Ms L Doyle v Associated Training Solutions Ltd: 2405460/2016
Employment Tribunal
Published on 15 December 2017, 09:22
- Summary
- Employment Tribunal decision.
- categories
-
breach-of-contract maternity-and-pregnancy-rights
- country
- england-and-wales
- decision date
- 2017-11-20
Official Documents
-
Ms L Doyle v Associated Training Solutions Ltd: 2405460/2016 - Final
Change History
-
First published.
Full Decision Text
Raw text extracted from the official documents.
RESERVED JUDGMENT Case No. 2405460/2016
1
EMPLOYMENT TRIBUNALS
Claimant: Ms L Doyle
Respondent:
Associated Training Solutions Ltd
HELD AT:
Manchester ON: 30 & 31 May 2017; 25 September 2017;
27 October 2017
30 October 2017 (In Chambers) ;
BEFORE: Employment Judge Holmes
Mrs P Corless
Mrs J Harper
REPRESENTATION:
Claimant:
Respondent:
Mr R Ryan, Counsel
Mr J Boyd, Counsel
RESERVED JUDGMENT
It is the unanimous judgment of the tribunal that:
1. The claimant’s application to join Andrew Fairbrother as a respondent is
refused.
2. The respondent discriminated against the claimant on the grounds of her
pregnancy in dismissing her, in the comments made to her by Andrew
Fairbrother about when she should return to work, and in not being
permitted to carry out work-based assessments.
3. The claimant’s claim of victimisation is not well – founded, and is
dismissed.
4. The respondent unfairly dismissed the claimant for the automatically unfair
reason of her pregnancy, contrary to s.99 of the Employment Rights Act
1996.
5. The respondent wrongfully dismissed the claimant, and she is entitled to
damages for breach of contract in the form of notice pay, and damages for
failure to follow the contractual dismissal procedure.
RESERVED JUDGMENT Case No. 2405460/2016
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6. The claimant is entitled to a remedy. The parties are invited to consider
whether remedy can be agreed, or, in default, whether agreement as to
any elements of the issues relating to remedy can be agreed so as to limit
and define the issues to be determined by the tribunal on remedy, and to
notify the tribunal by 22 December 2017 as to whether a remedy hearing
is required, and, if so, specifying the issues to be determined, the
estimated length of hearing, and dates to avoid, and seeking any further
case management orders as are considered necessary for the
determination of remedy by the tribunal.
REASONS
1. By a claim form presented to the Tribunal on 14 December 2016 the claimant
complained of pregnancy or maternity discrimination, and of wrongful dismissal ,
arising out of, firstly her suspension, and then the termination of her employment
with the respondent on 12 October 2016. The initial claim form contained some
details in box 8.2, but by letter of 30 January 2017, the claimant’s new solicitors
sought to amend those particulars and her amended grounds of claim were
submitted (pages 11 to 12 of the Bundle).
2. The respondent did not submit a response within the original time limit
specified by the tribunal, and an application was made for the response to be
accepted out of time. A preliminary hearing was held on 6 March 2017 , in which
permission was given to the respondent to file the response out of time, the claims
were identified, and case management orders were made. A complaint of direct sex
discrimination was withdrawn, and the hearing was listed for 30 and 31 May 2017.
3. The hearing commenced on 30 May 2017, with the claimant being
represented by Mr Ryan of Counsel, and the respondent by Mr Boyd of Counsel.
The tribunal initially read, then heard evidence from the claimant , which continued
into the following day. No further live evidence was called on behalf of the claimant,
though her partner, Lee Burns, made a witness statement, dated 18 May 2017,
which the tribunal read. On 31 May 2017, the respondent called Andrew Fairbrother.
His evidence, however, could not be completed, and the tribunal adjourned, part –
heard to 25 September 2017.
4. By letter of 13 July 2017, however, the claimant’s solicitors made an
application to join Andrew Fairbrother as a respondent. The respondent (and by
implication, Andrew Fairbrother as well ) objected to that application. After
correspondence on the subject, the Employment Judge determined that the
application could not be dealt with until Andrew Fairbrother had finished giving
evidence, given the restrictions upon him whilst still giving evidence. Consequently,
when the hearing was resumed on 25 September 2017, Andrew Fairbrother’s
evidence was concluded, and he was released from the witness box.
5. The tribunal proceeded then to consider and determine the application to join
Andrew Fairbrother as a party. The application was refused, and reasons were given
orally on the day. If those reasons are required in writing, a party may apply for them
within 14 days of this judgment. Suffice it to say, for present purposes, the tribunal
considered that the application was made far too late in the proceedings for it to be
RESERVED JUDGMENT Case No. 2405460/2016
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granted, given that , as a party, Andrew Fairbrother would be entitled to seek his own
legal advice and representation, file his own response, and generally respond to the
claims against him with the full range of options which would and should have been
available to him had he been a party from the start, or at a much earlier stage.
6. Having made that determination, there was insufficient time in which to hear
the rest of the evidence, and the hearing was further adjourned, part heard to 27
October 2017, when Stephen Harrison was called by the respondent, the evidence
was concluded, and submissions were made by both Counsel.
7. There was an agreed Bundle, and for the respondent April Fairbrother had
made a witness statement which was not signed or dated , but was considered as
part of the evidence. In the light of the personal information relating to them which
came out in the hearing, whilst they are not believed to be minors or vulnerable
adults, and no request was made for any order under rule 50, the tribunal considers
that two learners referred to in the course of the evidence relating to the events
which led to the claimant’s dismissal need only be identified by their initials.
8. On 30 October 2017, the tribunal re- convened in Chambers, and deliberated.
Having heard the evidence of the witnesses, read the documents in the bundle, and
considered the submissions of the parties, the Tribunal finds the following relevant
facts:
8.1 The claimant was employed as trainer/assessor by the respondent , which
provides training for apprentices in the hairdressing industry, trading under the
style of “VL Lancs.” or “VLL”. Her role was to provide hairdressing training to
Levels 2 and 3 NVQ standard. Her employment commenced on 4 November
2014.
8.2 Stephen Harrison is, and was at all material times a Director of the respondent
company, which was incorporated in June 2012. Andrew Fairbrother was
involved in the running of the company , certainly from late 2014, for it was he
who interviewed the claimant. His title was the Business Operations Director,
though he holds, and has never held, any formal directorship of the respondent
company. April Fairbrother, Andrew Fairbrother’s wife, (also April Mann), worked
for the respondent from June 2012 as Head of Delivery.
8.3 No contract of employment, or written statement of particulars of employment
were provided to the claimant. Whilst a sample contract has been provided by the
respondent (pages 28 to 32 of the Bundle) no contract signed by the claimant, or
other proof that the claimant ever received such a contract has been produced by
the respondent, and the tribunal accepts the claim’s evidence that she was never
provided with a contract of employment or any written particulars of her
employment. The respondent, however, contends, and the tribunal accepts that
these terms, whether formally provided to the claimant or not, were the standard
terms upon which trainer/assessors were employed, and the tribunal accordingly
accepts that these terms were the express terms of her contract of employment.
