substantial merits of the
case”.
12.2 We have reminded ourselves that if the respondent proves the reason for dismissal
on the balance of probabilities, then it is for the Tribunal to consider the questions posed
by section 98(4) of the 1996 Act. In dealing with those questions, we remind ourselves
that there is no burden of proof resting on either party but rather the burden lies
neutrally between them. In dealing with the questions posed by section 98(4) of the
1996 Act, we must not substitute our views as to what should or should not have
happened but instead we must consider those questions from the standpoint of the
hypothetical reasonable employer and usually consider whether the decision to dismiss
falls within the band of a reasonable response to the situation: only if the decision falls
outside that band can the dismissal of the claimant be categorised as unfair.
12.3 In the context of a dismissal by reason of third party pressure, we reminded
ourselves of the decision of the Court of Appeal in Dobie –v- Burns International
Security Services (UK) Limited [1985] 1WLR43 and the fact that it is essential in
considering whether a respondent acted reasonably in dismissing because of third party
pressure to have regard to any injustice suffered by the employee. The Tribunal has
reminded itself of the guidance from Sir John Donaldson MR and in particular:-
“In deciding whether the employer acted reasonably or unreasonably a very important
factor of which he has to take account, on the facts known to him at the time, is whether
there will or will not be injustice to the employee and the extent of that injustice. For
example he will clearly have to take account of the length of time during which the
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employee has been employed by him, the satisfactoriness or otherwise of the
employee’s service, the difficulties which may face the employee in obtaining other
employment and matters of that sort. None of these is decisive but they are all matters
of which he has to take account and they are all matters which affect the justice or
injustice on the employee of being dismissed”.
12.4 The Tribunal has reminded itself of the guidance of Mrs Justice Slade in Bancroft
–v- Interserve (Facilities Management) Limited UKEAT/0329/12/KN that it behoves
an employer to consider the allegations made by a third party against its employee
when considering how to deal with its employee and that in failing to do so, a
respondent would not have done everything it could to mitigate injustice caused by the
third party’s request. In addition, it may be appropriate to consider whether an employer
should have taken steps earlier in the employment history to seek to remedy a problem
before it became an insuperable problem leading to dismissal.
12.5 The Tribunal has reminded itself of the decision in Henderson –v- Connect
(South Tyneside) Limited and the guidance of Underhill J in which he made the
following comment:-
“In the present case the appellant clearly suffered a procedural injustice: he had no
chance to put his case to the Safeguarding Children Board. We were not informed
about the procedures adopted by the Board: but if it is indeed the case that a man can
lose his job and be labelled a child abuser because of a conclusion reached on
evidence which he does not see, by people whom he does not know and has no chance
to address applying criteria which he has no chance to challenge without any effective
appeal, that is a deplorable state of affairs. It is of course a separate question whether
he suffered a substantial injustice. As to that the Tribunal was not and nor are we in a
position to make a fair judgment. The respondent understandably did not take up the
burden of trying to prove that the conclusion reached by “the professionals” and
adopted by the council that he posed a risk to children was correct or even reasonable:
it was not its own decision and it probably would not have been in a position to call the
supporting evidence if it had wished to. Accordingly the case proceeded before us on
the basis that the Appellant had – or at least may well have – suffered a serious
injustice for essentially the reasons identified under ground 1 ….... Cases of this kind
are not very comfortable for an employment tribunal (but) it must follow the language of
section 98(4) that if the employer has done everything that he reasonably can to avoid
or mitigate the injustice brought about by the stance of the client – most obviously by
trying to get the client to change his mind and, if that is impossible, by trying to find
alternative work for the employee but has failed any eventual dismissal will be fair: the
outcome may remain unjust but that is not the result of any unreasonableness on the
part of the employer”.
12.6 We have reminded ourselves of the provisions of sections 119 and 123 of the 1996
Act and in particular section 123(1) which reads:
“....the amount of the compensatory award shall be such amount as the tribunal
considers just and equitable in all the circumstances having regard to the loss sustained
by the complainant in consequence of the dismissal in so far as that loss is attributable
to action taken by the employer”.
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12.7 In respect of an award of compensation for loss of earnings when a claimant has
been ill and unable to work since the date of dismissal, the Tribunal has reminded itself
that the task for Tribunals in assessing the contribution of ill health to the employee’s
losses is different in respect of immediate and future loss. In Seafield Holdings
Limited –v- Drewett [2006] ICR 1413 the EAT commented that it was satisfied that a
“but for” approach was appropriate for determining the employee’s loss between the
date of dismissal and the Tribunal hearing – namely the immediate loss. But it
concluded that such an approach was wholly unsuitable for the task of future loss.
Instead Tribunals should make an estimate of the chance that had the employer not
acted in the way it did, the employee’s illness would still have prevented her from
working.
