Mr C Sinclair v Trackwork Ltd: 1801033/2019
Employment Tribunal
Published on 11 December 2019, 16:32
- Summary
- Employment Tribunal decision.
- categories
-
health-safety unfair-dismissal
- country
- england-and-wales
- decision date
- 2019-12-03
Official Documents
-
Mr C Sinclair v Trackwork Ltd: 1801033/2019 - Judgment with Reasons
Change History
-
First published.
Full Decision Text
Raw text extracted from the official documents.
Case No: 1801033/2019
1
EMPLOYMENT TRIBUNALS
Claimant Mr C Sinclair
Respondent: Trackwork Ltd
HELD AT:
Sheffield ON: 14 November 2019
BEFORE: Employment Judge Brain
REPRESENTATION:
Claimant: Mrs L Mankau, Counsel
Respondent: Mr S Lee, Director
JUDGMENT
The Judgment of the Employment Tribunal is that the claimant’s complaints of
unfair dismissal brought under section 100(1)(a) of the Employment Rights Act
1996 and under section 103A of the 1996 Act fail and stand dismissed.
REASONS
1. After hearing evidence and receiving helpful submissions from each party, and
after adjourning to consider matters, the Tribunal gave Judgment dismissing
the claimant’s claims. Written reasons were requested by the claimant’s
counsel.
2. The claimant was employed by the respondent as a track maintenance
supervisor between 8 October 2018 and 21 December 2018.
3. By a claim form presented on 15 March 2019 the claimant presented a
complaint that he had been unfairly dismissed. His case is that the reason for
Case No: 1801033/2019
2
his dismissal (or if there was more than one reason then the principal reason
for his dismissal) was because:
3.1. He made a protected disclosure to his employer; or
3.2. That he was designated by the employer to carry out activities in
connection with preventing or reducing risks to health and safety at work
and was dismissed for carrying out or proposing to carry out such
activities.
4. The claimant pursues the complaints under section 103A (in the case of the
public interest disclosure claim) and section 100(1)(a) (in the case of the health
and safety claim). Neither of those causes of action require the claimant to
have at least two years’ qualifying service with the respondent. Thus, the
claimant was entitled to bring his claim and have his case heard before the
Tribunal.
5. The Tribunal was presented with a bundle of documents. The Tribunal also
heard evidence from the claimant. From the respondent, evidence was heard
from:
5.1. Mr Lee.
5.2. Jonathan Airey. He works for the respondent as a maintenance
manager.
5.3. Robert Purshouse. He works for the respondent as an operations
director.
6. The Tribunal also received a signed statement from Brian Hunter. He works for
the respondent as an associate trainer. Mr Hunter was not present to give
evidence before the Tribunal.
7. The Tribunal shall firstly set out the factual findings. Then there will be set out
the issues and relevant law before going on to the Tribunal’s conclusions.
8. The respondent is a specialist railway engineering company. According to its
response to the claimant’s claim, it employs 455 people. Mr Lee gave evidence
(which was quite properly unchallenged) that the respondent prides itself upon
being a family owned company with a stable workforce.
9. It is not in dispute that a large part of the respondent’s business is engaged in
servicing and maintaining those parts of the railway which are the responsibility
of its clients (as opposed to those parts that fall within the responsibility of
Network Rail). The respondent’s commercial clients will often have
responsibility for the maintenance of the track that runs into the client’s
premises, factory or quarry (as the case may be). It is not in dispute between
the parties that this is a heavily regulated industry and that the respondent has
an impeccable safety record. In its response to the claimant’s claim the
respondent said the following at paragraph 1:
“Trackwork Ltd is a specialist railway engineering company that has been
established for over 40 years. During this time the company has built a
reputation with a whole range of clients for its ability to undertake a whole range
of complex rail projects in a professional and above all safe manner. The safety
standards required to work on the railway are generally regarded as being far
greater than those within the construction industry with the rail industry being
highly regulated to ensure that those standards are rigorously followed.
Case No: 1801033/2019
3
In order to work on Network Rail Infrastructure (which is generally accepted as
the highest standard) suppliers need to be registered under the Rail Industry
Supplier Qualification Scheme (RISQS). In February this year Trackwork
received their annual independent five-day audit against this scheme which
audits in detail the company’s management systems and procedures (including
safety) and received a five-star rating which is the highest possible rating.