8.4 The respondent issued an Employee Handbook, which was accessible online. A
copy is at pages 33 to 51 of the Bundle. The claimant accepts that this was
available online from some point in 2016. It contains 7 sections, including , in
section 6 , under Company Procedures a Disciplinary procedure (pages 42 to 44
RESERVED JUDGMENT Case No. 2405460/2016
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of the Bundle) . After a paragraph headed “Purpose”, there appears the following
(page 42 of the Bundle)
“Please read the following principles and procedures carefully as they form an
important part of your terms and conditions of employment:”
8.5 Under the heading “Principles” , (page 42 of the Bundle), the following
provisions appear:
“Apart from an informal warning, you have the following rights in relation to
disciplinary action:
to be informed of the allegations of misconduct or poor performance to be
addressed at any disciplinary hearing
to be accompanied by a work colleague or trade union official
to appeal against any disciplinary action.”
8.6 Under the heading “Dismissal” (page 43 of the Bundle) the following is provided:
“Dismissal will normally result if you still fail to achieve the standard or conduct or
performance required by the Company. You will be given every opportunity to
offer an explanation for your failure to meet the required standards at a final
disciplinary hearing. As with all previous stages of the disciplinary procedure you
will be offered the right of a witness and the right to appeal against the decision.”
8.7 Under the heading “General” , the following provisions are set out (page 43 of
the Bundle):
“You will always be given as much information as possible regarding the
allegations of misconduct , or any documentation detailing shortfall in
performance or capability that will form the basis of the disciplinary hearing. You
will also be given fair and reasonable notice of the date and time of the hearing
and whenever possible the disciplinary hearing will be held during your normal
hours of work.”
8.8 The Employee Handbook contains a section on Dress code policy (page 49 of
the Bundle). Reference is made in that section to “Kudos corporate colours”.
Kudos was a company of which Andrew Fairbrother had previously been a
Director . This Handbook was thus an adaptation of one that he had previously
used, and been familiar with when running that company.
8.9 The claimant by May 2016 was working a four day week, with no work on a
Friday. The respondent had training centres at Preston and Blackpool, and the
claimant used to work at the Preston site one day per week until mid 2016.
8.10 In or about May 2016 the claimant discovered that she was pregnant. She
initially told her friend and colleague Leanne Gudgeon, but did not want to
disclose her condition to anyone else at work until after her 12 week scan. She
told Leanne Gudgeon not to tell anyone else at work.
RESERVED JUDGMENT Case No. 2405460/2016
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8.11 On 14 June 2016, when the claimant was 7.5 weeks’ into her pregnancy, she
saw Andrew Fairbrother and asked him if she could leave early to attend a
doctor’s appointment. He asked her if she was pregnant, which she confirmed,
but asked that he keep this to himself, as she was not ready to tell her
colleagues.
8.12 Shortly after this, the claimant and Leanne were asked to go to Blackpool on
Thursdays, instead of the Preston training centre.
8.13 On 5 July 2016 Leanne Gudgeon sent a text message to the claimant to tell
her that Yvonne Ellis (the Head of Operations) “knew”, meaning that she knew of
the claimant’s pregnancy. She added that it was not her (Leanne) who had told
her. She went on to speculate that it was Andrew Fairbrother who told her, which
prompted the claimant to observe “So much for him keeping it quiet!”. This
exchange of text messages is at page 55j of the Bundle.
8.14 The previous day Yvonne Ellis had discussed with Leanne Gudgeon the
possibility of her carrying out work based placements, in which a trainer/assessor
would visit a learner in their workplace, and carry out assessment of them in that
placement. She had suggested that Leanne would be offered the chance to do
this.
8.15 The claimant had previously stated to the respondent how she would like to
carry out this type of work. She learned, however, that Leanne had been offered
it, rather than herself, which prompted her, in this text exchange (page 55K of
the Bundle) to say to Leanne:
“I like how she asked you & not me yesterday though !!XX”
8.16 Leanne replied (same page) , saying:
“Well she was sayin ‘think it will b u doing work based’ I sed I’d love it but I know
Louise wants it more. N she sed ‘yea but Going off her situation…’Then smiled ..
I sed wat situation ? She sed THE situation … I sed wat? And she did the bump
thing.Xx”
8.17 The claimant went on in this exchange to say that the company could not
discriminate against her, and got “better and better”. The claimant was not
offered work based placements, and Leanne Gudgeon did indeed carry them out.
8.18 The claimant had her 12 week scan on 13 July 2016, and went into the
Preston training centre with a photograph. She found that some of her colleagues
already knew about her pregnancy. She was told that Andrew Fairbrother had
told them.
8.19 The claimant was on holiday, but returned to work on 18 July 2016. She saw
Andrew Fairbrother, and spoke to him about Yvonne Ellis not asking her to
undertake work based placements. He said that he had made this decision, and
that she could not do them without a chaperone attending with her, which the
respondent could not afford. The claimant noted this conversation shortly
afterwards (page 55p of the Bundle) . He said she was better off in the
workplace, where there were other members of staff to look after her if anything
RESERVED JUDGMENT Case No. 2405460/2016
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happened, and how it was safer that she drive to Blackpool each day in case she
had an accident. No risk assessment was carried out or offered.
8.20 Around this time Andrew Fairbrother did, the tribunal finds, make comments to
the claimant as to when she would be back at work, and suggested that she
should come to work after three months , otherwise she would “go crazy” at
home, as hairdressers needed to be around people. These comments were
made on more than one occasion, and made the claimant feel under pressure to
return from her maternity leave early.
8.21 Between July and September 2016 the claimant noticed that she appeared to
have fewer students in her class compared with Leanne Gudgeon. The tribunal
has not been satisfied that this was in fact so, though it accepts that this was the
claimant’s perception. There was, however, around this time a reduction in the
number of new students enrolling with the respondent. This was due to changes
in government policy, whereby the participation age was raised from 16 to 18 with
the result that more and more 6 plus students chose to stay on in college or sixth
forms, and did not enrol upon apprentice courses until they were 18. The
respondent was affected by this change, and mid – 2016 saw these changes
impact upon the numbers of students enrolling.
8.22 On 22 September 2016 the claimant had a discussion with another
trainer/assessor, Luke Shaw (who was not an employee, but a self – employed
sub – contractor) , about a learner, DH. This discussion was in a staff room, at
lunchtime. The context was that the learner had asked Luke Shaw for more time
in which to complete his course, due to personal circumstances which had been
particularly traumatic for him, in that he had found the dead body of a 16 year old
boy, who had committed suicide. The claimant did not teach the learner, but gave
Luke Shaw her opinion on the matter, which was that she did think that such an
allowance would be given at that stage, but this would have to be considered
further. Luke Shaw had previously told the claimant about the learner in question
making compensation claims, and the claimant had experience herself of being
approached by another, female, former learner, ST, his girlfriend , with a view to
providing information to her solicitor in connection with potential proceedings
against a hairdresser, in which the claimant did not wish to become involved. This
was a private conversation between two colleagues about a particular learner,
and it was Luke Shaw who brought up , as he had done previously, the making of
potential compensation claims by DH.