12.8 The Tribunal has reminded itself of the decision in Devine –v- Designer Flowers
Wholesale Florist Sundries Limited [1993] IRLR 517 and the guidance of Lord
Coulsfield. We note that the decision in that case was to the effect that an employee
who had become unfit for work wholly or partly as a result of the unfair dismissal is
entitled to compensation for loss of earnings at least for a reasonable period following
the dismissal until she might reasonably have been expected to find other employment.
The Tribunal must have regard to the loss sustained by the employee, consider how far
it is attributable to action taken by the employer and arrive at a sum which it considers
just and equitable. There is no reason why the personal circumstances of the employee
including the effect of dismissal on her health should not be taken into account in
ascertaining the appropriate amount of compensation. However, the employee will not
necessarily be entitled to loss of earnings for the whole period. The fact that unfitness
followed upon and was attributed of dismissal does not perforce imply that the whole
period of unfitness must be attributable to the actions of the employer. There may be
questions for example as to whether the unfitness might have manifested itself in any
event.
12.9 The Tribunal has also reminded itself of the decision in Dignity Funeral Limited –
v- Bruce [2005] IRLR 189 where it was reiterated that the Tribunal’s function is to
award compensation which is just and equitable in all the circumstances having regard
to the loss sustained by the claimant in consequence of the dismissal insofar as that
loss is attributable to action taken by the employer. The Tribunal has to consider two
questions: whether the applicant’s dismissal was one of the causes of his wage loss
and if it was, what compensatory award would be just and equitable. The former
question is one of fact. The latter question is one of discretion and it was further stated
that where, in a period after dismissal, a claimant suffers loss because she is prevented
from working due to ill health, the Tribunal must decide whether the illness was caused
to any material extent by the dismissal itself: whether, if so, it had continued to be so
caused for all or part of the period up to the hearing: and if it was still so caused at the
date of the hearing, for how long it would continue to be so caused. It is essential for
the Tribunal to make clear cut findings on these questions before any question of a
compensatory award can arise.
12.10 We have reminded ourselves of the decision in Polkey –v – A E Dayton Service
Limited 1988 ICR142 and the guidance given by Elias J in Software 2000 Limited –v-
Andrews 2007 ICR825/EAT where it was stated:-
“The following principles emerge from these cases:
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(1) In assessing compensation the task of the Tribunal is to assess the loss flowing from
the dismissal, using its common sense, experience and sense of justice. In the normal
case that requires it to assess for how long the employee would have been employed
but for the dismissal.
(2) If the employer seeks to contend that the employee would or might have ceased to
be employed in any event had fair procedures been followed, or alternatively would not
have continued in employment indefinitely, it is for him to adduce any relevant evidence
on which he wishes to rely. However, the Tribunal must have regard to all the evidence
when making that assessment, including any evidence from the employee himself. (He
might, for example, have given evidence that he had intended to retire in the near
future).
(3) However, there will be circumstances where the nature of the evidence which the
employer wishes to adduce, or on which he seeks to rely, is so unreliable that the
tribunal may take the view that the whole exercise of seeking to reconstruct what might
have been is so riddled with uncertainty that no sensible prediction based on that
evidence can properly be made.
(4) Whether that is the position is a matter of impression and judgment for the Tribunal.
But in reaching that decision the Tribunal must direct itself properly. It must recognise
that it should have regard to any material and reliable evidence which might assist it in
fixing just compensation, even if there are limits to the extent to which it can confidently
predict what might have been; and it must appreciate that a degree of uncertainty is an
inevitable feature of the exercise. The mere fact that an element of speculation is
involved is not a reason for refusing to have regard to the evidence.
(5) An appellate court must be wary about interfering with the Tribunal’s assessment
that the exercise is too speculative. However, it must interfere if the Tribunal has not
directed itself properly and has taken too narrow a view of its role.
(6)The s.98A(2) and Polkey exercises run in parallel and will often involve consideration
of the same evidence, but they must not be conflated. It follows that even if a Tribunal
considers that some of the evidence or potential evidence to be too speculative to form
any sensible view as to whether dismissal would have occurred on the balance of
probabilities, it must nevertheless take into account any evidence on which it considers
it can properly rely and from which it could in principle conclude that the employment
may have come to an end when it did, or alternatively would not have continued
indefinitely.
(7) Having considered the evidence, the Tribunal may determine
(a)That if fair procedures had been complied with, the employer has satisfied it – the
onus being firmly on the employer – that on the balance of probabilities the dismissal
would have occurred when it did in any event. The dismissal is then fair by virtue of
s.98A(2).
(b)That there was a chance of dismissal but less than 50%, in which case compensation
should be reduced accordingly.
(c)That employment would have continued but only for a limited fixed period. The
evidence demonstrating that may be wholly unrelated to the circumstances relating to
the dismissal itself, as in the O’Donoghue case.