Trackwork also holds a license (issued by Network Rail) to operate its rail
mounted plant and equipment on Network Rail Infrastructure. In order to obtain
such a license, Trackwork has to demonstrate the highest standards of health
and safety embedded within our day to day operations and receives regular
audits from Network Rail to ensure those standards are maintained. It is
obvious that if we didn’t follow the standards an accident could have
catastrophic consequences.
In 2018 Trackwork received the Subcontractor of the Year Award from Taylor
Woodrow, which was judged on a number of criteria but primarily safety, for our
work on a number of high profile contracts including the Crossrail project in
London”.
10. Evidence much in the same vein was given by the respondent’s witnesses. The
respondent’s standards were corroborated by documentation within the bundle
(particularly between pages 82 and 95). On behalf of the claimant, Mrs Mankau
quite properly did not seek to gainsay the respondent’s account of the general
standards required to work in this sector and the respondent’s record within it.
11. The system of work deployed by the respondent and which is of particular
relevance to the case before the Tribunal is that its maintenance operatives will
visit a client site in pairs. The operatives are answerable to a track maintenance
supervisor. The line management structure is such that the track maintenance
supervisor (which the Tribunal will now refer to simply as “supervisor” for
brevity) is line managed by a maintenance manager.
12. The respondent employs a supervisor named Dave Webb. Unfortunately,
Mr Webb became unwell. The respondent’s thoughts turned to the recruitment
of Mr Webb’s replacement.
13. The claimant applied for the position. His application form is at pages 42 to 47.
The application form shows that the claimant had worked for Network Rail for a
period of around 13 years between 2003 and 2016.
14. Mr Purshouse interviewed the claimant on 14 August 2018. In paragraph 3 of
his witness statement Mr Purshouse says that, “during the recruitment process
the quality of candidates was very poor, and in hindsight Carl [the claimant] got
the job by default due to the fact he had worked on the railway for a
considerable length of time, something that other candidates had not. During
the interview several important matters were discussed, the main one being his
lack of knowledge of track maintenance and his understanding of track layout
in depots and sidings, we were keen to point out that we do not maintain any
Network Rail infrastructure and that our client base covered train and freight
operating companies, along with heavy industrial sites such as steel works,
ports, harbours, quarries and car handling plants. We also explained that part
of his role was to monitor and audit the track maintenance teams on a regular
basis to ensure the quality of maintenance was to the prescribed standard and
Case No: 1801033/2019
4
that the tracks were being maintained such that they were always safe and
runnable for the passage of trains. Carl’s previous role within the rail industry
was that there was that of a safety critical nature rather than track maintenance.
However, he was very positive that he could make the transition to a
maintenance supervisor. Although not the ideal candidate as his knowledge
was clearly lacking we felt that whilst Dave Webb was able to work, Carl would
receive the training and mentoring necessary to make him competent in the
role”.
15. Mr Purshouse goes on to say in paragraph 4 of his witness statement that,
“during the interview Carl asked if we’d seen him on Good Morning TV, when I
said no, he proceeded to play the interview on his phone, the interview
concerned a violent incident that had occurred at his home with an intruder and
whilst I might sympathise with his actions I did think that playing the interview
at a job interview was a very strange thing to do”.
16. Paragraphs 3 and 4 of Mr Purshouse’s witness statements were unchallenged
by Mrs Mankau. There was corroboration for Mr Purshouse’s observation
about the quality of the candidates for the supervisor role from Mr Airey. He
said in the course of his evidence before the Tribunal that recruitment in the
industry was difficult.
17. It was not in dispute that the claimant did play some footage of the incident at
his home during the course of the interview with Mr Purshouse. In evidence,
the claimant explained that he did this because the case had achieved some
notoriety. The claimant had thwarted an attempted burglary at his home. It had
been captured upon his domestic CCTV system. Unfortunately for the claimant,
this had resulted in a criminal charge being brought against him in respect of
which he was acquitted. There is merit in the claimant’s contention that he had
a strong defence given that the jury only took around 25 minutes to consider
the matter. Further, the claimant’s story had appeared in the national press.
