Mrs S Withe and Mr A Withe v Royal Mail Group Ltd: 2401499/2017 and 2401500/2017
Employment Tribunal
Published on 07 April 2018, 10:33
- Summary
- Employment Tribunal decision.
- categories
-
disability-discrimination public-interest-disclosure unfair-dismissal unlawful-deduction-from-wages
- country
- england-and-wales
- decision date
- 2018-01-30
Official Documents
-
Mrs S Withe and Mr A Withe v Royal Mail Group Ltd: 2401499/2017 and 2401500/2017 - Final
Change History
-
First published.
Full Decision Text
Raw text extracted from the official documents.
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Case No: 2401499/2017
2401500/2017
EMPLOYMENT TRIBUNALS
Claimants: 1. Mrs S Withe
2. Mr A Withe
Respondent: Royal Mail Group Limited
Heard at: Liverpool On: 3, 4 and 5 January 2018
Before: Employment Judge Wardle
Mr A G Barker
Mr B Bannon
Representation
Claimants: Mr B Henry - Counsel
Respondent: Mr S Peacock - Solicitor
RESERVED JUDGMENT
The unanimous judgment of the Tribunal is that the first and second claimants'
complaints of "ordinary" unfair constructive dismissal, automatically unfair
constructive dismissal by reason of protected disclosures and detriment on the
ground of protected disclosures and the first claimant's complaint of a failure to
comply with a duty to make reasonable adjustments are not well-founded but that the
second claimant's complaint of an unlawful deduction from his wages in respect of
an hour's unpaid overtime in an agreed sum, having been conceded by the
respondent, is well-founded.
REASONS
1. By their claim forms the first and second claimants have brought complaints of
"ordinary" unfair constructive dismissal contrary to sections 94, 95(1)(c) and
98 of the Employment Rights Act 1996 ("ERA"), automatically unfair
constructive dismissal by reason of protected disclosures contrary to sections
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94, 95(1)(c) and 103A of ERA and of being subjected to detriment on the
ground of their having made protected disclosures contrary to section 47B of
ERA. Separately the first claimant's form also included complaints of
discrimination arising from disability contrary to section 15 of the Equality Act
2010 ("EqA") and of breach of the duty to make reasonable adjustments
contrary to sections 21 and 22 of EqA. However during the course of hearing
it was clarified that only the reasonable adjustments complaint was being
pursued, which was in relation to the first claimant allegedly being refused her
request to attend a medical appointment on 18 October 2016 and her being
required to return to her delivery role during a period of recommended
restricted duties. In addition each of the claimants complained of a failure to
pay them holiday pay contrary to section 13 of ERA and /or the Working Time
Regulations 1998 and of unlawful deduction from wages contrary to section
13 of ERA but the holiday pay complaints were withdrawn at the hearing and
the unlawful deductions complaint was clarified as relating solely to an unpaid
hour of overtime worked by the second claimant, which the respondent
conceded was owed to him in the sum of £10.65 subject to the deduction of
any tax and National Insurance properly payable.
2. By its responses the respondent accepts that the first claimant is disabled by
virtue of the condition known as Antiphospholipid Syndrome but denies that it
has discriminated against her on the grounds of her disability as alleged or at
all. It also denies in respect of each of the claimants that they have made
qualifying disclosures as alleged or at all; that they were subjected to any
unlawful detriment because of the alleged protected disclosures; that it
breached any terms of the claimants' contracts of employment as alleged or at
all or that if any breach was committed, which was not admitted, it did not
amount to a fundamental breach entitling their resignations; that their
dismissals were automatically unfair as alleged or at all and that they were
owed any payments in respect of holiday pay or unpaid wages as alleged or
at all.
3. The Tribunal heard evidence from the claimants and on behalf of the
respondent from Mr Paul Wilshaw, Reserve Manager; Ms Karen Greenwood,
Operational Postal Grade ("OPG"); Mr Nick Gledhill, Reserve Delivery
Manager; Mr Patrick Higgins, Delivery Office Manager; Ms Kelly Pipe,
Deployment Manager and Mr Tony Donal, OPG. Each of the witnesses gave
their evidence by written statements, which were supplemented by oral
responses to questions posed. We also had statements made on behalf of the
claimants by Mr Neil Stokes, OPG and on behalf of the respondent by Mr
Andrew Evans, OPG neither of whom attended to give evidence. The weight
we attached to these statements was that which would be normally attached
to a statement where the maker has not been subject to cross-examination.
We also had before us documents in the form of a bundle, which we marked
as “R1”.
4. On the third and final day of hearing at the conclusion of the evidence and
having received submissions we informed the parties that judgment would be
reserved. We later sat in chambers that afternoon when we were able having
regard to the evidence, the submissions and the applicable law to reach
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conclusions on the matters requiring determination by us.