8.23 Luke Shaw did not refer the claimant’s comments to the respondent, but
subsequently, on 29 September 2016 spoke with the learner DH , and in the
course of this conversation informed him of the discussion he had had with the
claimant, in which he told DH that she had implied that DH was weak for taking
two weeks off college following the incident, and that she had suggested he was
“milking it for paid time off work”
8.24 DH then telephoned the respondent to complain about what he was told by
Luke Shaw. He initially spoke to Yvonne Ellis on 29 September 2016. Andrew
Fairbrother was then informed about the complaint.
8.25 Andrew Fairbrother questioned Luke Shaw about the complaint the same day.
He apparently told Andrew Fairbrother that he had told DH that the claimant had
RESERVED JUDGMENT Case No. 2405460/2016
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indeed said that she did not consider that he had a valid reason for having time
off, that he was “milking the system”, everyone had seen a dead body, and that
DH was weak and should “man up”. He also referred to the claimant’s comments
about ST, but was unclear as to whether he had passed these onto DH as well.
He acknowledged that his own behaviour was not professional , and that he
should not have said anything to DH about what the claimant had said, and that
he should have followed procedure, and seen the Head of Department about the
matter.
8.26 Later the same day Luke Shaw sent an e-mail to Andrew Fairbrother. It is not
in the Bundle. It was, however, purportedly reproduced in a “timeline” document
produced by Andrew Fairbrother at pages 63 to 70 of the Bundle, at page 64.
That e-mail , if that is an accurate and complete transcription , gives a rather less
detailed account of what was said to DH, and omits the specific details given in
Andrew Fairbrother’s interview with Luke Shaw. He ends by apologising for the
situation he had caused, and stating that he understood that he had acted in an
incorrect manner.
8.27 Andrew Fairbrother also questioned the claimant about this complaint on 29
September 2016. It is unclear precisely when this took place, but it was probably
after he spoke to Luke Shaw, but before 18.46, because at that time the claimant
sent an e-mail to Andrew Fairbrother to which she attached a full account of what
she had said to Luke Shaw, and the background of her previously receiving a
request to assist ST’s solicitor , which she supported by attaching screen shots of
text messages. The claimant’s e-mail, and the statement she made, with
attached screen shots are at pages 56 to 58 of the Bundle.
8.28 On 3 October 2016 DH attended the Blackpool site and made a written
complaint on a “Cause for Concern” form , with Phil Stone, page 59 of the
Bundle. In it he referred to the comments that Luke Shaw had told him the
claimant had made , implying that he was weak, and that he was milking it. He
alleged that this had caused him to lose sleep and take more time off work. He
said that the claimant had been slanderous and unprofessional.
8.29 The following day ,4 October 016, Andrew Fairbrother suspended the
claimant from work by letter , which he handed to her (page 60 of the Bundle).
The claimant was informed that a grievance had been raised by a learner, and
that a formal investigation would have to take place in accordance with the
procedure laid out for learners. The claimant was told that the matter would be
investigated as quickly and efficiently as possible, and that she would be
informed of the results “and any subsequent actions if any” (sic). There was no
indication that this process may lead to the claimant’s dismissal, or any other
form of disciplinary sanction, and no further details of the allegations were given
in this letter.
8.30 Luke Shaw was not suspended , or otherwise told to keep away from work.
8.31 The claimant sought advice, and wrote a letter , dated 6 October 2016, (pages
61 to 62 of the Bundle) complaining about her suspension, seeking the reasons
for it, and responding to the suggestion that her comments may have been
slanderous. She also made reference to the timing of her suspension, pointing
out that she was currently pregnant, and referring to s.18 of the Equality Act
RESERVED JUDGMENT Case No. 2405460/2016
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2010, and the protection afforded to her by it. She went on to state that the
suspension was causing her anxiety and distress, which led to concerns about
her health and that of her unborn child. In the event that she suffered any
complication in her pregnancy, traceable to the anxiety and distress caused by
the suspension, she would explore all avenues of redress.
8.32 That letter, dated 6 October 2016, was sent by “signed for” delivery. The
envelope containing it is at page 62a of the Bundle. It was delivered and signed
for at 11.02 a.m on 12 October 2016, as can be seen from the tracking record at
page 62b of the Bundle.
8.33 The person signing for the claimant’s letter was employed at Salon 142, which
shares the respondent’s address, but is located below it. This is where post is
received. It is therefore unclear as to at what time on 12 October 2016 Andrew
Fairbrother or Stephen Fairbrother (to whom the letter, but not the envelope, was
addressed ) saw it and read its contents..
8.34 Between 4 October and 12 October 2016 Andrew Fairbrother carried out
enquires and interviewed persons who had been present when the claimant had
her discussion with Luke Shaw.
8.35 At some point, it is unclear precisely when, but on or about 5 october 2016,
Andrew Fairbrother contacted ACAS. He did not , the tribunal finds, tell ACAS
that the claimant was pregnant. Quite what he told ACAS, and the advice he
received , is unclear, but he has stated that he understood that advice to mean
that if the claimant had been guilty of gross misconduct , she could be dismissed
without any need for a hearing. The tribunal does not accept that he discussed
the claimant’s length of service with ACAS, it being doubtful that he was even
aware at that time that she had just under two years’ service. The tribunal does
not accept that Andrew Fairbrother was told that he could dismiss the claimant
without any disciplinary procedure because she had less than two years’ service.
In his timeline document at page 69 of the Bundle, Andrew Fairbrother has
recorded this entry for 5 October 2016:
“AF confirmed policy and process being followed is correct with ACAS help-line
ACAs (sic) confirmed that as it was a grievance filed by a student, that following
our company policy was correct.
In the event of the panel finding for disciplinary measures to be brought , then to
follow Disciplinary process. AF confirmed in the event of Gross Misconduct , is
there a requirement for full disciplinary and ACAS confirmed no in – line with
Gov.UK information.”
8.36 The tribunal accepts that a meeting was held of a panel , comprising of
Andrew Fairbrother, Ann Fairbrother and Leanne Doherty , to consider the
grievance by DH was convened on or about 7 October 2016. The claimant was
not invited to it, or given the chance to make any representations to it. This was
not a disciplinary panel, but a student grievance panel. The view was taken that
the claimant should be dismissed, but the decision whether or not to dismiss her
was ultimately Andrew Fairbrother’s. There was no discussion y the panel of any
action to be taken in relation to Luke Shaw.
RESERVED JUDGMENT Case No. 2405460/2016
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8.37 Andrew Fairbrother did not follow, or refer to , the disciplinary procedure in the
Employee Handbook referred to above. The claimant was not, prior to her
dismissal, provided with any information about the allegations of misconduct, or
any documentation in support of the allegations, was not called to any disciplinary
hearing, or afforded the right of accompaniment or representation.