(d) Employment would have continued indefinitely.
(8) However, this last finding should be reached only where the evidence that it might
have been terminated earlier is so scant that it can effectively be ignored”.
We recognise that this guidance is outdated so far as reference to section 98A(2) of the
1996 Act is concerned but otherwise holds good.
RESERVED JUDGMENT Case Number: 2501187/2016
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12.11 We have reminded ourselves of the guidance from Langstaff P in Hill –v-
Governing Body of Great Tey Primary School 2013 IRLR 274 in respect of the so
called Polkey assessment:
“A “Polkey deduction” has these particular features. First, the assessment of it is
predictive: could the employer fairly have dismissed and, if so, what were the chances
that the employer would have done so? The chances may be at the extreme (certainty
that it would have dismissed, or certainty it would not) though more usually will fall
somewhere on a spectrum between these two extremes. This is to recognise the
uncertainties. A Tribunal is not called upon to decide the question on balance. It is not
answering the question what it would have done if it were the employer: it is assessing
the chances of what another person (the actual employer) would have done. Although
Ms Darwin at one point in her submissions submitted the question was what a
hypothetical fair employer would have done, she accepted on reflection this was not the
test: the Tribunal has to consider not a hypothetical fair employer, but has to assess the
actions of the employer who is before the Tribunal, on the assumption that the employer
would this time have acted fairly though it did not do so beforehand”.
Claim of Detriment because of pregnancy: section 18 and 39(2)(c) of the 2010 Act.
12.12 We have reminded ourselves of the provisions of section 18 of the 2010 Act
which read:
“(2) A person (A) discriminates against a woman if, in the protected period in relation to
a pregnancy of hers, A treats her unfavourably-
(a) because of the pregnancy, or
(b) because of illness suffered by her as a result of it.....
(4) A person (A) discriminates against a woman if A treats her unfavourably because
she is exercising or seeking to exercise, or has exercised or sought to exercise, the
right to ordinary or additional maternity leave.
(6) The protected period, in relation to a woman’s pregnancy begins and ends-
(a) if she has the right to ordinary and additional maternity leave, at the end of the
additional maternity leave period or (if earlier) when she returns to work after the
pregnancy:
(b) if she does not have that right, at the end of the period of 2 weeks beginning with the
end of the pregnancy”.
12.13 We have reminded ourselves of the provisions of section 39 of the 2010 Act
which read:
“(2) An employer must not discriminate against an employee of A’s (B) –.........
(d) by subjecting B to any other detriment.
12.14 We have reminded ourselves of the provisions of section 136 of the 2010 Act
which read where relevant:
“(2) If there are facts from which the court could decide, in the absence of any other
explanation, that a person (A) contravened the provision concerned, the court must hold
that the contravention occurred”.
12.15 We have reminded ourselves that a detriment for the purposes of section 39 of
the 2010 Act exists if a reasonable worker would take the view that they had been
disadvantaged in the circumstances in which the Claimant found herself: Shamoon v
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22
Chief Constable of the Royal Ulster Constabulary [2003] UKHL 11. However to be
actionable, the claimant has to show that she suffered a detriment and that it was
objectively reasonable in all the circumstances for her to consider that that was so.
12.16 We note that if the claimant establishes a prima facie case that she was treated
unfavourably because of her pregnancy then the burden of proof passes to the
respondent to show that the treatment of the claimant was in no sense whatsoever on
the grounds of the claimant’s pregnancy.
12.17 We have reminded ourselves of the relevant provisions of section 124 of the 2010
Act which read:
(2) The tribunal may....(b) order the respondent to pay compensation to the claimant.
(6) The amount of compensation which may be awarded under subsection (2) (b)
corresponds to the amount which could be awarded by the county court or the sheriff
under section 119.
12.18 We have reminded ourselves of the guidance to tribunals in the well-known
authority of Vento –v- Chief Constable of West Yorkshire Police (No 2) 2003 ICR
318 as updated by the decision in Da’Bell –v- NSPCC 2010 IRLR 19.
12.19 We have reminded ourselves of the decision in Simmons –v- Castle 2012
EWCA Civ 1288 and the conflicting authorities of the EAT in respect of whether or not
the 10% uplift to damages dealt with in Simmons applies to awards for Injury to
Feelings in the Employment Tribunal. We noted in particular the decision of Langstaff J
in Beckford –v- London Borough of Southwark 2016 ICR D1. We have now noted
the decision of the Court of Appeal in De Souza –v- Vinci Construction (UK) Limited
2017 EWCA Civ 879 which has resolved the previous conflict and which directs us to
apply the uplift of 10% to the award of injury to feelings. This decision was promulgated
after our deliberations but before this Judgment was perfected and issued. We do not
consider that this is something on which we need to seek further representations from
the parties as the position is clear.