5. Having heard and considered the evidence we found the following facts.
Facts
6. The claimants, who are husband and wife, were employed by the respondent
as postal workers at its sorting and delivery office in Tarporley, which is a
small office where there are some 19 employees. The first claimant was
employed from 8 February 1997 until 12 November 2016 when her
employment was terminated by her upon her resignation. The second
claimant's employment with the respondent which began on 19 August 1985
also terminated on 12 November 2016 upon his resignation.
7. The respondent is a very large employer providing a national postal delivery
service.
8. The first claimant has suffered with Antiphospholipid Syndrome since 2001,
which according to her grounds of complaint is a serious disorder of the
immune system, which causes an increased risk of blood clots, cardiac arrest
and strokes. The respondent does not dispute that she is a disabled person
for the purposes of section 6 EqA.
9. The claimants' case is that between January 2014 and 12 November 2016
they raised approximately 50 grievances with Mr Patrick Higgins, their
Delivery Office Manager at Tarporley or in his absence with Reserve
Managers. They contend that these grievances amounted to protected
disclosures under the whistleblowing legislation and that as a result of making
them they were subjected to detrimental treatment, which the respondent
failed to prevent thereby leading to an unpleasant working environment and
causing them to resign.
10. At a Case Management Hearing held on 16 May 2017 the claimants were
ordered to set out their alleged protected disclosures and in the event that
there were more than ten of these to point to the ten disclosures which they
believed were most likely to have been a reason for dismissal or detriment.
11. This order gave a chronology of alleged disclosures taking place between
early 2015 and 25 October 2016 as set out in a Scott Schedule at pages 32-
35 of the bundle.
12. In relation to disclosure number 1 which is said to have occurred in early 2015
the first claimant claims that she raised three grievances in conversation with
Mr Higgins relating to (i) staff hours (ii) the purchasing and selling of postal
rounds and (iii) staff using company property for personal use without proper
insurances or as benefit in kind. These disclosures were claimed to show the
'relevant failures' of the commission of a criminal offence and/or that the
health and safety of any individual had been endangered. In regard to these
grievances, in respect of which Mr Higgins claimed to have no knowledge, the
first claimant did not elaborate in her witness statement on what she was
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complaining about at this time.
13. Taking them in turn in relation to the first grievance of staff hours the only
elaboration given was in cross-examination when the first claimant was asked
what this was about and referred to practices such as 'job and jack', which we
understood to mean employees being able to leave on the completion of their
deliveries ahead of their contractual finishing time. However it was unclear
what her grievance was here as in the interview conducted with her by Ms
Pipe at page 147 arising from a bullying and harassment complaint made
against her and her husband by Ms Greig she comments that we all have it
too good, we still have ghost overtime and job and jack, which suggested that
these were practices from which she herself was benefitting.
14. In relation to the second grievance of the purchasing and selling of postal
rounds this again was only elaborated on during cross-examination when the
first claimant confirmed that this related to a fellow postal worker, Dave Jones,
paying a couple of colleagues, Heidi Greig and Ed Lanning to complete part of
his deliveries. In so far as Mr Higgins' awareness of this practice was
concerned, whilst acknowledging that he knew that Mr Jones had asked Ms
Greig and others to carry out part of his round his evidence was that he had at
no time been told by the first claimant or anyone else that Mr Jones was
paying them to do so adding that to do so was completely against process
and that if it had been brought to his attention he would have taken immediate
action to deal with it.
15. In relation to the third grievance of staff using company property for personal
use without proper insurances or as benefit in kind the first claimant's witness
statement identified the property in question as being postal vans but from
here on in the particular mischief complained about became somewhat
confusing in that the first claimant appeared to claim in her witness statement
that this related to an undated occasion when Mr Jones was permitted by Mr
Higgins to take a postal van home, which Mr Jones told her he was going to
use to take items to/from his new home in Nantwich only then for the second
claimant to state during the course of his evidence that the concern about van
use was confined to the use by Ms Greig of a postal van to deliver on
overtime that part of Mr Jones' delivery which she had been paid by him to
carry out and for the first claimant in contrast in her evidence to refer to an
instance where Mr Jones had wanted to take a van home to enable him to
pick up mail from Crewe the next morning to bring to Tarporley on overtime, in
which she had intervened by offering to collect it herself. For his part Mr
Higgins again denied any knowledge whatsoever of the first claimant raising
an issue in relation to the improper use of postal vehicles in early 2015 or at
any other time adding that staff are required to record the mileage of their
vehicles on a daily basis and that their fuel cards are monitored meaning that
any private use would likely to be noticed.
16. The second disclosure contained in the Scott Schedule alleges that the
second claimant witnessed Mr Jones pay Ms Greig for a postal round on
many occasions so reported it to Mr Higgins orally on or around 10 January
2015, which allegation was claimed to show the commission of a criminal
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offence seemingly from the point of view that the cash being received by Ms
Greig was unlikely to have been reported to HMRC for taxation purposes.