8.38 By letter dated 11 October 2016 Andrew Fairbrother wrote to Luke Shaw. Its
relevant terms are as follows:
“Due to circumstances beyond our control, we will be releasing you from your
provision of services with our company effective immediately.”
8.39 By letter dated 12 October 2016 Andrew Fairbrother (pages 71 to 72 of the
Bundle) dismissed the claimant, without notice. In this letter he set out the
previous interview and suspension meetings on 29 September and 4 October
2016. He referred to the suspension and the procedure that would be followed.
He summarised what the claimant had told him, and the investigation he had
undertaken. He then said:
“The panel agreed unanimously , that your conduct the severity of the things
said, constitute gross misconduct and that your admission of the items said and
the lack of remorse shown was not acceptable, because you were speaking
about a matter that you had no permission , knowledge or training to make such
comments on the psychological impact and trauma the learner had or had not
gone thru (sic). Having taken all of the facts and circumstances in to
consideration, the company has decided to summarily dismiss you from your
employment with immediate effect.”
8.40 No statements, minutes, notes, timeline or other documents were included
with this letter.
8.41 Andrew Fairbrother concluded the letter by notifying the claimant of her right
of appeal, which had to be made to Stephen Harrison within 7 days of receipt of
the dismissal letter. He said that this was “In line with the company procedures..”.
8.42 The respondent’s disciplinary appeal procedure (page 44 of the Bundle)
provides for an appeal within 5 working days of receipt of the written confirmation
of the disciplinary decision, and is predicated upon an appeal hearing being held.
Andrew Fairbrother’s final paragraph in his dismissal letter, however, makes no
mention if any hearing, but says that , in the event of an appeal, Stephen
Harrison would “look at all the facts given to the panel and the grounds you give
for your appeal. He will then deliberate on the matter and his decision will be sent
via post to you within a further 7 days from the date of your appeal letter.”
8.43 By letter dated 17 October 2016 (pages 83a 83c of the Bundle) Andrew
Fairbrother wrote to DH, informing him of the result of his grievance. This is very
detailed letter, in which all the steps taken in relation to the claimant, including
her suspension, were set out. Other than to mention that he was interviewed,
nothing was said about what action the respondent had taken in relation to Luke
Shaw.
8.44 The claimant appealed against her dismissal by letter of 19 October 2016
(pages 73 to 76 of the Bundle). She made reference to her “contract of
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employment”, the company handbook, and implied terms of employment law, and
noted that she had the right to a disciplinary hearing, to review the evidence
against her and be accompanied by a colleague or trade union representative.
She complained that the proper procedure had not been followed, there had been
no hearing, Andrew Fairbrother had both investigated and carried out the
dismissal She argued that her dismissal was a nullity, and that she remained
employed by the respondent.
8.45 She went on to advance 6 specific appeal points, the first relating to her
exemplary record and previous appraisals, the second that the correct procedure
was not complied with (also she had been prescribed medication for anxiety), the
third that the allegations related to comments made to a colleague, privately, and
she was not responsible for their repetition to the learner, the fourth that she had
not admitted doing anything wrong, the fifth related to her alleged lack of
remorse, and the sixth, that her dismissal was discriminatory, stating that the real
motivation behind her dismissal was her pregnancy. She went on to cite Andrew
Fairbrother’s treatment of her in relation to work – based assessments, and other
matters.
8.46 Stephen Harrison did not convene an appeal hearing. He took the view that
the claimant’s appeal had been received outside the time limit, and that the
respondent was not obliged to consider her appeal at all. That was, in fact not
correct, as Andrew Fairbrother’s dismissal letter stated that the claimant should
appeal within 7 days of receiving the dismissal letter , which was not received by
the claimant, having been sent recorded delivery, on 14 October 2016. Her
appeal letter of 19 October 2016, therefore was within that time limit.
8.47 Stephen Harrison nonetheless did deal with the appeal, and he sent an
outcome letter dated 26 October 2016 (pages 80 to 83 of the Bundle) to the
claimant. In it he went through the claimant’s grounds of appeal, and responded
to them, refuting each one, and in particular denying any allegations that her
pregnancy played any part in the decision to dismiss her.
8.48 Whilst Andrew Fairbrother has produced and asserted that the timeline
document at pages 63 to 70 had been created as a working document , at the
time of the events referred to in it, Stephen Harrison did not see it, it was not
disclosed until disclosure in these proceedings, and the tribunal finds that this
was not a document in existence at the date of the dismissal, or the appeal.
8.49 Further, whilst Stephen Harrison purported to deal with the appeal, the
tribunal finds that in reality Andrew Fairbrother did, or substantially did, , and he
drafted, authored or substantially contributed to the appeal outcome letter .
8.50 Andrew Fairbrother and Stephen Harrison were both of the belief that if the
claimant was no longer employed by the respondent, she would not be entitled to
be paid SMP by the respondent. The claimant was not paid SMP following the
termination of her employment, The claimant made enquiries about her
entitlement with HMRC, and as a result, she wrote to Stephen Harrison on 20
October 2016 (page 77 of the Bundle) , informing him of the advice she had
received that the respondent was still obliged to pay her SMP, regardless of the
outcome of her appeal against her dismissal.
RESERVED JUDGMENT Case No. 2405460/2016
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8.51 The respondent subsequently contacted HMRC on 2 November 2016 to
enquire about the position, and a record of the claimant and the respondent’s
enquiries, and the advice given is at page 98 of the Bundle. The respondent
subsequently has paid the SMP due to the claimant.
8.52 He respondent has, since the dismissal of the claimant recruited and
employed another assessor, who was pregnant at the time she was recruited.
9. Those are the relevant facts as found by the tribunal. Where there were
conflicts, the tribunal has preferred the evidence of the claimant, and has generally
found the evidence of the respondent unreliable, for a number of reasons. Firstly, the
tribunal found Andrew Fairbrother an unreliable historian. From para. 1 of his
witness statement, it became apparent that his written account in his witness
statement was not the whole truth. For example, he sought to underplay his
involvement in the respondent company, suggesting that he did not start “formally
working” for it until March 2016. This is clearly not accurate, as it was he who
interviewed the claimant in October 2014, when he was described as Business
Operations Director. There was much discussion as to whether he was disqualified
from holding Directorships, which he agreed he had been. This was it seems, likely
to have been a consequence of being made bankrupt, rather than a specific
disqualification order. He was, however, wholly unable to give even an
approximation of when this occurred. Given that, the tribunal assumes, this would be
an unusual life event, some idea of when this occurred would be expected, but he
was unable, or unwilling to divulge this information. Whilst the tribunal does not, as
Mr Boyd exhorted it to, hold this against him, as many people go bankrupt for all
sorts of reasons , and they are not to be stigmatised for this, it was the manner in
which Andrew Fairbrother answered the questions relating to these issues, and not
the fact of his bankruptcy, that raised serious questions as to his credibility generally.