12.20 We have reminded ourselves of the provisions of the Employment Tribunals
(Interest on Awards in Discrimination Cases) Regulations 1996 (“the 1996 Regulations”)
and in particular Regulation 4 in respect of the calculation of interest. We note that the
relevant rate of interest pursuant to Regulation 3 of the 1996 Regulations for the
purposes of this matter is 8% per annum.
12.21 We have reminded ourselves of the provisions of Rule 76(4) of the Employment
Tribunals (Constitution and Rules of Procedure) Regulations 2013 in respect of a costs
fee order. We have also reminded ourselves of the Judgment of the Supreme Court in
R (on the application of UNISON) –v- Lord Chancellor 2017 UKSC 51. This
Judgment was handed down after the hearing with the parties but before the
promulgation of this judgment. In light of the contents of the Judgment of the Supreme
Court we have decided to act as set out below. Again we do not think it necessary to
seek the views of the parties before promulgating this Judgment in view of the very
clear position and in view of the way we have decided to proceed as set out below.
RESERVED JUDGMENT Case Number: 2501187/2016
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Conclusions
Pregnancy discrimination – detriment claim
13.1 The Tribunal has considered first the claim of detriment because of
pregnancy/maternity.
13.2 The claimant was away on maternity leave from 8 July 2015 until 8 July 2016. The
claimant was entitled to both ordinary and additional maternity leave. The failure on the
part of the respondent to advise the claimant of the NCC investigation occurred from
January 2016 to May 2016 and so fell during the protected period in respect of the
claimant’s pregnancy as defined in section 18(6) of the 2010 Act.
13.3 We conclude that there was a failure by the respondent to make the claimant
aware that NCC were undertaking a safeguarding investigation in which anonymous
allegations against the claimant (and her husband) were to be investigated and which
investigation could (and, in the event, did) lead to the claimant’s removal from the
Contract and so place her employment in jeopardy. We find that other members of staff
of the respondent (against whom allegations had not been made and who therefore
were not personally implicated) were made aware of the investigation and were
interviewed (albeit on a confidential basis) by officials of NCC during the course of the
investigation. The claimant was denied the opportunity to know the details of the
allegations against her or to state her case. The claimant was denied the opportunity to
respond to the conclusions of the investigation carried out by NCC which led NCC to
require her removal from the Contract by letter to the respondent dated 21 March 2017.
13.4 We accept the evidence from GQ that he knew the claimant was involved in the
matters being investigated by NCC and indeed that the claimant was (as he accepted in
cross examination) “crucial from the outset” to that investigation. We accept that GQ
had no control over the investigation carried out by NCC but the failure to make the
claimant aware of the investigation and at least to ask the claimant if she wished to be
involved - particularly once it became apparent that it was her actions which were being
investigated - was the failure of the respondent. That failure on the part of the
respondent to ensure that the claimant was made aware of the investigation and the
potential effect of it on her and her employment status was perceived by the claimant as
a detriment. We conclude that it was reasonable of the claimant to consider such action
as a detriment. The claimant suffered a detriment within section 39(2)(d) of the 2010
Act.
13.5 Having reached that conclusion, the Tribunal has moved on to consider whether
that detriment was because of the claimant’s pregnancy or because of illness suffered
by her as a result of it. The Tribunal notes that the claimant was away from the
workplace because of pregnancy – she was on maternity leave. If she had been present
in the workplace the claimant would have been made aware of the investigation by NCC
and would have been interviewed by NCC as part of that investigation: the claimant
would effectively have been able to defend herself. We conclude that the claimant has
established a prima facie case that the detriment she suffered was because of her
pregnancy and therefore we look to the respondent for the explanation advanced for the
unfavourable treatment.
RESERVED JUDGMENT Case Number: 2501187/2016
24
13.6 The explanation advanced by the respondent for its lack of contact with the
claimant was the instruction issued by PB at the meeting on 18 January 2016 that the
claimant was away on maternity leave and very unwell after her pregnancy and giving
birth and that she was not to be contacted. GQ stated that PB had made that very clear
and so he followed that instruction. During the course of the NCC investigation, the
claimant did contact GQ about other matters which arose (notably the accessing of her
email correspondence) but GQ did not raise the matter of the NCC investigation when
she did so. The question must be posed - why not? The explanation advanced was that
the claimant was away on maternity leave and GQ was “treading really carefully”. It is
clear that GQ would not have felt the need to tread really carefully if the claimant had
not been absent from work by reason of maternity leave and by reason of an illness
suffered by the claimant as a result of her pregnancy. Do we accept that the explanation
for the detriment suffered by the claimant at the hands of the respondent was not
materially influenced or, put another way, was in no sense whatsoever because of her
pregnancy or an illness suffered by her because of it? We conclude that the reason the
respondent acted as it did was materially influenced by the claimant’s pregnancy. We
can accept that the motivation of GQ, and for that matter PB, in keeping the claimant
away from the investigation was benign but nonetheless it was materially influenced by
the fact of the claimant’s pregnancy and illness resulting from it. The respondent’s
failure to make the claimant aware was inherently discriminatory and was materially
influenced by her pregnancy. The explanation of the respondent is not accepted.