Such alleged disclosure, which is a reiteration of the second grievance said to
have been raised by the first claimant above and was not expanded upon by
the second claimant in his witness statement was also denied by Mr Higgins
as having been made to him by the second claimant, although he did accept
that Ms Greig did on occasions cover part of Mr Jones' duty and that this was
done on overtime which was initially not done strictly in line with the normal
manner for allocating overtime in the sense that Mr Jones was organising the
covering of part of his duty by himself and not through a manager, which was
corrected. In relation to this particular alleged disclosure it is the case that Mr
Jones in his interview on 31 October 2016 with Ms Pipe as part of her
investigation into Ms Grieg's bullying and harassment complaint against the
claimants at page 196 when asked if he had ever paid anyone cash to cover
part of his delivery responded affirmatively and mentioned Mr Lanning and Ms
Greig dependent on who was working on the Saturday if he wanted to get
away handy adding that the managers are aware and that he let Patrick (Mr
Higgins) know what he was doing and that if he didn't pay it needed to go onto
overtime which he preferred not to do and on average this was every other
Saturday. For his part Mr Higgins also denied that Mr Jones had made him
aware that he was paying anyone cash for this purpose.
17. The third alleged disclosure again related to the buying and selling of rounds
said to have been reported by the second claimant during 2015 in
conversations with relief managers if Mr Higgins was not in the office. The
individuals named by him in this connection were Ms Greenwood, Mr Wilshaw
and Mr Gledhill all of whom were clear in their recollection that at no time had
either of the claimants raised the issue with them and denied any knowledge
of the practice.
18. The fourth alleged disclosure related to the first claimant informing Mr Higgins
in conversation in or around May 2015 that a member of staff, identified as Mr
Jones, appeared to be intoxicated and that she was concerned he would be
driving and be a risk to the general public. This disclosure was claimed to
have engaged the criminal and health and safety categories of the relevant
failures. In her witness statement she claimed that having expressed this
concern to Mr Higgins he responded that he had not noticed and that he
would not be able to tell if he was over the drink drive limit or not which led her
to comment that if there was any doubt he should not be driving as his round
was near a school but that her comments were ignored and Mr Jones still
went out in his van. Again Mr Higgins denied having any recollection
whatsoever of the first claimant making any such disclosure to him and stated
that had it have been made it would have been acted upon and not ignored.
19. The fifth alleged disclosure related to the first claimant informing Mr Anthony
Baxter, Delivery Director, on 18 July 2015 by email of her complaints relating
to (i) the buying and selling of rounds and (ii) the use of company property for
personal use without proper insurance and receipt of benefit in kind, which
was claimed to have again engaged the criminal and health and safety
categories of the relevant failures. The email in question is at page 120. It has
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the first claimant stating merely that there are issues within the office at
Tarporley, which she has previously complained about to her manager and
the union. The difficulty for the first claimant in placing reliance on this email
communication as a disclosure is that it does not actually disclose any
information, which was recognised by Mr Henry in closing submissions when
he indicated that we did not need to consider this disclosure nor indeed for
that matter the sixth alleged disclosure by the first claimant relating to an
email that she claimed to have sent to HMRC on 19 July 2015 relating to the
buying and selling of rounds. There was no copy of the email produced in the
bundle only an acknowledgment from HMRC, which meant that we were
unable to determine what facts, if any, had been conveyed to them and there
was no suggestion that the respondent was aware of the communication as
would be necessary for the purposes of connecting this disclosure with any
subsequent detrimental treatment.
20. The seventh alleged disclosure related to each of the claimants informing Mr
Andrew Evans in conversation on 19 July 2015 as to (i) the personal use of
company vehicles without requisite insurance and (ii) colleagues receiving
cash in hand for rounds. Neither claimant expanded on the matter in their
witness statements. Mr Evans was unable to attend the hearing because of a
family medical problem but from his written statement it was noted that as an
Operational Postal Grade he had no managerial authority, which suggested
that had any malpractice been reported to him he would have had to have
referred it up to Mr Higgins and it was his evidence that he had not at any
stage been informed by any covering manager, or anyone else, about any
disclosures having been made about employees buying and selling rounds.
21. The eighth alleged disclosure was some 15 months later in or around
September 2016 and related to the first claimant reporting in conversation
with Mr Higgins that staff were stealing money from petty cash, which
disclosure was claimed to have engaged those categories of the relevant
failures comprising the commission of a criminal offence, the failure to comply
with any legal obligation and the occurrence of a miscarriage of justice. In her
witness statement she claimed that when she reported the malpractice to Mr
Higgins he laughed and said that he did it all the time for petrol. In crossexamination
she stated that she had told him that a member of staff called
Keith had just left waving a £20 note that he said he had taken from the cash
box. For his part Mr Higgins stated that the delivery office does not have a
petty cash tin but a surcharge till, in which cash is held that has been paid
over where the correct postage has not been paid on items of mail and that
any mail, which requires a surcharge is accounted for both in terms of what is
sent to the delivery office for delivery and also in terms of the money received
ready to be sent back for processing by the Revenue Protection teams
meaning that cash in and out of the till is very carefully documented and that it
would be apparent if anything was missing. He further stated that he had not
had it reported to him by the first claimant or anyone else that money in the till
was being stolen.