The claimant also appeared on Good Morning TV where he was interviewed by
the very well-known TV presenter Phillip Schofield. The claimant said that
given this notoriety he thought it safest to disclose what had happened rather
than face an uncomfortable situation later were the respondent to find out about
it from another source. The Tribunal has sympathy with the claimant’s position.
That said, the respondent was not so concerned about the matter when it was
disclosed at interview such as to prevent them offering the claimant the role.
18. Mr Airey conducted the second interview with the claimant. In paragraph 4 of
his witness statement Mr Airey says that he discussed with the claimant “what
was expected of him as an employee of a family owned company, his expected
duties and plan for his integration”.
19. Mr Airey then goes on to say this in paragraph 5 of his witness statement:
“It is not in any doubt in my mind that part of the duties given to the claimant by
me was to implement the Trackwork Safe System of work procedure. This
procedure is generally based on the Network Rail NR/L3/OHS/019 standard
and amended to suit particular site conditions. My line manager was aware of
my intentions to use the claimant to implement, audit and be responsible for the
day to day management of this system. Please note that we never work without
a locally agreed safe system of work. However, this may not always reflect the
Network Rail standard as many of our clients do not recognise any of the
Network Rail terminologies or rules”.
Case No: 1801033/2019
5
20. The Tribunal shall refer to the Network Rail standard referred to by Mr Airey
simply as “NR019”. What is notably absent from Mr Airey’s witness statement
is any description by him (or by any of the other respondent’s witnesses) of the
other employees being briefed that the claimant had a mandate to implement,
audit and be responsible for the day to day management of NR019.
21. In paragraph 11 of his witness statement Mr Airey says that he “wanted the
transition between our current maintenance supervisor and the claimant to
work. I reiterated to him that we were a family business with a good percentage
of long-term employees and a slow and steady approach would be necessary
to implement change”.
22. For the claimant’s part, he says in paragraph 2 of his witness statement that, “I
was told in my first interview with Bob Purshouse and then at my second
interview with Jonathan Airey that the respondent required me to work to the
prescribed 019 standard of Network Rail. This required me to be overly
cautious, explaining that even if a work area was not regarded by Network Rail
as an area requiring a safe system of work (“SSOW”) I would be required to
work to a SSOW”. He goes on to say in paragraph 3 that, “I was responsible
for a team of employees working on the track. My role required me to ensure
that a safe system of work was followed by the team. I became aware that the
team were not carrying out a safe system of work, including the completion of
the COSS forms”.
23. It not being in dispute, the Tribunal can do no better than recite what is said on
behalf of the respondent in its response to the claimant’s claim about the issue
of the position of a ‘COSS’ and ‘COSS forms’. The respondent says, “a COSS
is a ‘Controller of Site Safety’ who is responsible for establishing a safe system
of work. However, the important thing to note is that a COSS is a Network Rail
qualification that dictates the Network Rail procedure for establishing a safe
system of work with the associated briefing forms etc to be used on Network
Rail controlled infrastructure (the main line). Trackwork do not carry out any
maintenance on the main line and as such are not bound by Network Rail’s
systems or procedures when carrying out maintenance in the depot. Trackwork
are free to implement any safe system of work that is appropriate to the
circumstances and that has been agreed with the client.” The respondent goes
on to say that, “the claimant was employed as a track maintenance supervisor
to work in train maintenance depots, facilities not covered by a COSS or the
Network Rail safety requirements, where train movements are restricted to 5
miles per hour as opposed to 100 miles per hour on the main line (where the
claimant was familiar with working) and clearly different systems and
procedures can be adopted by our clients, particularly as our maintenance
clients do not include Network Rail”.
24. The position therefore was that safe systems of work were devised by the
respondent’s clients and to which the maintenance operatives would work.
Most if not all of these ‘local systems’ (for want of a better expression) worked
quite differently to those operated by Network Rail.
25. Difficulties were not long in manifesting themselves. On 26 October 2008 the
claimant visited the Jaguar Land Rover site in Liverpool. In paragraph 4 of his
witness statement the claimant says, “I was required to meet with the COSS,
Phil Clarke.” He goes on to say in paragraph 5 that, “At this site I was not
provided with a COSS brief, the SSOW, at first and had to ask for one to be
provided. When I explained to Phil Clarke as the COSS that I expected him to
Case No: 1801033/2019
6
provide a COSS brief to the team with regards to complying with the SSOW
and that this should place every time they arrived on site, Phil Clarke replied
that they do not do COSS briefs if they are only a two man gang as Trackwork
do not pay for a COSS”.