13.7 Accordingly the claimant has been subjected to pregnancy discrimination and is
entitled to a remedy.
Conclusions in respect of remedy – discrimination claim
14.1 It was not argued that the claimant’s dismissal was an act of discrimination. It was
argued that if there was a finding of pregnancy detriment then the loss arising from it
was injury to feelings alone.
14.2 The Tribunal has considered the remedy to the claimant for the discriminatory acts.
The Tribunal takes account of the fact that the respondent acted from benign motive in
doing what it did. However, the claimant was subjected to unlawful detriment and that
detriment lasted from January 2016 until the claimant’s dismissal in July 2016 albeit that
the time the claimant became aware of what had happened was not until May 2017.
The Tribunal takes account of the effect of the discriminatory act on the claimant. The
lack of opportunity to know the allegations and state her case has caused the claimant
real distress and together with other factors has led to her present illness. The
discrimination lasted for a relatively short time. The parties were agreed that these acts
produce an award in the lower band of Vento compensation and we agree with that
assessment.
14.3 We note the lower level of Vento compensation after Da’Bell is now £600 to
£6000. We noted the decision in Simmons –v- Castle 2012 and that there was
previously disagreement as to whether the 10% uplift applied to awards for Injury to
Feelings. When deliberating in this matter, we determined that following Beckford it
was right to uplift the lower band of compensation by 10% to £660 to £6600. We note
that the Court of Appeal in De Souza on 4 July 2017 agreed that it was appropriate to
RESERVED JUDGMENT Case Number: 2501187/2016
25
uplift the award by 10% and we had effectively done so by uplifting the band as set out
above.
14.4 Having assessed all relevant matters, we conclude that the appropriate level of
compensation to reflect the claimant’s injury to her feelings in this matter is £4,000. We
take account of the fact that the claimant did not understand the motivation of the
respondent as discriminatory until the position became clear in May 2016
notwithstanding that there had been an ongoing course of discriminatory conduct from
January 2016. We take account also that we are not compensating the claimant for any
injury to feelings caused by reason of her dismissal but only by reason of the detriment
specified in our earlier findings. We take account of the fact that the claimant suffered
considerable distress when she discovered the fact that she had been investigated and
effectively found liable in that investigation without ever being made aware of the
investigation or being allowed to contribute to it.
14.5 The Tribunal notes that that award will be subject to interest and the Tribunal has
considered the Employment Tribunals (Interest on Awards in Discrimination Cases)
Regulations 1996 and given that this is an award for injury to feelings notes that the
interest should be paid from the period beginning on the date of the contravention or act
of discrimination complained of and ending on the day of calculation. The Tribunal
takes the commission of the act of discrimination from 18 January 2016. Accordingly
the period of calculation is 18 January 2016 until the day of the calculation of this award
by the Tribunal on 12 May 2017. This is a period of 479 days at 8% per annum and thus
interest totals £419.94 (479 x 0.8767 per day).
14.6 Accordingly the total award of compensation for pregnancy discrimination is
£4419.94p.
Conclusions in respect of unfair dismissal
15.1 The Tribunal has first considered whether the respondent has proved the reason
for the dismissal of the claimant. The Tribunal reminds itself that the burden to prove
the reason lies with the respondent. In this case the respondent says that it dismissed
the claimant by reason of third party pressure from NCC in respect of the removal of the
claimant from the Contract.
15.2 The Tribunal reminds itself that the claimant was removed from the Contract on 21
March 2016 and the Contract itself was terminated on 29 March 2016 and the claimant
was not dismissed until 8 July 2016 - three and a half months later. The Tribunal
reminds itself that in the course of the meetings which led to the claimant’s dismissal
there was reference to disciplinary matters which were “parked”, there was reference to
a redundancy situation which was not proceeded with and there was reference to third
party pressure. The Tribunal notes that by the time of the dismissal given that the
Contract had been terminated, it could legitimately be argued that the third party
pressure had disappeared along with the Contract. This was not a case where an
employee was removed from a contract which then continued between the employer
and its contractor. The Tribunal has considered the evidence from GQ and it is his
evidence which is relevant to the question of the reason for dismissal. At this stage in
our enquiry we are looking to why GQ dismissed the claimant. The reason for a
dismissal is the circumstances in the mind of the dismissing officer when he dismisses.