22. The ninth alleged disclosure related to the second claimant informing Mr
Higgins in conversation on or around 20 September 2016 that Ms Greig and
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others were buying and selling postal rounds and not reporting additional
income, which was claimed to have engaged that category of the relevant
failures comprising the commission of a criminal offence. In variance with this
the second claimant in his witness statement makes no reference to any such
disclosure having been made on this date but states rather that he made a
complaint to Mr Higgins on 13 September 2016 that he had missed out on
overtime pay, for which he says that he received an apology and was
provided with one day's overtime pay and that on the same day he also
informed him that he wished to raise a formal grievance about Ms Greig
booking fraudulent overtime and the ongoing private deals between various
colleagues and asked for it to be referred to Mr Chris Nugent, the Area
Manager. He also states that he was informed by Ms Linda Smith, a
colleague, on 14 September 2016 that Ms Greig had made a complaint to Mr
Higgins about him and the first claimant and that he had later spoken with Mr
Higgins to ask when he could expect a reply from Mr Nugent regarding his
grievance and what had been alleged by Ms Greig against him and the first
claimant in answer to which questions Mr Higgins declined to comment. For
his part Mr Higgins in his witness statement stated that he had no recollection
of the second claimant informing him on 20 September 2016, or any other
date, of employees buying and selling postal rounds and not reporting
additional income and in cross-examination denied that the second claimant
made complaints to him on 13 September 2016.
23. This sequence of events as alleged by the second claimant has to be seen in
the context of the complaint made by Ms Greig against the claimants, which
according to page 62 of the bundle was first raised by her in a letter dated 15
September 2016, in which she complains that she has felt singled out for
unwanted attention by them for over three years and that it was becoming
intolerable. The second claimant's contention is that his complaint to Mr
Higgins on 13 September 2016 was the catalyst for her complaint against
them. We considered, however, that this was unlikely to be the case for the
reason that the date would have assumed significant importance for him and
yet it had not featured in their ten strongest alleged protected disclosures,
which was doubly surprising when one considers that over and above the
allegation relating to private deals there is also the fresh accusation allegedly
made by him that Ms Greig had fraudulently claimed overtime. We therefore
had doubts as to the reliability of the second claimant's evidence as to this
alleged sequence of events.
24. The tenth and final alleged disclosure related to the second claimant reporting
to Ms Pipe during the course of her interview with him on 25 October 2016 as
part of her investigation into Ms Greig's complaint against the claimants about
the practice of the buying and selling of rounds and individuals receiving cash
in hand. Her complaint had been formalised as a bullying and harassment one
on 26 September 2016 by the completion of a complaint form (H1) in which
she indicated that she would prefer it if her manager, Mr Higgins, did not
handle it, which saw the complaint being allocated by the respondent to an
independent investigator, Ms Pipe, based at Chester Mail Centre. The
claimants were invited by letters dated 18 October 2016 to attend formal
interviews in connection with Ms Greig's complaint of having been singled out
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for unwanted attention by them accompanied by a companion, if so desired,
on 20 October 2016, which date was changed to 25 October 2016 in order to
allow for the arranging of union representation. The notes of the second
claimant's interview at pages 89-94 reveal that after asking for time alone with
his trade union representative he ventured to suggest that overtime seems to
be the crux of all the trouble in his opinion stating that Ms Greig wants it all
and that he wanted his share before adding that he had even seen cash in
hand transactions taking place to do bits of work.
25. It seemed to us that the second claimant hit the nail on the head when
suggesting that overtime was at the root of the dissension between the
claimants and Ms Greig in that it was apparent from the notes of interview
taken by Ms Pipe that they each wanted the chance to earn extra through
overtime and that the claimants were resentful of the change in overtime
arrangements that came about as a result of her proposing a system at the
end of 2014, according to her interview notes with Ms Pipe at pages 64-67,
whereby people could put their names on a sheet indicating their availability
for overtime on certain days, whereas before the Delivery Office Manager
would call out the overtime and distribute it between those employees who
wanted it to the extent that an hour's overtime could be shared between four
people according to an example given by the second claimant at page 90 of
his interview notes. His complaint with the changed arrangement as made
known by him to Ms Pipe was that he was not getting his fair share of
overtime under it.
26. In addition to the complaints forming the alleged protected disclosures the first
claimant also claimed in her witness statement that she and the second
claimant were excluded from the annual staff survey and suggested that this
was because the respondent did not want them to record what practices were
being undertaken. During cross-examination she claimed that their exclusion
from participation in the survey had been ongoing for five years. For his part
Mr Higgins stated in his witness statement that he was very clear that he had
not excluded either of the claimants from the survey pointing out that as
Delivery Office Manager he is placed under great pressure each year from his
line managers to ensure that there is a high return rate on the surveys as they
have a vested interest in the results and that if there is anything less than an
85% return rate he would be asked to explain why meaning that it was not in
his interests to exclude the claimants as to have done so would have reduced
the maximum possible rate of return to 89%.