26. The claimant reported the matter to Mr Airey on 29 October 2018 (that being
the next working day). The claimant says that Mr Airey was supportive of him
and told him to “make sure that they started always following a SSOW”. Mr
Airey confirmed in evidence that the claimant’s account was correct.
27. The claimant then encountered another difficulty at a site in Teeside on
2 November 2018. This again involved Mr Clarke. The claimant prevailed upon
Mr Clarke to give a COSS brief. The claimant says that he brought this matter
to the attention of Mr Airey and then brought other matters to the attention of
Mr Airey and Mr Purshouse on a number of occasions after 2 November 2018.
Mr Airey had no recollection of the incident at Teeside on 2 November 2018 but
agreed that the claimant had raised the issue about the failures to give a COSS
brief repeatedly after he initially raised it on 29 October 2018. Mr Airey did not
dispute that the claimant had raised the issue of the Teeside incident of 2
November 2018 with him. Given Mr Airey’s ready acceptance of the fact that
the claimant repeatedly raised the matter the Tribunal finds that on balance of
probability the claimant did raise with Mr Airey what had happened in Teeside
concerning Mr Clarke.
28. Mr Airey then says at paragraph 6 of his witness statement that, “at the time of
the claimant’s employment I had fourteen members of staff directly under my
control. Twelve of them at some point following the start of the claimant’s
employment approached me tentatively at first then as time moved on more
animatedly regarding the claimant’s overall attitude. Two additional people
within the business approached me in similar circumstances with the same
concerns. The percentage of my staff who approached me with extremely
similar accounts of him was very concerning to me and this was reported to my
line manager Bob Purshouse”.
29. Mr Purshouse says that Mr Airey raised these concerns with him. For
Mr Purshouse’s part he also recounts (at paragraph 6 of his witness statement)
a report from Mr Parkin, a training manager who had received reports from Mr
Hunter about the claimant’s behaviour upon a training course. The Tribunal
can give little weight to Mr Hunter’s witness statement given that he was not
present in the Tribunal to have his evidence tested by the claimant’s counsel.
The Tribunal will make some brief further remarks upon an aspect of Mr
Hunter’s evidence towards the end of these reasons. That said, the Tribunal
accepts that Mr Purshouse did receive expressions of concern not only from Mr
Airey but also from Mr Parkin.
30. Mr Purshouse then received reports of an incident which took place at
Craigentinny in Scotland on 21 November 2018. An incident occurred involving
the claimant, Mr Clarke and another employee named Mark Binney. Mr Binney
and Mr Clarke gave their accounts of the incident: Mr Purshouse was copied
into their emails at pages 68 and 69 of the bundle. The claimant likewise gave
his account (copied at pages 70 and 71). What appears to be a fuller version
of the claimant’s account is at pages 75 to 77. The parties’ accounts differ.
However, on the claimant’s version of events there was a heated discussion
with exchanges in Anglo-Saxon terms between the parties. The claimant also
informed the investigating officer Lee Carmody that matters had culminated in
Case No: 1801033/2019
7
the claimant giving Mr Clarke what was described by the claimant as a “matey
tap”. Mr Clarke interpreted this as a strike.
31. Mr Purshouse decided to take no further action arising out of the matter that
had occurred at Craigentinny. It was Mr Purshouse who decided to bring the
claimant’s contract of employment to an end. In the letter of dismissal dated 13
December 2018 he expressly disavowed the incident of 21 November 2108 as
being a reason for the dismissal.
32. The evidence of Mr Purshouse and Mr Lee is that the reports being received
from Mr Airey about misgivings upon the part of members of his team coupled
with the incident of 21 November 2018 caused them to have concerns about
the claimant’s ability to integrate within the team. Thoughts then began to turn
towards bringing the claimant’s contract of employment to an end.
33. In paragraph 7 of his witness statement Mr Airey lists a number of matters that
were raised with him by members of his team about the claimant. These are
as follows:
“
The claimant’s male bravado relating to gambling and pornography.