10. Further, in relation to the quality of the evidence adduced by the respondent,
the tribunal would observe, that Stephen Harrison’s witness statement, is very brief
(two pages), in contrast to his appeal outcome letter , even allowing for the inclusion
of the claimant’s grounds of appeal within it, and gives hardly any account of his
reasons for not holding an appeal hearing, and for not upholding the appeal, even by
reference to the appeal outcome letter. Additionally, whilst April Fairbrother sat on
the panel, which allegedly decided to dismiss the claimant, her statement is similarly
very short and gives no detail of the discussion that was held. She was not called to
give live evidence, so these , and any other issues , could not be explored further
with her.
11. For all these reasons, the tribunal has been unconvinced by the evidence of
the respondent, finding the two live witnesses called , frankly, less than impressive in
terms of their recall of detail, and the surprising lack of reliable, corroborative,
documentary evidence. Even when notes had taken, they had not been retained.
The Submissions.
12. The parties made submissions. Both Counsel had prepared written
submissions, which are on the tribunal file, and which it is not intended to repeat
here. Counsel spoke to their written submissions, but nothing additional was relied
upon.
RESERVED JUDGMENT Case No. 2405460/2016
12
The Law.
13. This was not controversial, and is adequately summarised in Counsels’
submissions. Counsel agreed the relevant law to be applied to the claims, and it
would be otiose to rehearse it again in this judgment.
Discussion and Findings.
The dismissal : automatically unfair and/or discriminatory?
14. Whilst the tribunal has been reminded of the slight difference in the burden of
proof provisions for automatically unfair dismissal, where the claimant lacks
qualifying service, and discrimination claims, both claims it seems to the tribunal,
turn on a simple question of fact , namely does the tribunal accept the respondent’s
case that the claimant’s dismissal was not by reason of, or not principally by reason
of, her pregnancy? As Elias P. (as he then was) said in Laing v Manchester City
Council [2006] IRLR 748 , when discussing whether it was always necessary for a
tribunal to take the two stage approach under Igen v Wong , there is no single right
answer, and tribunals can waste much time and become embroiled in highly artificial
distinctions if they always feel obliged to go through those two stages. Whilst this
case is in a different context, it will be apparent that our findings are on the basis of
our findings of fact, which will remain the same regardless of where the burden of
proof lies in respect of any particular claim.
15. There a number of instances where the evidence of Andrew Fairbrother , and
his explanation of his conduct of the process by which the claimant was dismissed
from the employment of the respondent are highly unsatisfactory, such as:
His selective reproduction in his timeline document of the claimant’s e-mailed
statement setting out her full account of her experience of DH and ST, the first part
of this account being wholly omitted from his timeline document;
His inclusion in that document of what appears to be an e-mail from Luke Shaw on
29 September 2016 , but the actual e-mail from which it has been extracted has not
been produced .
16. Further, the “timeline” document is highly suspect. It has been the cornerstone
of the respondent’s case, designed to give an appearance of some form of due
process. Whilst Andrew Fairbrother claimed that he had made this document from
other handwritten notes that he made as he was conducting his investigation, he has
never produced those notes, and was unable to locate any such notes during a
period of adjournment. No metadata or any other evidence has been put before the
tribunal which would corroborate the evidence of Andrew Fairbrother that this was a
working document, that had evolved during the course of his investigation. Whilst
dates are supplied for most of the entries, and the alleged decision taken by “the
Panel” was taken on 7 October 2016, the final entries , which purport to record
further contact with ACAS, and the issuing of the result to the claimant, and to the
learner, are undated, and said simply to be “over the course of the next week”. No
reference, however is made in it of the letter to Luke Shaw, allegedly terminating his
contract, which makes either that letter, or the timeline document, or indeed, both,
suspect.
RESERVED JUDGMENT Case No. 2405460/2016
13
17. Further, and most significantly in the tribunal’s view, whereas in para. 5 of his
witness statement Stephen Harrison said clearly that he considered the appeal
against dismissal on the papers and “in particular Andrew’s report , which appears at
pages 63 – 70 of the Bundle”, in cross – examination, he said he had not seen that
document before. As it is such a significant and extensive document, it cannot be the
case that Stephen Harrison has forgotten about it. He makes no reference to it in
“his” appeal outcome letter, and the tribunal finds that he did not see it. The reason
he did not see it, the tribunal is satisfied, is that it did not then exist. It is indeed, an
after the event creation, for the purposes of resisting these claims, which have been
threatened by the claimant, of course, since her grievance letter of 6 October 2016,
received at the latest on 12 October 2016.
18. That, the tribunal considers is also the explanation for the rather extraordinary
letter to DH, of 17 October 2016 which at great length, and in great detail , sets out
the respondent’s case in relation to the actions taken on the grievance and the
dismissal of the claimant. That it contains phrases such as , in relation to the
claimant’s suspension :
“. In – line with current legislation, not to punish her or condemn her, but to protect
her from the undue stress or pressure of the investigation”
and that reference was then made to the terms of her suspension, and subsequently
details of her dismissal, how it was carried out, and the right of appeal were also
included in this letter which is in response to a student grievance, all smacks of after
the event justification, at a time when the respondent had clearly by then received
her grievance letter, and was well aware that she was claiming that her treatment
was by reason of her pregnancy. The tribunal also finds it significant that no mention
is made in this letter to DH of the fact (as the respondent alleges) that Luke Shaw’s
contract was also ended , and no apology is made for any upset and distress that his
words or actions may have caused. The focus is solely upon the claimant.
19. Finally, the hand of Andrew Fairbrother , perhaps almost literally if he
physically drafted the appeal outcome letter , as opposed to merely, as Stephen
Harrison suggested , checked it for grammar and spelling , is all over the
documentation. He wrote the timeline document , the suspension letter, and the
dismissal letter. That the appeal letter in the penultimate paragraph on page 83 of
the Bundle contains the same misspelling of the word “wholly” – “holy” , as appears
in the penultimate bullet point for the entry for 7 October 2016 in his timeline
document at page 69 of the Bundle (“Both panel members felt that the matter was
holy beyond ….”) rather reveals the extent of his involvement in the drafting of the
appeal outcome letter.
20. All of this, of course, it is submitted is merely unfair, and the point is made
forcibly by Mr Boyd that, however inept, or even unfair, the tribunal should not infer
from these facts that the reason or principal reason for dismissal was the claimant’s
pregnancy. He relies upon the Glasgow City Council v Zafar [1998] IRLR 360 line
of cases, and the tribunal takes his point that bad reasons are not necessarily
discriminatory ones. There was, clearly, a complaint from the learner, DH, and the
respondent was entitled to take action upon it. That it then unfairly dismissed the
claimant does not mean that her pregnancy was a factor at all in that dismissal.
Against that , Mr Ryan, however, cites a passage from the judgment of Langtsaff, P.