27. She also claimed that she was subjected to name calling by Mr Donal such
as "witch" and "slag" on a daily basis around the time that she says that she
reported the buying and selling of rounds in early 2015 from which point be
began closely monitoring her in order to report back to Mr Higgins and that
she and the second claimant were referred to by Mr Ian Mullock as "home
wreckers", which in cross-examination was established with her as having
been said in 2007 or 2008. More recently she claimed that whilst she was on
light duties and was asked to sort the late post she had said to Mr Higgins that
it was too repetitive and would hurt her hands which led Mr Donal to comment
"lazy bitch, if she can't do the job get rid of her" and that he had on 7
9
November 2016 thrown a parcel at her which struck her on the back of her
leg. In relation to these allegations, which in so far as they related to Mr Donal
were denied by him, there was no evidence save for the parcel incident that
they had been raised by the first claimant as matters of concern. In regard to
this matter and the claimant's claim that her reporting of the incident was
ignored it was Mr Higgins' evidence that he had looked into it by speaking with
Mr Donal, who was unaware of any issue and satisfied himself that any
contact by the parcel with the claimant's leg had occurred accidentally in the
course of Mr Donal dropping off packets and parcels at the different delivery
frames due to the space constraints within which staff had to work before
informing the claimant that he did not believe that the incident warranted any
further investigation or action.
28. The first claimant also claimed in support of her reasonable adjustments
complaint in her witness statement that between 2014 and 12 November 2016
Mr Higgins regularly refused to allow her to attend regular blood test
appointments and specifically that he refused her request to attend a
scheduled appointment on 18 October 2016. Mr Higgins denied both the
general allegation stating that whenever he was advised by her of an
appointment he would always check as to whether the time fell within her duty
time and, if so, whether she was able to move it to nearer the end of her duty
so as to minimise the disruption to her deliveries and stated in regard to the
appointment on 18 October 2016, which was claimed to have been a morning
one but was rescheduled to 4.00 p.m. that he had no recollection of her
asking to attend that morning. In cross-examination the first claimant accepted
that Mr Higgins had accommodated her requests by either allowing her to
attend at the appointed time or by asking if there was workplace pressure if
she could re-schedule which she did without complaint.
29. As part of her reasonable adjustments complaint the first claimant also
claimed that on 3 November 2016, in circumstances where she was subject to
a reduction in her duties on the recommendation of Occupational Health Mr
Higgins told her that irrespective of what they had said she had to fully fulfil
her work duties. In this connection following a sickness absence the first
claimant was referred by the respondent to its occupational health advisers,
OH Assist, on 5 September 2016, who carried out a consultation with her on
12 September 2016 when she reported that she suffers from Hughes
syndrome, which makes her blood thick requiring warfarin and weekly blood
tests and that she had been experiencing pain in her wrists and fingers that
was impacting on her at home and in work. Following the obtaining of a
medical report from her GP a further consultation was undertaken on 25
October 2016 which saw the adviser commenting that the claimant was fit for
work and suggesting that she resumed her delivery role starting with 50%
delivery duties for the next 1.5 weeks with the remaining 50% to be spent on
indoor light duties such as sorting letters before resuming her normal delivery
role with no restrictions as from 7 November 2016.
30. Notwithstanding that this division of duties was, we were told, how a delivery
duty was made up in any event it was common ground that the claimant was
more than accommodated in line with the occupational health
10
recommendation by being allowed to perform an indoor role, which included a
small element of delivery certainly it would seem up to Wednesday 3
November 2016. In response to the allegation that at this time he required her
to resume her full duties it was Mr Higgins' evidence that a conversation took
place about her going back to do some delivery work, which was not ruled out
by the recommendation and that as part of it the first claimant indicated that
she would also want to perform overtime as well, which would not have sat
with her only doing part of her delivery and resulted in her resuming her full
delivery role slightly in advance of 7 November 2016.
31. In so far as the second claimant is concerned he also claimed in his witness
statement that on 16 September 2016 he began to receive inappropriate
comments from Mr Donal and that on or around 24 September 2016 he spoke
with Mr Higgins to report them at which same time he asked when his
grievance of 13 September 2016 would be dealt with and was told by him that
he was looking into it. Such alleged conversation was denied by Mr Higgins
who added that no specific grievance had been raised with him previously by
the second claimant and that had he have complained to him about a
colleague's inappropriate behaviour such complaint would have simply not
been ignored.
32. The second claimant claimed further that on or around 11 November 2016 he
raised an oral grievance with Mr Higgins regarding the investigation into Ms
Greig's allegations against him in response to which, he alleged, Mr Higgins
said to him words to the effect that what was going on was a private matter
which did not involve him and that he would not interfere. Again Mr Higgins'
evidence was that he had no recollection of this conversation although he did
recall an earlier conversation with the first claimant on 22 October 2016
relating to the bullying and harassment complaint brought by Ms Greig, in
which he informed her that it would not be appropriate for him to discuss the
matter or for him to become involved.