The claimant’s attitude and behaviour on site which came across as
aggressive.
The claimant’s over enthusiasm to show a video of him beating up a man
who was breaking into his house and detailed information relating to this.
Further discussions relating to the claimant’s subsequent appearance
on the television programme This Morning and a photograph he claimed
was taken up the female presenter’s skirt.
The claimant openly showing pictures of a female who he claimed to be
his wife in pornographic situations and discussed wife swapping.
The claimant’s “do as I say or else” attitude.
The claimant’s over concern regarding safe systems of work and his lack
of track knowledge.
A general unwillingness to listen and learn and a “know it all” attitude.
A rude disrespectful attitude to our trainers, they felt he was a risk to the
business.
An argument and subsequent physical confrontation between the
claimant, Phil Clarke and Mark Binney on site. This was a minor incident
in the claimant’s opinion and something far more serious in the opinion
of Phil Clarke and Mark Binney (ref investigation report – document 9,
page 66).”
34. Mr Airey said that the claimant never exhibited such traits when he was with
him. Mr Airey says about the claimant that, “he was an enthusiastic character
who at times I felt needed to calm down and let things progress at a slower
pace than he wanted”. Mr Airey says that he raised the issues with
Mr Purshouse and Mr Carmody.
35. Before the Tribunal, the claimant accepted that several of the issues referred
to by Mr Airey (cited in paragraph 34) had their roots in what had occurred in
Case No: 1801033/2019
8
dealings between the claimant and the employees whom he was managing
(albeit the claimant did not accept the respondent’s employees’ pejorative
interpretation of many of the matters raised).
36. The Tribunal has already referred to the issue of his appearance upon GMTV
and the playing of the CCTV footage of the incident. The Tribunal finds on the
balance of probability that the claimant did play the CCTV footage to the
respondent’s operatives. It is more probable than not that he did so. He did
not deny doing so before the Tribunal. If he was willing to play the footage at
interview before senior members of the respondent’s organisation then it is
unlikely that he would be deterred from so doing in front of those subordinate
to him.
37. The claimant gave a plausible explanation about the issue of gambling. He said
that his daughter works in a horse riding stable and had received information
that a fancied horse was running at a racecourse. The claimant had passed
this tip on to other members of the team. The claimant also gave what the
Tribunal accepts to be a truthful account of showing colleagues some
photographs of his wife taken on holiday. There was no evidence to suggest
that there was anything improper about the photographs which he displayed.
38. In the Tribunal’s judgment, there is much in Mrs Mankau’s point that what was
perceived by the respondent’s operatives as arrogance upon the part of the
claimant was borne of the claimant seeking to do what he had been instructed
to do by Mr Airey in seeking to implement NR019. The requirements of NR019
were very much at odds with the locally deployed safe systems of work being
operated by the respondent for its clients. In the Tribunal’s judgment friction
was thus created between the claimant as supervisor on the one hand and
those whom he was line managing on the other. As the respondent accepts,
this led to complaints to Mr Airey and others (which were then forwarded up the
management chain) about the claimant’s conduct.
39. In the Tribunal’s judgment, actions of the claimant (such as the passing on of
the horse racing tip and the display of photographs of his wife) were
embellished and exaggerated to the detriment of the claimant. However, the
respondent’s management was nonetheless faced with a significant problem.
A loyal workforce was plainly unhappy. The respondent’s management gave
credence to many of the complaints upon the basis of what the respondent
perceived to be the claimant’s questionable behaviour at interview in playing
the CCTV footage of the burglary incident. True it is that the respondent
nonetheless gave the claimant the role. However, that must be set in the
context of Mr Purshouse’s evidence that the quality of candidates was generally
poor and the respondent’s need to have somebody to take over from Mr Webb.
It is plain from Mr Purshouse’s evidence that the claimant was a far from ideal
candidate. That is no reflection upon the claimant himself whose experience
with Network Rail was not in track maintenance. Nevertheless, the fact remains
that the respondent employed the claimant with reservations and reasonably
lent credence to the employee’s complaints because of their own experience of
the claimant’s behaviour in interview in playing the CCTV footage.