RESERVED JUDGMENT Case Number: 2501187/2016
26
We are satisfied that the advice GQ received was that given that the claimant had been
removed from the Contract that amounted to third party pressure and that was why he
moved to dismiss the claimant on 8 July 2016. The respondent has proved to us on
the balance of probabilities the reason for dismissal. The approach of the dismissing
officer was muddled and at times contradictory. However, those factors are matters
which go to the question of reasonableness posed by section 98 (4) of the 1996 Act.
The fact that the third party pressure was no longer present after the removal of the
Contract is also a matter which goes to the question of reasonableness posed by
section 98(4) of the 1996 Act. We have assessed the evidence of GQ and we are
satisfied on the balance of probabilities that, on advice, he moved to dismiss the
claimant because of the pressure from NCC. We make no comment on the quality of
that advice. We are however satisfied that GQ followed it. The label applied to that
reason is some other substantial reason as referred to in section 98(1) of the 1996 Act.
Therefore the respondent has established the reason for dismissal of the claimant and
we turn to the questions posed by section 98(4) of the 1996 Act.
15.3 The Tribunal has considered whether in dismissing the claimant for that reason the
respondent acted reasonably. The Tribunal reminds itself that in answering this
question it is not for it to substitute its view as to what should or should not have
happened. It is for the Tribunal to consider the actions of the respondent from the
viewpoint of the hypothetical, reasonable employer and only if the Tribunal can
conclude that no reasonable employer would have acted as the respondent did can it
conclude that the dismissal was unfair.
15.4 We note that at the time the claimant was dismissed the so called third party
pressure from the Council had effectively disappeared as by then the Contract had been
terminated. NCC was no longer in a position to place any pressure on the respondent in
such circumstances. We conclude that no reasonable employer would move to dismiss
an employee for that reason in those circumstances. We conclude that what was facing
the respondent in July 2016 when the claimant was dismissed was a redundancy
situation given that both the Contract and the other contract on which the claimant
worked had been terminated. The whole of the claimant’s job content had disappeared
by virtue of the cancellation of the two contracts. We conclude that any reasonable
employer would have moved to deal the resulting redundancy situation but the
respondent did not do so but rather it continued to deal with matters in respect of so
called third party pressure which was no longer present. Those are not the actions of a
reasonable employer.
15.5 In dealing with the situation with NCC, the respondent did not act as any
reasonable employer would have acted. We conclude that GQ did not give any – let
alone any reasonable – consideration to the injustice to the claimant in being removed
from the Contract. The claimant had worked for the respondent for 10 years and she
had an unblemished disciplinary record. Any reasonable employer would have sought
to persuade NCC to change its mind and in so doing would have sought to persuade
NCC to interview the claimant and to seek her input - crucial as it was - into their
investigation. We are satisfied that the respondent did not take that step. Our findings
show that the only contact between the respondent and NCC was a letter of 24 May
2016 whereby the respondent asked for reasons why the claimant had been removed
from the Contract and it was not in anyway an attempt to seek to persuade NCC to
change its mind. No reasonable employer would have acted in that way.
RESERVED JUDGMENT Case Number: 2501187/2016
27
15.6 The delay in informing the claimant of her position and of the findings against her
was not action which any reasonable employer would have taken. No matter what may
or may not have been said to GQ by PB in January 2016, by February 2016 GQ knew
that the claimant was well enough to deal with various grievances she was advancing to
him in respect of other matters and yet no consideration was given at that stage, timely
as it would have been, to have advised the claimant of the matters being investigated by
NCC and to seek to have her input into those matters.
15.7 The meetings which were conducted with the claimant by the respondent were as
the process unfolded rightly described by the claimant’s representative as “shambolic”.
Disciplinary matters were confused with redundancy matters which were confused with
third party pressure matters. The claimant did not know where she was. No reasonable
employer would have acted in that way. The meetings were brief and were simply
meetings which were “going through the motions” to follow advice given. The meetings
were not a meaningful attempt to find an alternative role for the claimant within the
respondent company. No reasonable employer would have acted in that way. Further,
the delay in advising the claimant of the situation meant that various alternative roles
which would have been clearly suitable for her were closed off from her – and another
employee who was not at risk of losing her job was preferred over the claimant. No
reasonable employer would have acted in that way.
15.8 The Tribunal finds that the appeal process which was followed was indeed
“fundamentally flawed” as was described by the claimant’s representative. The appeal
officer did not bring any original thought or objective assessment to the exercise she
was required to carry out whether it was a review or a rehearing. In adopting the
process that she did, as described in our findings of fact, the respondent through its
appeal officer acted as no reasonable employer would have acted.
15.9 For those reasons the Tribunal concludes unanimously and without difficulty that
the dismissal of the claimant for the reason proved was unfair and the claimant is
entitled to a remedy.