33. On 9 November 2016 Ms Pipe wrote to the claimants to inform them that she
had concluded the interview and information gathering stage of the
investigation into Ms Greig's bullying and harassment complaint and to
enclose all witness statements relevant to the investigation. In her letter she
explained that the investigating manager has discretion to anonymise the
relevant documentation where they consider there is a legitimate reason for
doing so and that in this investigation she had exercised her discretion to do
so. Thus four of the six statements received by the claimants made by Mr
David Jones, Mr Ian Mulloch, Mr Ed Lanning and Mr Phil Exley had been
anonymised principally to the extent that their names/ initials were not used
but in the case of Mr Jones the anonymisation went further in that a question
as to whether he had ever paid anyone cash to cover part of his delivery and
his response in affirmation were omitted from the statement because, Ms Pipe
explained, it would have identified the maker of the statement and two other
individuals. The claimants were given five working days to communicate any
issues or concerns with the content of the enclosures.
34. In terms of the content there were comments made that did not paint the
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claimants in a particularly good light. For example Mr Mulloch remarked in
reference to them that "if Ms Greig had been susceptible to harming herself or
worse she would have been pushed over the edge and that prior to her there
was Ed and others and that if it wasn't her it would be someone else" and that
"we all know they are focused on Ms Greig at the moment, I don't understand
why they need the confrontation." Similarly Mr Lanning stated " everyone has
had it, Malcolm used to get it and he helps everyone but he used to do
overtime, Ms Greig gets it now, she can't do anything right" and that "overtime
can be amicably worked out but when they are involved it becomes
complicated and leads to nastiness that would not exist if they were not
involved." On the subject of overtime Mr Exley stated "OT is a bone of
contention - there are two people who are not happy if it is not allocated the
way that they would like it (the first and second claimants) primarily SW (the
first claimant) - they are both all for fairness however only for some for
example holiday collections are always SW no one else" and in relation to the
complaint of Ms Greig about being singled out he commented "my overall
view is that SW particularly singles people out for unwanted attention. AW is a
nice guy but SW leads him. I was warned about SW when I started and with
good reason she is the most malicious, vindictive person I have ever come
across". We considered that it must have been apparent to the claimants that
in the light of these and other comments supporting Ms Grieig's complaint that
it was likely that it was going to be upheld to some degree or other, which
would require the respondent to consider whether its Conduct Policy would
need to be invoked against them.
35. On 12 November 2016 the claimants submitted a joint letter of resignation at
page 102 stating that they had decided that the treatment which they had
received lately from the respondent and certain members of staff to be more
than they were willing to take and commenting that after reading the
statements of case the things of which they had been accused had been
overtaken by what seemed nothing more than a vicious attack on their
characters before accusing the company of condoning the making of cash
payments from one member of staff to another and referring to the inequality
of dishing out overtime and the company's lack of action in response to their
complaints. It concluded by alleging that the first claimant had frequently been
denied time to go for her compulsory blood tests and that she was even told
to do her full duty when she had a letter from occupational health stating that
she was only to do 50% of her delivery.
36. Despite the claimants' resignation Ms Pipe considered having regard to the
stage which she had reached in her investigation that it ought to be concluded
not least because it was important that Ms Greig received an outcome. She
therefore prepared a report dated 17 November 2016 at pages 109-115 in
which she upheld the overall complaint and also made four recommendations
that (i) the practice of private deals must cease with immediate effect and that
any evidence of this moving forward would be dealt with under the conduct
code (ii) duties in the office should be reviewed to address consistent
extended deliveries and daily overtime for new builds (iii) the overtime
process for the office should be reviewed and agreed as an office approach
(iv) all grievances received should be investigated as per business processes.
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37. On 3 March 2017 claims were presented to the Employment Tribunals by the
claimants, which were responded to by the respondent within the prescribed
time limit.
Law
38. In regard to a constructive unfair dismissal the relevant law is to be found in
section 95 (1)(c) of the Employment Rights Act 1996 ("ERA"), which provides
that an employee is dismissed by his employer ‘if the employee terminates the
contract under which he is employed (with or without notice) in circumstances
in which he is entitled to terminate without notice by reason of the employer’s
conduct’. The conduct of an employer giving rise to a constructive dismissal
must involve a repudiatory breach of contract i.e. a serious breach going to
the root of the contract of employment which shows an intention no longer to
be bound by one or more essential terms of that contract. In order to claim
constructive unfair dismissal, an employee must establish that there was a
fundamental breach of contract on the part of the employer, that the
employer’s breach caused the employee to resign and that the employee did
not delay too long before resigning so that he did not affirm the contract and
lose the right to claim constructive dismissal.
39. In regard to whistleblowing dismissals section 103A of ERA provides that an
employee will be regarded as unfairly dismissed if the reason, or principal
reason, for the dismissal is that the employee has made a 'protected
disclosure'. The first step in establishing that a disclosure attracts protection
under the ERA is showing that it meets the qualifying criteria in section 43B.