40. The Tribunal pauses to deal with one aspect of the complaints received by
Mr Airey. One of these was the allegation that the claimant had taken a
photograph “up the female presenter’s skirt”. In the Tribunal’s judgment, the
claimant was quite correct to say that this was an absurd allegation. It would
frankly be hard to think of a more public setting than an appearance upon
Case No: 1801033/2019
9
national TV surrounded by cameras. If the respondent had received a report
only about that allegation then, in the Tribunal’s judgment, the report was of
such absurdity that to take action upon it would have led the Tribunal to drawing
an adverse inference against the respondent. Nevertheless, even discounting
that allegation, in the Tribunal’s judgment the respondent reasonably
entertained concerns about the impact that the claimant was having upon its
workforce.
41. The Tribunal has a great deal of sympathy for the claimant. The claimant found
himself the victim of poor management upon the part of the respondent. The
claimant was given a brief to implement NR019. He set about doing that with
all due diligence. Indeed, that he did so gave rise to one of the concerns related
to Mr Airey about the claimant being “over concerned” regarding safe systems
of work. Unbeknown it seems to the claimant the employees whom he was
managing had not received the same brief. As far as the employees were
concerned it was business as usual and therefore inevitably friction was created
because the claimant was trying to implement a different system of work. Mr
Airey’s message evidenced in paragraph 10 of his witness statement (that he
wished to see a slow change in the way in which the respondent operated) was
not at any stage conveyed to the claimant. The employees whom the claimant
was supervising therefore perceived the claimant as being overcautious and
somewhat zealous in his approach.
42. A decision was taken by Mr Purshouse to dismiss the claimant. Mr Purshouse
spoke to the claimant on 11 December 2018. The claimant recorded the call.
The transcript is at pages 72 to 74. Mr Purshouse said in evidence before the
Tribunal that he found the conversation to be difficult. Certainly, Mr
Purshouse’s discomfiture is conveyed by the written word.
43. The claimant was plainly distressed to be told that he was being dismissed in
circumstances where he was simply doing what he had been asked to do. He
suggested to Mr Purshouse that the respondent’s employees were not working
to NR019 and that rather than backing up the claimant Mr Purshouse was siding
with the employees. As the claimant put it, “the tail was wagging the dog”.
There is much merit in the claimant’s description of the respondent’s approach
and decision.
44. The Tribunal now turns to a consideration of the relevant law and the issues in
the case. The Tribunal shall start with the health and safety case.
45. It is not in dispute that the claimant was designated by the respondent to carry
out activities in connection with preventing or reducing risks to health and safety
at work. Indeed, that was very much part of the claimant’s remit. It is also not
in dispute that the claimant was carrying out or proposing to carry out such
activities upon 26 October 2018, 2 November 2018 and upon many occasions
after 2 November 2018 until the date of his dismissal. The question for the
Tribunal therefore is whether the claimant was dismissed or, if there was more
than one reason for his dismissal, the principal reason for dismissal was
because he was carrying out health and safety activities.
46. The claimant has less than two years’ qualifying service. It follows therefore
that the burden is upon him to show that this was the reason for his dismissal.
47. It was no part of the claimant’s case that the respondent simply decided to
dismiss him because the claimant was carrying out health and safety activities.
The claimant’s case is presented upon a somewhat more nuanced basis. This
Case No: 1801033/2019
10
is that the respondent’s employees were complaining to the respondent’s
management about the claimant’s health and safety activities and that that is
what prompted the respondent to dismiss the claimant. Mrs Mankau said that
the relevant provision of the 1996 Act should be given a wide construction given
that the mischief against which it is aimed is to prevent employers from
thwarting employees carrying out activities protective of health and safety.
Therefore, management being influenced by the fact that employees were
unhappy about having a health and safety regime imposed upon them fell foursquare
within the ambit of section 100(1)(a). An employer that dismisses an
employee because the employee was the subject of embellished or
exaggerated accounts of misconduct from fellow workers while carrying out
health and safety duties effectively dismisses the employee for that very
reason. In principle her submissions, in the Tribunal’s judgment, have some
force.