RESERVED JUDGMENT Case No. 2405460/2016
14
in Zietek v Lancashire Teaching Hospitals NHS Fundation Trust
(UKEAT/0269/15/JOJ) in which the tribunal is counselled against too ready
acceptance of any “bad but not discriminatory” explanation for the claimant’s
treatment. The passage bears recital in full:
“The logic of the approach taken in Zafar is clear : that unreasonable , even
unpleasant , behaviour is not of its nature essentially and necessarily behaviour
adopted because of a protected characteristic of the Claimant. Where there is an
approach towards all which creates an equality of misery it is particularly clear that it
is unlikely to be because of a protected characteristic peculiar to only one of a few of
them. However, the “unreasonable not discriminatory” defence may be less
applicable in a case in which the evidence shows that only one employee has in
particular been made miserable. In that latter case, though it remains logically right
that the individual may have been the unwilling victim of a mistake or oversight, there
is much greater reason to consider carefully and with particular scrutiny whether this
might simply be too easy an explanation. It may call, in an appropriate case, for
evidence as to how others have been treated equally badly. That point did not arise
in this case - it was not taken - but I mention it in case this case and its reasoning
give any support to a view that it is easy to avoid by confessing to having made a
mistake or an error. A Tribunal should examine any such statement critically.”
21. In this case there is no evidence of any other person being treated equally
“badly” as the claimant. The only person with whose treatment hers can be
compared is Luke Shaw. He was, the respondent contends, treated similarly, as his
engagement was terminated. He could not be dismissed, as he was self employed.
He, however, was not suspended, and his termination letter makes no mention of the
grievance by DH, or any form of misconduct. No mention is made of his fate in the
extensive outcome letter to DH, nor was there any discussion by the panel about his
position.. A further point of interest is how Andrew Fairbrother was concerned to be
meticulous in terms of how he dealt with the grievance by the learner, expressly
referring to, and adhering to, the relevant policies, but showed no such similar
degree of concern with following procedure when dealing with the claimant, when
there were procedures , even at the appeal stage, which Andrew Fairbrother
expressly referred to in the closing paragraphs of his dismissal letter, which were not
adhered to, and which cannot be blamed on advice from ACAS. .
22. The tribunal has considered these arguments, and has weighed up the
evidence. It is satisfied that pregnancy was a major, indeed, the principal reason for,
the claimant’s dismissal. A number of factors combine to drive the tribunal to that
conclusion. Firstly, the tribunal accepts the claimant’s evidence of remarks made by
Andrew Fairbrother at an early stage in her pregnancy, suggesting that she would
need to get back to work, encouraging her to return early, indicating that her
impending maternity leave would be an issue for the respondent.
23. Secondly, all this occurred against a background of reducing student
numbers. The respondent’s evidence on this was clear, 2016 was the first year when
the effects of governmental policy changes on the participation age , the RPA, were
felt. Indeed, as Andrew Fairbrother says in para. 30 of his statement , and has
produced figures at pages 102 to 108 of the Bundle to support, there was a drop in
the number of apprentices in retail and commerce from August 2016 to January
2017.
RESERVED JUDGMENT Case No. 2405460/2016
15
24. Thirdly, the respondent (in the person of Andrew Fairbrother and Stephen
Harrison) believed that the company would not have to pay the claimant SMP once
she was no longer employed by the respondent. That was an erroneous belief, which
has now been dispelled, and SMP has been paid, but the tribunal finds that this
informed and explained the thinking on the part of the respondent that if the claimant
was no longer employed, it could save the SMP payable during what was anticipated
to be a period of reducing student numbers, with the claimant not being in work, but
remaining a financial liability during the period of her SMP.
25. Fourthly, and of some significance too is the contrast with the treatment of
Luke Shaw. He it was, after all, who actually told the earner what the claimant had
said, and caused this situation in the first place. He was, on any view, equally, if not
more , culpable. He was not, however, the respondent alleges (though no evidence
has been produced , but the claimant has not challenged this) an employee, and this
is relied upon to explain any difference in treatment. His contract was, Andrew
Fairbrother ,maintains, terminated. Reliance is placed upon the letter (page 70a of
the Bundle) , somewhat curiously dated 11 October 2016, the day before the
claimant’s dismissal letter, in which he was “released from providing his services” ,
as it is put. Andrew Fairbrother says this shows that he was treated the same. With
respect , he was not. Firstly, unlike the claimant, he was not suspended at all. The
timeline records that on 29 September 2016 he was asked to “go home”, but there is
no suggestion that he was not allowed to return thereafter, and there is no equivalent
letter to him of that sent to the claimant on 4 October 2016, suspending her. Further,
his termination letter of 11 October 2016 makes no mention of his termination being
because of his conduct, but rather is said to be “Due to circumstances beyond our
control”. Nothing suggests any form of misconduct on his part, and the door would
appear to be open for him to return. That does not sit well with Andrew Fairbrother’s
evidence as to the reason for his termination.
26. There are a number of possibilities. One is that this letter was, in fact, not
sent, or not sent at that time. As Mr Ryan points out, the respondent has not called
Luke Shaw, and there is no evidence of when this letter (the claimant’s was sent
recorded delivery) was received by him. Another , of course, is that , if it was sent,
this was no more than a smokescreen , again probably after the event, to make it
appear that he had been treated the same as the claimant. The tribunal finds it
significant too that there is no mention of how Luke Shaw was to be dealt with, or
indeed was dealt with, given this was allegedly the same week, in any discussions
noted in the timeline document. Nor does the outcome letter sent to the learner make
any mention of the way in which Luke Shaw was dealt with, the focus being entirely
upon the claimant. Thus, even on the respondent’s own evidence, in not suspending
Luke Shaw, and then terminating his contract, if it did, but not for gross misconduct,
the respondent was treating him more favourably than the claimant, entitling the
tribunal further to question whether the fact that she was pregnant played any part in
her treatment.
27. Finally, and the point is well made by Mr Ryan, the tribunal is entitled, nay
compelled to look at the explanations given by the respondent at various stages in
the proceedings. In the response, filed on 3 March 2017 (with permission) , drafted
by its solicitors at a time when the claimant’s grievance and dismissal appeal letters,
and the amended grounds of claim had been served, the sole explanation for the
RESERVED JUDGMENT Case No. 2405460/2016
16
respondent dismissing the claimant when it did, pleaded at para.14 of the Grounds of
Resistance , is the respondent’s understanding of advice received from ACAS that,
in a case of gross misconduct, an employer could dismiss without convening a
disciplinary hearing. In other words, it was the nature of the conduct which gave rise
to that understanding, no other factor. No mention is made of the fact that the
claimant lacked the requisite two years’ service to present a complaint of unfair
dismissal.