Thus a qualifying disclosure is any disclosure of information which, in the
reasonable belief of the worker, tends to show one or more of the following: (i)
that a criminal offence has been committed, is being committed or is likely to
be committed - s43B(1)(a) (ii) that a person has failed, is failing or is likely to
fail to comply with any legal obligation to which he/she is subject - s43B(1)(b)
(iii) that a miscarriage of justice has occurred, is occurring or is likely to occur
- s43B(1)(c) (iv) that the health or safety of any individual has been
endangered, is being endangered or is likely to be endangered - s43B(1)(d)
(v) that the environment has been damaged, is being damaged or is likely to
be damaged - s.43B(1)(e) and (vi) that information tending to show any matter
falling within any one of the above has been, is being or is likely to be
deliberately concealed - s43(B)(1)(f). These six forms of malpractice or
wrongdoing are collectively referred to as the 'relevant failures'. The
disclosure must also be made in the correct manner with sections 43C-H
setting out seven permissible methods of disclosure amongst which at
s43C(1)(a) is disclosure to the employer.
40. Protection for workers arising from the making of a protected disclosure is
also provided by section 47B of ERA which states that a worker has the right
not to be subjected to any detriment by any act, or any deliberate failure to
act, by his employer done on the ground that the worker has made a
protected disclosure.
13
41. The relevant law for the purposes of the discrimination complaint is to be
found in the Equality Act 2010 ("EqA"). The duty to make reasonable
adjustments as set out in section 20 of EqA comprises three requirements.
The first of these requirements, which is the relevant one for the purposes of
this case, is a requirement, where a provision, criterion or practice (PCP) of
A's puts a disabled person at a substantial disadvantage in relation to a
relevant matter in comparison with persons who are not disabled to take such
steps as it is reasonable to have to take to avoid the disadvantage.
Conclusions
42. Applying the law to the facts as found the Tribunal considered first of all the
complaint of unfair constructive dismissal. Where as in these cases a claimant
claims that he or she was constructively dismissed contrary to section 103A
ERA it is not strictly possible for a Tribunal to examine the employer's reason
for dismissal because the decision that triggers the dismissal is the claimant's
resignation. Rather, the question for consideration is whether the protected
disclosure was the principal reason that the employer committed the
fundamental breach of the claimant's contract of employment that precipitated
the resignation.
43. In addressing the question whether the respondent was guilty of conduct that
was in fundamental breach of the claimants' contracts of employment it was
argued in submissions advanced on their behalf that we had to look at what
they were putting forward as their reasons for tendering their resignations as
set out in their letter at page 102, which was condensed to their not having
been listened to in respect of their complaints relating to two matters
concerning (1) cash payments and (2) overtime not being shared out equally.
It was submitted that these were the matters that the second claimant raised
orally with Mr Higgins on 13 September 2016 the day before Ms Greig raised
her grievance and that in resolving the conflict of evidence arising from Mr
Higgins' lack of recollection of any such oral grievance having been raised by
the second claimant on this date we ought to have regard to the resignation
letter and to the notes of Ms Pipe's interview with the second claimant on 25
October 2016 at page 93 which it was suggested reiterated the evidence that
a complaint had been made and made it more likely than not that the second
claimant had raised these matters with Mr Higgins.
44. It was further submitted that this grievance was effectively ignored having
regard to the fact that it was raised again through Ms Greig's grievance but
because the focus here was on her complaints it was viewed only as a
supplementary matter, which whilst taken forward to some degree by the
questioning of Mr Jones who admitted that he had paid cash to other
employees to complete his round and claimed that managers were aware, this
was not apparent from the notes of interviews provided to the claimants
because of the anonymisation applied by Ms Pipe to them to preserve
confidentiality, which led the claimants to believe that the respondent was not
acknowledging what they had been saying about malpractice and that the
respondent's failure to do so was a breach of the implied term that employee
complaints would be addressed by their employers and that this in turn was
14
likely to damage the implied term of mutual trust and confidence entitling them
to terminate their employment without notice.
45. As observed above, however, we had concerns about the reliability of the
second claimant's evidence regarding his alleged disclosure to Mr Higgins on
13 September 2016 for the reasons stated. Our principal concern was that
this date did not feature in the claimants' ten strongest alleged disclosures
despite it being advanced as a significant event in terms of the claimants'
decision to resign. It appeared to us that even if the second claimant had
spoken to Mr Higgins on 13 September 2016 it would not have registered with
him as being any different to the numerous other occasions that the claimants
had voiced complaints about myriad matters that they felt had disadvantaged
them in some way or other and that it did not mark a line in the sand whereby
they had formalised matters, which noticeably they seemed reluctant to do
which may have had something to do with the fact that their complaints
seemed to be largely borne out of resentment at what they believed other
colleagues were getting that they weren't. We did not consider therefore that
the respondent had unreasonably failed to address the claimants' concerns,
which we viewed as being no more than everyday office gripes and that the
real reason for their resignations was the information contained in the
statements of interviews sent them on 9 November 2016 which did not paint
them in a good light and suggested very strongly that they would have cases
to answer under the respondent's conduct code for the manner in which they
had singled out Ms Greig for unwanted treatment. Accordingly we do not find
that their complaints of unfair constructive dismissal contrary to section 103A
ERA to be well-founded.