Conclusions in respect of remedy – unfair dismissal
16.1 The claimant indicated that she wished to receive the remedy of compensation if
the claim for unfair dismissal succeeded.
16.2 The maximum amount of a week’s pay at the time of the claimant’s dismissal for
the purposes of calculation of the basic award was £479.00 and the appropriate
multiplier is 9.5 given the claimant’s age. Accordingly the basic award is £4,550.50.
16.3 The Tribunal has considered whether the claimant should be compensated for her
losses arising from the unfair dismissal at the level of her net monthly pay at date of
dismissal (agreed at £1,834.66 per month) or at the lower level attributable to one or
other of the two roles to which the claimant might have been appointed had a
reasonable search for alternative employment been carried out. Having considered that
matter, the Tribunal concludes that it is appropriate to compensate the claimant at the
rate of her existing salary at the effective date of termination for it was from that position
from which the claimant was dismissed. The Tribunal considers that it is not appropriate
RESERVED JUDGMENT Case Number: 2501187/2016
28
that the claimant should be compensated at the lower level attributable to one or other
of the two roles which were available during the course of the period when the claimant
should have been subject to consultation in respect of alternative employment namely
the Functional Skills Tutor role or the Learning Support role. The Tribunal concludes
that the evidence it has is simply not sufficient to enable it to say what role and at what
level of salary the claimant would have been employed had she not been dismissed. It
may be that the respondent, acting reasonably, would have appointed the claimant to a
different role but given her a period of salary protection. It would simply be speculation
on the part of the Tribunal to make a finding as to the level of salary the claimant might
have been earning had the respondent acted reasonably and retained her in
employment. The claimant was dismissed from a role which carried a salary of
£1,834.66 per month net and that is the salary level which the Tribunal will use for the
purposes of calculation of the compensatory award.
16.4 The Tribunal has considered whether it should award the claimant any
compensation for loss of earnings from 16 September 2016 onwards given that the
claimant has been ill throughout the time from then until the date of this hearing. The
Tribunal finds that the claimant gave birth on 24 July 2015 and then had physical
difficulties arising from a difficult birth. Those difficulties had more or less resolved
themselves by the end of 2015 but nonetheless necessitated the claimant undergoing
surgery in July 2016. When the claimant was dismissed on 8 July 2016 she was about
to return from maternity leave and was accordingly paid notice pay by the respondent
until 16 September 2016. Accordingly the claimant did not suffer financial loss until 16
September 2016.
16.6 The Tribunal finds that from 2016 onwards the claimant has suffered from a mental
impairment of anxiety, panic attacks and depression. We are satisfied that whilst there
was a pre-existing condition from which the claimant suffered, her mental health was
made considerably worse by reason of her dismissal. We note that the claimant was
first prescribed anti-depressant medication in December 2016 only after the dismissal
had been effective for some six months. The Tribunal has considered whether there is a
causal connection between the dismissal of the claimant by the respondent in July 2016
and the illness suffered by the claimant. The Tribunal notes that the claimant became
mentally ill and was so ill between January and July 2016. That illness was attributable
to a variety of factors not least the actions of the respondent in dealing with the claimant
as it did in respect of the matters relating to the access to e-mails, the visits by the
police and then the process which began in May 2016 and led to the dismissal in July
2016. The Tribunal reminds itself that it is not for the Tribunal to compensate the
claimant for the manner of her dismissal but can only compensate the claimant for
losses arising because of the dismissal and in that context the Tribunal has considered
the questions required of it by the decision Dignity Funerals Limited.
16.7 The Tribunal has considered whether the applicant’s dismissal was one of the
causes of her loss of earnings from July 2016 onwards and it is satisfied that it was.
The Tribunal accepts the claimant’s evidence that she did not visit a doctor in relation to
a mental impairment until October 2016 after the dismissal was effective in September
2016. We accept her evidence that she was having anxiety attacks when considering
job applications and when considering the question of a return to work. The Tribunal
has to assess the loss sustained by the claimant in consequence of the dismissal
insofar as that loss is attributable to action taken by the respondent. The Tribunal must
RESERVED JUDGMENT Case Number: 2501187/2016
29
assess whether the dismissal was the cause of any of the losses from September 2016
onwards and, if it was, what compensatory award would be just and equitable.
16.8 The Tribunal has considered whether it is satisfied that the illness from which the
claimant suffered after September 2016 was caused by the dismissal. Having
considered all relevant matters the Tribunal concludes that the loss arising from the
dismissal is attributable to an illness caused by the respondent but the element of that
loss arising from dismissal is 60% of the total loss and the Tribunal would attribute the
other 40% of the loss to the existing illness prior to the dismissal for which the
respondent is not responsible to compensate the claimant under the 1996 Act.