28. When witness statements were exchanged, some weeks later (Andrew
Fairbrother’s is dated 19 May 2017) , however, in para. 40, for the first time, Andrew
Fairbrother expressly says that he was asked if the claimant had two years’ service ,
and told the ACAS conciliator that she had not. He says that the conciliator (written
as “conciliatory”, in fact) advised that “in those circumstances “ the respondent could
dismiss the employee if gross misconduct was proven and a full disciplinary hearing
was not necessary. He refers to his timeline document at page 69, but an
examination of the relevant entry makes no reference to the two year rule being
discussed. The fact that it is not recorded in that, allegedly more or less
cotemporaneous, document, and is not pleaded in the response leads the tribunal
seriously to doubt that it was ever discussed. Indeed, the tribunal believes Andrew
Fairbrother did not even know whether the claimant did or did not have the requisite
length of service at that time. He made no reference to any documents in which her
start date would be apparent (and indeed, none have been produced, save in
relation to he interview ,and Andrew Fairbrother made no reference to that) , or to
her actual start date himself in any of the documentation he has prepared. His
witness statement does not mention the start of her employment, despite the fact
that he actually interviewed her in October 2014. When questioned about this in the
hearing he was vague and unconvincing, and the tribunal finds that, at the time of
the dismissal, the issue of whether the claimant did or did not have two years’
service did not cross his mind.
29. What is clear, however, and Andrew Fairbrother accepted this, was that he is
not inform ACAS that the claimant was pregnant . The tribunal finds this astonishing.
It was a highly pertinent fact, and the tribunal cannot understand why he would not
do so. It can hardly have slipped his mind, and as an employer with previous
experience of maternity leave , and apparently aware of pregnant employees’ rights,
one would have expected him to mention it. That he did not, accepting at face value,
(though Mr Ryan invites us not to do so) that he contacted ACAS at all, rather
suggests that he did not want to inform ACAS of the potentially complicating factor of
the claimant’s pregnancy. In short, his purpose in contacting ACAS was to check
how he could dismiss the claimant, and he did not want to give any information to
ACAS which may have led to different advice being given. That seems to us, if we
accept that ACAS contact was made at all (if it was not all this is a complete
fabrication and smokescreen) , the only explanation for not mentioning a crucially
relevant factor.
30. A further issue is the degree to which Andrew Fairbrother professed to be
strongly influenced by considerations of the likely views of Ofsted in respect of the
claimant’s behaviour. He made much of this in the hearing. In his witness statement,
however, this factor is not mentioned at all. It is not mentioned in the dismissal letter,
nor in the extensive appeal outcome letter. Indeed, the only reference to Ofsted in on
page 69 of the Bundle, part of the “timeline” document, where it is recorded that
RESERVED JUDGMENT Case No. 2405460/2016
17
“both panel members” referred to the standards to which Ofsted hold all teachers
and training organisations regarding the health and well – being of a student. That is
the only reference to Ofsted, and came not from Andrew Fairbrother, apparently, but
from other members of the panel. The tribunal is driven to the conclusion that this is
another example of Andrew Fairbrother seizing upon a point that he has noticed, and
advancing it, when it was not actually in his mind at the time.
31. Finally, there is another factor which the respondent can only seek to explain
as a further instance of ineptitude rather than discrimination, and it is in relation to
the appeal. On the respondent’s case, the claimant had the misfortune not only to be
dismissed without due procedure because of erroneous advice, or the erroneous
understanding of advice, from ACAS. Stephen Harrison, however, did not hold an
appeal hearing, not on the basis of any advice from anyone, but apparently because
the claimant’s appeal was out of time. In fact it was not. She was, however, not
afforded the appeal hearing to which she was on any view entitled. The respondent’s
own procedure states that she would be entitled to an appeal hearing, but Andrew
Fairbrother’s dismissal letter, whilst expressly stating this to be “ in line with company
procedures” makes no mention of a hearing, and suggests that the appeal will be
determined by Stephen Harrison, on the papers, without a hearing.
32. Can all this too be explained as yet more error, this time attributable to no
third party advice ? The tribunal cannot so find. The respondent seeks to stretch this
“comedy or errors” explanation too far.
33. In short, the tribunal has found that Andrew Fairbrother’s justification of and
rationale for the dismissal of the claimant has shifted as time has gone on. He has
been inconsistent and unconvincing. This is more, the tribunal finds, than mere
ineptitude, it is behaviour from which the inference can, and must, be drawn that all
these various matters have been advanced to mask the real reason, which was the
claimant’s pregnancy.
34. The tribunal has taken into account the respondent’s evidence that as working
in an industry with a high proportion of female staff , and as employers with families
of their own, they are not hostile to pregnancy in the workplace, but are more than
happy to accommodate it. It is noted , as well, that a new assessor has been
recruited, who was pregnant when taken on by the respondent. That may well be so,
but it does not prove that the respondent did not discriminate against the claimant
because she was pregnant in July to October 2016. Whilst the tribunal does not find
that the respondent determined to dismiss the claimant as soon as it was discovered
that she was pregnant, the tribunal is , however, quite satisfied that her pregnancy
was unwelcome news for the respondent, coming at the time that it did. Against a
background of falling student numbers, and with the prospect of the claimant taking
maternity leave during which she would have to be paid SMP, with the potential for
up to a year off before the respondent could know whether or not, and upon what
basis, she intended to return to work, the tribunal is quite satisfied that the
respondent was very unhappy at the news. Andrew Fairbother’s remarks, which we
find were made, support such a conclusion. When, therefore, an opportunity arose,
through the complaint made by DH , the respondent seized it, and used this as pretext
to dismiss her, believing, wrongly, that it would thereby not have to pay her
SMP. Whilst the complaint by DH was the opportunity for her dismissal, the tribunal
is quite satisfied, on any burden of proof, that the reason for her dismissal was her
RESERVED JUDGMENT Case No. 2405460/2016
18
pregnancy. Her claims of automatically unfair dismissal, and of discrimination
contrary to s.18 of the Equality Act 2010 , accordingly succeed.
The wrongful dismissal claim.
35. That disposes of the main claims. The remaining claim arising from the
dismissal is that of wrongful dismissal. There is no issue but that the claimant was
dismissed without notice. In order to justify that, the respondent has to show that it
was entitled to dismiss without notice by reason of the claimant’s conduct, and that it
did so. In relation to the former, no direct evidence has been called, from DH, or
Luke Shaw, as to what the claimant said. The claimant, of course, has given
evidence about this, and there are documents. The crucial matter to bear in mind is
that it was not the claimant who said anything to DH, it was Luke Shaw. At most the
claimant made candid , if strong, views about a learner in a staffroom, with no
expectation, indeed, the opposite, that they would be repeated to the learner. As Mr
Ryan submits, the caselaw on summary dismissal makes it clear that the court or
tribunal must make an objective assessment as to whether any particular conduct on
the part of the employee is such that it goes to the root of the contract and entitled
the employer to dismiss without notice. No express term was relied upon by the
respondent, and looking at the examples in the specimen contract the tribunal
cannot see how the claimant’s conduct could be said properly to fall under any of
them.. We are therefore to have recourse to first principles, as set out in cases such
as Briscoe v Lubrizol Ltd [2002] IRLR 607 and Neary and anor v Dean of
Westminster [1999] IRLR 288 .
36. Applying those, we cannot consider that the claimant’s admitted discussion
with Luke Shaw in the location, context and circumstances in which she had it, could
reasonably be held to constitute gross misconduct, warranting summary dismissal.