46. Turning to the claimants' complaints under section 47B ERA of their having
been subjected to detriment on the ground that they had made a protected
disclosure it is the case pursuant to section 43B(1) ERA that protection will
only be afforded in respect of a disclosure if, in the reasonable belief of the
worker making it, it is made in the 'public interest'. Having regard to how we
viewed the matters relied upon by the claimants as protected disclosures as
being everyday office gripes which we considered had been raised out of selfinterest
we did not believe that the claimants reasonably considered their
grievances to be in the public interest and that the making of them served that
interest. On this basis we did not find that their complaints of detriment
contrary to section 47B ERA to be well-founded. However, even if we had
believed that the alleged disclosures amounted to qualifying disclosures for
the purpose of section 43B(1) we struggled, even allowing for the fact that
detriment has to be assessed from the viewpoint of the worker. to see what
unfavourable treatment the claimants had been put as while the atmosphere
in the office may have been unpleasant this appeared to have been caused to
a significant degree by the manner in which the claimants treated Ms Greig
culminating in her bullying and harassment complaint against them and as at
no point was any formal grievance lodged by them in respect of their
treatment by other members of staff.
47. Dealing finally with the first claimant's disability discrimination complaint
relating to the duty to make reasonable adjustments there were two situations
15
relied upon by her as showing that the respondent was in breach of section
20(3) EqA. The first in time of these was on 18 October 2016 when she says
that she sought permission to attend a weekly medical appointment for the
purpose of a blood test in connection with her disabling condition of Hughes
syndrome which thickens her blood. In the claimants' resignation letter it was
alleged that she had frequently been denied time to go for compulsory blood
tests and in her witness statement she claimed that over a three year period
prior to her resignation she was either forced to change the date or time of the
appointment or refused permission to attend at least a third of the time.
However in cross examination she accepted that during the time Mr Higgins
was her manager her requests to attend appointments were accommodated
by either his allowing her to attend at the time she stipulated or by his
exploring with her whether it would be possible for her to attend at a different
time due to workplace pressure which she agreed to without complaint.
48. In regard to her request on 18 October 2016 it was the first claimant's case
that she needed to attend her appointment in the morning and that she was
not allowed to do so and instead had to attend later in the day which meant
that she did not receive her correct dosage for her condition. In this
connection it seemed to us that this particular day was no different to the
many other occasions that the first claimant had such an appointment and
accepting Mr Higgins' evidence that he was unaware that her attending her
appointment in the morning that day was important for her we were satisfied
that it would not have been reasonable for Mr Higgins to appreciate that his
practice of assessing in the light of workplace pressure whether the first
claimant could be released during her working duties at a specific time
required adjusting on this occasion but even if we had thought otherwise we
did not consider that she had been subjected to a substantial disadvantage by
having to attend her appointment later that day.
49. The second situation relied upon by the first claimant relates to her allegedly
being required to return to her full duties by Mr Higgins on 3 November 2016
when subject to restricted duties on the recommendation of Occupational
Health (OH). In regard to this situation there is a fundamental difference in
evidence between the first claimant and Mr Higgins as to how she came to
return to her delivery duties. On her case she says that on this date she was
informed by Mr Higgins that irrespective of what occupational health had said,
which was that she should be restricted to 50% of her delivery duties until 7
November 2016, he told her that she must fully fulfil her work duties. In
response Mr Higgins says that he asked her to do some delivery work in line
with the OH recommendation with the balance of her normal delivery to be
covered by others on overtime but that consistent with the history of
aggravation concerning the allocation of overtime she wanted her share of the
available overtime, which led him to inform her that in order to qualify for it she
would need to resume a full delivery, which was in any event pretty much 50%
of her working day to which she agreed. In resolving this conflict we found Mr
Higgins' account to be more credible having regard to the fact that this alleged
heavy-handed approach on his part did not sit comfortably with the manner in
which the first claimant had been dealt with to this point with her having been
more than accommodated in terms of the recommendation by being allowed
16
an indoor role with minimal delivery duties and as the explanation given by Mr
Higgins as to how she came to resume her full delivery duties by not wishing
to forego any overtime opportunity chimed with what had been said about her
during the course of the investigation into the bullying and harassment
complaint brought against her and the second claimant. As such we accepted
that the adjustment implemented in respect of her duties had been curtailed
by her and not the respondent and that there had been no breach of section
20(3) EqA either in respect of this matter or her medical appointment on 18
October 2016 leading us to find that her reasonable adjustments complaint to
be not well-founded.
_____________________________________
Employment Judge Wardle
30 January 2018
JUDGMENT, REASONS & BOOKLET SENT TO THE PARTIES ON
30 January 2018
........................................................................................
FOR THE SECRETARY OF EMPLOYMENT TRIBUNALS
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