16.9 The Tribunal has next considered the period of time it will be before the claimant is
able to return to work at the level of remuneration enjoyed by her at the time of her
dismissal. We consider that with this litigation at an end the claimant should be able to
be in a position to seek work and will be able to find work albeit at a reduced level of
earnings by 8 September 2017. We conclude that with reasonable efforts the claimant
should be able to find work at 50% of the rate she was paid by the respondent from that
date. We further conclude that by 8 April 2017, the claimant should have been able to
find work at the same level she was earning with the respondent and that consequently
from that date onwards there will be no ongoing financial loss.
16.10 The Tribunal therefore awards compensation from 16 September 2016 until the
date of promulgation of this Judgment on 31 July 2017. This is a period of 45.5 weeks.
The claimant is in receipt with her husband of Universal Credit. The information
provided to us on that point was sparse but it seems clear to us that the benefits being
received by the claimant are subject to recoupment and accordingly we conclude that
the Employment Tribunals (Recoupment of Benefits) Regulations 1994 will apply to this
award. Accordingly we break down the period of loss for which compensation will be
awarded to the prescribed amount and the non prescribed amount.
16.11 The Tribunal has considered the decision in Polkey. The respondent did not seek
to argue that the claimant might have faced dismissal by reason of redundancy arising
from the loss of the Contract and the EFA contract. The respondent accepted that the
degree of speculation required to advance such an argument was too great to admit of
any proper assessment by this Tribunal. We consider that the respondent was right to
make that concession. The respondent chose to move to dismiss the claimant by
reason of third party pressure and not redundancy. No redundancy process of any kind
was embarked on and thus there is no evidence available to the Tribunal from which it
could speculate as the outcome of any redundancy procedure – properly and
reasonably conducted. Accordingly there will be no reduction of the compensatory
award pursuant to the decision in Polkey.
16.12 The Tribunal has considered the limit on any compensatory award in this matter
pursuant to the provisions of section 124(1ZA)(b) of the 1996 Act. We conclude that the
effect of sections 221(1) and 221(2) and 226(3)(c) and 226(6) is that the maximum
compensatory award in this matter is the claimant’s gross annual salary at dismissal
namely £27600. This was the figure adopted by the parties. As the compensatory award
we consider appropriate does not exceed that sum, there will be no statutory maximum
limit to apply to this award,
RESERVED JUDGMENT Case Number: 2501187/2016
30
16.13 With those conclusions in place, we set out our award of compensation in tabular
form.
Table of Compensation for unfair dismissal calculated pursuant to the provisions
of the 1996 Act
Basic award
£479 x 9.5 is £ 4,550.50 A
Compensatory award – prescribed element
Loss of earnings 16 September 2016- 31 July 2017
45.5 weeks @ £423.35 per week - £19,262.42
LESS 40% £ 7.704.96
£11,557.46 B
Compensatory award – non prescribed element
31 July 2017-8 September 2017
5.5 weeks @ £423.35 per week - £ 2,328.42
8 September 2017-8 April 2018
30 weeks @ £203.35 per week - £ 6,100.50
£ 8,428.92
Less 40% £ 3,371.56
£ 5,057.36
Add
Loss of statutory rights - £ 350.00
Loss of pension rights (£5.30 per week x 81 =£429.30
less 40% namely £171.72) £ 257.58
£ 5664.94 C
Compensation for unfair dismissal:
A Basic award £ 4,550. 50
B Compensatory award – prescribed element £ 11557.46
C Compensatory award – non prescribed element £ 5664.94
£ 21,772.90
Table of total compensation awarded
Compensation for unfair dismissal £21,772.90
Compensation for unlawful discrimination £ 4,419.94
Total compensation awarded - £26,192.84
RESERVED JUDGMENT Case Number: 2501187/2016
31
Tribunal Fees
16.12 When the Tribunal deliberated in this matter, it decided that it was appropriate to
make an award to the claimant of £1200 in respect of Tribunal fees paid by the claimant
to bring these proceedings to hearing. Before this Judgment was perfected and
promulgated, the Supreme Court handed down its Judgment in the Unison case and
ruled that the Fees Order, pursuant to which the claimant had paid fees, was unlawful.
As a result, fees paid by the claimant will be refunded to her. In those circumstances,
we consider that it is inappropriate to make any award in respect of fees paid pursuant
to a Fees Order which has now been declared unlawful. Accordingly on the basis that
the claimant will be able to and will, in due course, receive repayment of all fees paid,
we make no fees cost award in this matter pursuant to Rule 76(4) of the 2013 Rules.
EMPLOYMENT JUDGE A M BUCHANAN
JUDGMENT SIGNED BY EMPLOYMENT
JUDGE ON 28 July 2017
JUDGMENT SENT TO THE PARTIES ON
2 August 2017
AND ENTERED IN THE REGISTER
P Trewick
FOR THE TRIBUNAL
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