At most, it may be misconduct, worthy of a warning, or at most dismissal with notice,
but it could not, in our view begin to amount to gross misconduct, largely because
the conduct was not in public, or directed to the learner (Luke Shaw’s however was),
and hence it could not begin to satisfy the contractual test . Mr Boyd did not address
this issue particularly, and it may be no surprise to the respondent that the tribunal
makes this finding.
The other discrimination claims.
37. That leaves the remaining discrimination claims, which precede and are
clearly less serious than the claimant’s dismissal. They relate to :
a) Andrew Fairbrother’s comments when the claimant had disclosed
her pregnancy;
b) Not being allowed to carry out work – based assessments;
c) Being given fewer new starters than Leanne Gudgeon.
38. In relation to these, the tribunal finds (a) and (b) are made out. The former is
simply a case of the tribunal accepting the claimant’s evidence in preference to that
of Andrew Fairbrother. The latter is to some extent accepted by Andrew Fairbrother,
RESERVED JUDGMENT Case No. 2405460/2016
19
in that he agreed that he would only be able to give the claimant such assessments if
a risk assessment of the relevant site could be carried out, although the tribunal finds
that .the claimant’s account of this whole issue is more credible, and that her note of
the discussion on 18 July 2016 is a good record of what was actually said. To some
extent Andrew Fairbrother accepted that he did have issues with the claimant
carrying out work – based assessments, but seemed to rely upon a form of
“justification” , which, as far as the tribunal is aware, is not open to a respondent in
direct pregnancy discrimination claims.
39. In relation to (c), however, the tribunal is not persuaded that the claimant has
made out this claim. The statistical evidence produced was unclear, and there was
clearly a drop in student numbers around this time, but as to whether or not the
claimant has demonstrated that she was given fewer new learners than her non –
pregnant colleague, the tribunal is not satisfied. It may be so, but it equally may not
be so. The tribunal has no hesitation in accepting that the claimant perceived this
was the case, but it cannot go any further than that.
40. In any event, the findings on these more minor claims (which , of course, are
also relevant background evidence in the context of which the tribunal has
considered the evidence relating to the dismissal) are unlikely to add significantly to
any awards to be made.
41. Finally, to the extent that there as any victimisation claim, the alleged
protected act was the sending of the claimant’s grievance about her suspension, and
the act of victimisation relied upon was the dismissal. In relation to the former, the
tribunal is not satisfied that the respondent was aware of the protected act at the
time that the decision to dismiss was taken. On any view , the earliest that the
grievance letter arrived was 11.20 a.m. on 12 October 2016, the same date on the
dismissal letter. There could only have been hours for it to have been read by
Andrew Fairbrother (to whom it was not addressed, although the envelope was)
before his dismissal letter was sent. The tribunal considers, as indeed, is the
claimant’s case that the events to bring about her dismissal were put in train by, at
the latest, 4 October 2016, when she was suspended. The decision to dismiss was
apparently taken on 7 October 2016, and, on any view the tribunal considers it
overwhelming more likely that the decision to dismiss was taken before the
respondent became aware of the protected act of the grievance letter on 12 October
2016. The victimisation claim therefore fails.
Remedy.
42. Turning to remedy, one issue requires specific determination in relation to the
breach of contract claim. On any view the claimant is entitled to a week’s pay in
respect of the notice period applicable under s.96 of the ERA 1996. The question
then arises as to whether she is entitled to the allegedly contractual period of one
month. This term is in the specimen contract at page 30 of the Bundle. The
claimant’s case, and her evidence, however, was that she never, until disclosure in
these proceedings, saw that document. No signed copy has been produced, nor has
the respondent adduced any evidence of when these terms were provided to her.
The claimant agreed, when asked by the tribunal, that she had seen the Employee
handbook, and the disciplinary procedure contained therein, and hence was able to
refer to that procedure when she wrote her letter of 19 October 2016 (page 73 of the
RESERVED JUDGMENT Case No. 2405460/2016
20
Bundle), in which she refers to it. She does, however, also say in that letter that her
“contract of employment, which incorporates the terms set out in the company
handbook” . The specimen contract at pages 28 to 32 of the Bundle , however, at
page 29, refers to the disciplinary procedure and rules, and refers to the Employee
handbook, but does not state that these provisions are contractual. That they are
contractual, however, is derived from the provisions in the Handbook, at page 42,
wherein it is provided:
“Please read the following principles and procedures carefully as they form an
important part of your terms and conditions of employment:”
43. What then is the position? The tribunal finds that the contract of employment
document was not issued, and did not represent the terms expressly agreed
between the parties at the commencement of her employment. As, however, the
respondent contends that these were the “standard” terms for an employee , whether
formally issued to the claimant or not, and the provisions are, particularly as to
notice, more favourable to the claimant than the statutory minima, the tribunal will
accept that these were indeed the terms upon which the claimant was employed, as
the respondent contends. Further, whether ab initio , or by the subsequent provision
of the Employee Handbook during the currency of the contract, as that expressly
states that the disciplinary procedure forms an important part of the claimant’s terms
and conditions of employment, it is contractual. That is reinforced by the provisions
set out on page 50 , under the heading “Employee Handbook receipt”, where its is
provided:
“This Handbook has been drawn up by the Company to provide you with information
on policies and procedures. It is important for you to read the Handbook carefully as
this, together with your Contract of Employment, sets out the main terms and
conditions of employment.”
44. Accordingly, the notice to which the claimant was entitled as one month, and
she is entitled to damages for breach of the contractual disciplinary procedure,
pursuant to the principle in Gunton v Richmond on Thames Borough Council
[1980] IRLR 321 cited by Mr Ryan, with which Mr Boyd did not take issue as
authority that failure to follow a contractual disciplinary procedure can constitute a
breach for which there is a separate, and, additional to the notice period, recoverable
head of loss, if established. The only question that arises then is what period does
the tribunal consider it would have taken to comply with the contractual disciplinary
procedure before dismissing? As this would only really have been the time
necessary for the respondent to compile and provide to the claimant the details of
the allegations, and any documentation , as required by the procedure set out on
page 43 of the Bundle, and hold a disciplinary meeting with her, the tribunal finds
that such a period would be, at most, a week. That, of course, is in addition to the
notice period of one month, so the total prospective award for damages fro breach of
contract would be 5 weeks’ pay, on the assumption that the claimant did not earn
any sums in mitigation during this period, and did not receive any state benefits,
which would be deductible from the award, and not by way of recoupment.
45. The parties are invited to consider whether remedy can be agreed, and the
tribunal will afford them some time to seek to do so. Failing that, tey are to seek to
agree such elements of remedy as they can, and then to notify the tribunal as to
RESERVED JUDGMENT Case No. 2405460/2016
21
whether a remedy hearing is required, to identify the issues to be determined, and to
provide the tribunal with an estimated length of hearing and dates to avoid.
Employment Judge Holmes
Dated : 20 November 2017
RESERVED JUDGMENT SENT TO THE PARTIES ON
20 November 2017
FOR THE TRIBUNAL OFFICE
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