48. However, the Tribunal has to view matters in the context of the respondent
operating in a health and safety critical environment. This is a respondent with
an impeccable health and safety record. It has to adhere to exacting health and
safety standards in order to operate. It has won awards (such as the Taylor
Woodrow Subcontractor of the Year Award for 2018). The case also has to be
seen in the context of Mr Airey specifically recruiting the claimant to take over
from Mr Webb and Mr Airey encouraging the claimant to implement NR019.
Further, when the claimant complained that he was meeting resistance from Mr
Clarke, Mr Airey was supportive of the claimant.
49. Given that context, the Tribunal has to weigh in the balance the reason for the
respondent’s decision to dismiss the claimant. Was it because, as the claimant
would have it, he was carrying out health and safety activities. Or alternatively
was it because, as the respondent would have it, the claimant was not
integrating within the workforce. By this, the respondent plainly meant that the
claimant was creating friction with his (justifiable) approach to matters.
50. True it is but for the fact that the claimant had been recruited into the supervisor
role and that he was carrying it out he would not have been dismissed.
However, a “but for” analysis is not apt. The question for the Tribunal is what
was the reason of a principal reason for the claimant’s dismissal. Why did the
employer act as it did?
51. In my judgment, it is against the probabilities that this particular employer would
dismiss the claimant simply because he was carrying out his health and safety
duties for the reasons given in paragraph 48 even if this did generate complaints
from the other employees. In my judgment, the respondent decided to dismiss
the claimant because of the upset that the respondent’s approach to NR019
(through the agency of the claimant) was causing to the respondent’s
workforce. The respondent has mismanaged matters such that the claimant
was diligently carrying out his duties which was subjectively seen by those
whom he was managing as overzealous. Relations had soured and it was for
this reason that the respondent decided to dismiss the claimant.
52. The respondent is asserting personality clash and upset on the part of its loyal
workforce caused by its own mismanagement of the situation as the principal
reason for dismissal. It was not the carrying out of health and safety duties that
caused the respondent to dismiss the claimant but rather that a loyal workforce
was becoming demoralised by the manner in which health and safety was being
managed. The employees did not complain about being subject to health and
Case No: 1801033/2019
11
safety management as such but rather by the way in which the respondent was
going about matters. It was the claimant’s methodology which generated the
complaints and not that he was acting in his capacity as a supervisor to
implement a health and safety regime in and of itself.
53. The Tribunal makes this finding with a heavy heart. It is tough on the claimant
who was only doing what he had been set on to do by the respondent. The
respondent had failed to manage the employees’ expectations of the claimant.
Happily, Mr Webb has been able to return to work as supervisor. It is to be
hoped that should the respondent continue to pursue the move to NR019 the
situation will be better managed either by exhorting the supervisor to deal with
matters more incrementally or briefing the employees that NR019 is to be the
operative standard henceforth.
54. The Tribunal then turns to the public interest disclosure claim. The Tribunal
finds that the claimant did make a disclosure (that qualifies for protection) to the
respondent as his employer upon a number of occasions. The disclosures were
made upon 26 October 2018, 2 November 2018 and upon many occasions
thereafter. It is not necessary to set them all out. They are all of the same
character. The claimant provided information to the respondent to the effect
that the respondent’s employees were not complying with NR019. The claimant
plainly had a reasonable belief in that information. Indeed, the respondent
accepts that he was correct to make this observation. The Tribunal also finds
that the claimant had a reasonable belief that the disclosure was in the public
interest. It cannot be in doubt that the safe operation of the railway is in the
public interest.
55. The question therefore is whether the dismissal of the claimant (or if there was
more than one reason then the principal reason for it) was because he had
made the protected disclosures. This part of the claimant’s claim fails upon
causation for the same reasons as for the health and safety case in paragraphs
51 and 52. Those reasons need not be repeated.
56. The Tribunal concludes matters by repeating the expression of sympathy for
the position in which the claimant found himself. The Tribunal also makes a
positive finding that the claimant is a safe operative and rejects Mr Hunter’s
case that the claimant was in some way dangerous. Mr Hunter did not attend
the Tribunal to be tested as to his evidence. The Tribunal heard evidence from
the claimant and is satisfied on balance that the claimant is a safe and
competent health and safety officer.
Employment Judge Brain
Date 3 December 2019
Related Parties
Search the database for other cases involving these individuals or companies.